Democracy in America — Volume 1 by Alexis de Tocqueville
Chapter XVII: Principal Causes Maintaining The Democratic
4819 words | Chapter 58
Republic—Part IV
The Laws Contribute More To The Maintenance Of The Democratic Republic
In The United States Than The Physical Circumstances Of The Country,
And The Manners More Than The Laws
All the nations of America have a democratic state of society—Yet
democratic institutions only subsist amongst the Anglo-Americans—The
Spaniards of South America, equally favored by physical causes as the
Anglo-Americans, unable to maintain a democratic republic—Mexico, which
has adopted the Constitution of the United States, in the same
predicament—The Anglo-Americans of the West less able to maintain it
than those of the East—Reason of these different results.
I have remarked that the maintenance of democratic institutions in the
United States is attributable to the circumstances, the laws, and the
manners of that country. *l Most Europeans are only acquainted with the
first of these three causes, and they are apt to give it a
preponderating importance which it does not really possess.
l
[ I remind the reader of the general signification which I give to the
word “manners,” namely, the moral and intellectual characteristics of
social man taken collectively.]
It is true that the Anglo-Saxons settled in the New World in a state of
social equality; the low-born and the noble were not to be found
amongst them; and professional prejudices were always as entirely
unknown as the prejudices of birth. Thus, as the condition of society
was democratic, the empire of democracy was established without
difficulty. But this circumstance is by no means peculiar to the United
States; almost all the trans-Atlantic colonies were founded by men
equal amongst themselves, or who became so by inhabiting them. In no
one part of the New World have Europeans been able to create an
aristocracy. Nevertheless, democratic institutions prosper nowhere but
in the United States.
The American Union has no enemies to contend with; it stands in the
wilds like an island in the ocean. But the Spaniards of South America
were no less isolated by nature; yet their position has not relieved
them from the charge of standing armies. They make war upon each other
when they have no foreign enemies to oppose; and the Anglo-American
democracy is the only one which has hitherto been able to maintain
itself in peace. *m
m
[ [A remark which, since the great Civil War of 1861-65, ceases to be
applicable.]]
The territory of the Union presents a boundless field to human
activity, and inexhaustible materials for industry and labor. The
passion of wealth takes the place of ambition, and the warmth of
faction is mitigated by a sense of prosperity. But in what portion of
the globe shall we meet with more fertile plains, with mightier rivers,
or with more unexplored and inexhaustible riches than in South America?
Nevertheless, South America has been unable to maintain democratic
institutions. If the welfare of nations depended on their being placed
in a remote position, with an unbounded space of habitable territory
before them, the Spaniards of South America would have no reason to
complain of their fate. And although they might enjoy less prosperity
than the inhabitants of the United States, their lot might still be
such as to excite the envy of some nations in Europe. There are,
however, no nations upon the face of the earth more miserable than
those of South America.
Thus, not only are physical causes inadequate to produce results
analogous to those which occur in North America, but they are unable to
raise the population of South America above the level of European
States, where they act in a contrary direction. Physical causes do not,
therefore, affect the destiny of nations so much as has been supposed.
I have met with men in New England who were on the point of leaving a
country, where they might have remained in easy circumstances, to go to
seek their fortune in the wilds. Not far from that district I found a
French population in Canada, which was closely crowded on a narrow
territory, although the same wilds were at hand; and whilst the
emigrant from the United States purchased an extensive estate with the
earnings of a short term of labor, the Canadian paid as much for land
as he would have done in France. Nature offers the solitudes of the New
World to Europeans; but they are not always acquainted with the means
of turning her gifts to account. Other peoples of America have the same
physical conditions of prosperity as the Anglo-Americans, but without
their laws and their manners; and these peoples are wretched. The laws
and manners of the Anglo-Americans are therefore that efficient cause
of their greatness which is the object of my inquiry.
I am far from supposing that the American laws are preeminently good in
themselves; I do not hold them to be applicable to all democratic
peoples; and several of them seem to be dangerous, even in the United
States. Nevertheless, it cannot be denied that the American
legislation, taken collectively, is extremely well adapted to the
genius of the people and the nature of the country which it is intended
to govern. The American laws are therefore good, and to them must be
attributed a large portion of the success which attends the government
of democracy in America: but I do not believe them to be the principal
cause of that success; and if they seem to me to have more influence
upon the social happiness of the Americans than the nature of the
country, on the other hand there is reason to believe that their effect
is still inferior to that produced by the manners of the people.
The Federal laws undoubtedly constitute the most important part of the
legislation of the United States. Mexico, which is not less fortunately
situated than the Anglo-American Union, has adopted the same laws, but
is unable to accustom itself to the government of democracy. Some other
cause is therefore at work, independently of those physical
circumstances and peculiar laws which enable the democracy to rule in
the United States.
Another still more striking proof may be adduced. Almost all the
inhabitants of the territory of the Union are the descendants of a
common stock; they speak the same language, they worship God in the
same manner, they are affected by the same physical causes, and they
obey the same laws. Whence, then, do their characteristic differences
arise? Why, in the Eastern States of the Union, does the republican
government display vigor and regularity, and proceed with mature
deliberation? Whence does it derive the wisdom and the durability which
mark its acts, whilst in the Western States, on the contrary, society
seems to be ruled by the powers of chance? There, public business is
conducted with an irregularity and a passionate and feverish
excitement, which does not announce a long or sure duration.
I am no longer comparing the Anglo-American States to foreign nations;
but I am contrasting them with each other, and endeavoring to discover
why they are so unlike. The arguments which are derived from the nature
of the country and the difference of legislation are here all set
aside. Recourse must be had to some other cause; and what other cause
can there be except the manners of the people?
It is in the Eastern States that the Anglo-Americans have been longest
accustomed to the government of democracy, and that they have adopted
the habits and conceived the notions most favorable to its maintenance.
Democracy has gradually penetrated into their customs, their opinions,
and the forms of social intercourse; it is to be found in all the
details of daily life equally as in the laws. In the Eastern States the
instruction and practical education of the people have been most
perfected, and religion has been most thoroughly amalgamated with
liberty. Now these habits, opinions, customs, and convictions are
precisely the constituent elements of that which I have denominated
manners.
In the Western States, on the contrary, a portion of the same
advantages is still wanting. Many of the Americans of the West were
born in the woods, and they mix the ideas and the customs of savage
life with the civilization of their parents. Their passions are more
intense; their religious morality less authoritative; and their
convictions less secure. The inhabitants exercise no sort of control
over their fellow-citizens, for they are scarcely acquainted with each
other. The nations of the West display, to a certain extent, the
inexperience and the rude habits of a people in its infancy; for
although they are composed of old elements, their assemblage is of
recent date.
The manners of the Americans of the United States are, then, the real
cause which renders that people the only one of the American nations
that is able to support a democratic government; and it is the
influence of manners which produces the different degrees of order and
of prosperity that may be distinguished in the several Anglo-American
democracies. Thus the effect which the geographical position of a
country may have upon the duration of democratic institutions is
exaggerated in Europe. Too much importance is attributed to
legislation, too little to manners. These three great causes serve, no
doubt, to regulate and direct the American democracy; but if they were
to be classed in their proper order, I should say that the physical
circumstances are less efficient than the laws, and the laws very
subordinate to the manners of the people. I am convinced that the most
advantageous situation and the best possible laws cannot maintain a
constitution in spite of the manners of a country; whilst the latter
may turn the most unfavorable positions and the worst laws to some
advantage. The importance of manners is a common truth to which study
and experience incessantly direct our attention. It may be regarded as
a central point in the range of human observation, and the common
termination of all inquiry. So seriously do I insist upon this head,
that if I have hitherto failed in making the reader feel the important
influence which I attribute to the practical experience, the habits,
the opinions, in short, to the manners of the Americans, upon the
maintenance of their institutions, I have failed in the principal
object of my work.
Whether Laws And Manners Are Sufficient To Maintain Democratic
Institutions In Other Countries Besides America
The Anglo-Americans, if transported into Europe, would be obliged to
modify their laws—Distinction to be made between democratic
institutions and American institutions—Democratic laws may be conceived
better than, or at least different from, those which the American
democracy has adopted—The example of America only proves that it is
possible to regulate democracy by the assistance of manners and
legislation.
I have asserted that the success of democratic institutions in the
United States is more intimately connected with the laws themselves,
and the manners of the people, than with the nature of the country. But
does it follow that the same causes would of themselves produce the
same results, if they were put into operation elsewhere; and if the
country is no adequate substitute for laws and manners, can laws and
manners in their turn prove a substitute for the country? It will
readily be understood that the necessary elements of a reply to this
question are wanting: other peoples are to be found in the New World
besides the Anglo-Americans, and as these people are affected by the
same physical circumstances as the latter, they may fairly be compared
together. But there are no nations out of America which have adopted
the same laws and manners, being destitute of the physical advantages
peculiar to the Anglo-Americans. No standard of comparison therefore
exists, and we can only hazard an opinion upon this subject.
It appears to me, in the first place, that a careful distinction must
be made between the institutions of the United States and democratic
institutions in general. When I reflect upon the state of Europe, its
mighty nations, its populous cities, its formidable armies, and the
complex nature of its politics, I cannot suppose that even the
Anglo-Americans, if they were transported to our hemisphere, with their
ideas, their religion, and their manners, could exist without
considerably altering their laws. But a democratic nation may be
imagined, organized differently from the American people. It is not
impossible to conceive a government really established upon the will of
the majority; but in which the majority, repressing its natural
propensity to equality, should consent, with a view to the order and
the stability of the State, to invest a family or an individual with
all the prerogatives of the executive. A democratic society might
exist, in which the forces of the nation would be more centralized than
they are in the United States; the people would exercise a less direct
and less irresistible influence upon public affairs, and yet every
citizen invested with certain rights would participate, within his
sphere, in the conduct of the government. The observations I made
amongst the Anglo-Americans induce me to believe that democratic
institutions of this kind, prudently introduced into society, so as
gradually to mix with the habits and to be interfused with the opinions
of the people, might subsist in other countries besides America. If the
laws of the United States were the only imaginable democratic laws, or
the most perfect which it is possible to conceive, I should admit that
the success of those institutions affords no proof of the success of
democratic institutions in general, in a country less favored by
natural circumstances. But as the laws of America appear to me to be
defective in several respects, and as I can readily imagine others of
the same general nature, the peculiar advantages of that country do not
prove that democratic institutions cannot succeed in a nation less
favored by circumstances, if ruled by better laws.
If human nature were different in America from what it is elsewhere; or
if the social condition of the Americans engendered habits and opinions
amongst them different from those which originate in the same social
condition in the Old World, the American democracies would afford no
means of predicting what may occur in other democracies. If the
Americans displayed the same propensities as all other democratic
nations, and if their legislators had relied upon the nature of the
country and the favor of circumstances to restrain those propensities
within due limits, the prosperity of the United States would be
exclusively attributable to physical causes, and it would afford no
encouragement to a people inclined to imitate their example, without
sharing their natural advantages. But neither of these suppositions is
borne out by facts.
In America the same passions are to be met with as in Europe; some
originating in human nature, others in the democratic condition of
society. Thus in the United States I found that restlessness of heart
which is natural to men, when all ranks are nearly equal and the
chances of elevation are the same to all. I found the democratic
feeling of envy expressed under a thousand different forms. I remarked
that the people frequently displayed, in the conduct of affairs, a
consummate mixture of ignorance and presumption; and I inferred that in
America, men are liable to the same failings and the same absurdities
as amongst ourselves. But upon examining the state of society more
attentively, I speedily discovered that the Americans had made great
and successful efforts to counteract these imperfections of human
nature, and to correct the natural defects of democracy. Their divers
municipal laws appeared to me to be a means of restraining the ambition
of the citizens within a narrow sphere, and of turning those same
passions which might have worked havoc in the State, to the good of the
township or the parish. The American legislators have succeeded to a
certain extent in opposing the notion of rights to the feelings of
envy; the permanence of the religious world to the continual shifting
of politics; the experience of the people to its theoretical ignorance;
and its practical knowledge of business to the impatience of its
desires.
The Americans, then, have not relied upon the nature of their country
to counterpoise those dangers which originate in their Constitution and
in their political laws. To evils which are common to all democratic
peoples they have applied remedies which none but themselves had ever
thought of before; and although they were the first to make the
experiment, they have succeeded in it.
The manners and laws of the Americans are not the only ones which may
suit a democratic people; but the Americans have shown that it would be
wrong to despair of regulating democracy by the aid of manners and of
laws. If other nations should borrow this general and pregnant idea
from the Americans, without however intending to imitate them in the
peculiar application which they have made of it; if they should attempt
to fit themselves for that social condition, which it seems to be the
will of Providence to impose upon the generations of this age, and so
to escape from the despotism or the anarchy which threatens them; what
reason is there to suppose that their efforts would not be crowned with
success? The organization and the establishment of democracy in
Christendom is the great political problem of the time. The Americans,
unquestionably, have not resolved this problem, but they furnish useful
data to those who undertake the task.
Importance Of What Precedes With Respect To The State Of Europe
It may readily be discovered with what intention I undertook the
foregoing inquiries. The question here discussed is interesting not
only to the United States, but to the whole world; it concerns, not a
nation, but all mankind. If those nations whose social condition is
democratic could only remain free as long as they are inhabitants of
the wilds, we could not but despair of the future destiny of the human
race; for democracy is rapidly acquiring a more extended sway, and the
wilds are gradually peopled with men. If it were true that laws and
manners are insufficient to maintain democratic institutions, what
refuge would remain open to the nations, except the despotism of a
single individual? I am aware that there are many worthy persons at the
present time who are not alarmed at this latter alternative, and who
are so tired of liberty as to be glad of repose, far from those storms
by which it is attended. But these individuals are ill acquainted with
the haven towards which they are bound. They are so deluded by their
recollections, as to judge the tendency of absolute power by what it
was formerly, and not by what it might become at the present time.
If absolute power were re-established amongst the democratic nations of
Europe, I am persuaded that it would assume a new form, and appear
under features unknown to our forefathers. There was a time in Europe
when the laws and the consent of the people had invested princes with
almost unlimited authority; but they scarcely ever availed themselves
of it. I do not speak of the prerogatives of the nobility, of the
authority of supreme courts of justice, of corporations and their
chartered rights, or of provincial privileges, which served to break
the blows of the sovereign authority, and to maintain a spirit of
resistance in the nation. Independently of these political
institutions—which, however opposed they might be to personal liberty,
served to keep alive the love of freedom in the mind of the public, and
which may be esteemed to have been useful in this respect—the manners
and opinions of the nation confined the royal authority within barriers
which were not less powerful, although they were less conspicuous.
Religion, the affections of the people, the benevolence of the prince,
the sense of honor, family pride, provincial prejudices, custom, and
public opinion limited the power of kings, and restrained their
authority within an invisible circle. The constitution of nations was
despotic at that time, but their manners were free. Princes had the
right, but they had neither the means nor the desire, of doing whatever
they pleased.
But what now remains of those barriers which formerly arrested the
aggressions of tyranny? Since religion has lost its empire over the
souls of men, the most prominent boundary which divided good from evil
is overthrown; the very elements of the moral world are indeterminate;
the princes and the peoples of the earth are guided by chance, and none
can define the natural limits of despotism and the bounds of license.
Long revolutions have forever destroyed the respect which surrounded
the rulers of the State; and since they have been relieved from the
burden of public esteem, princes may henceforward surrender themselves
without fear to the seductions of arbitrary power.
When kings find that the hearts of their subjects are turned towards
them, they are clement, because they are conscious of their strength,
and they are chary of the affection of their people, because the
affection of their people is the bulwark of the throne. A mutual
interchange of good-will then takes place between the prince and the
people, which resembles the gracious intercourse of domestic society.
The subjects may murmur at the sovereign’s decree, but they are grieved
to displease him; and the sovereign chastises his subjects with the
light hand of parental affection.
But when once the spell of royalty is broken in the tumult of
revolution; when successive monarchs have crossed the throne, so as
alternately to display to the people the weakness of their right and
the harshness of their power, the sovereign is no longer regarded by
any as the Father of the State, and he is feared by all as its master.
If he be weak, he is despised; if he be strong, he is detested. He
himself is full of animosity and alarm; he finds that he is as a
stranger in his own country, and he treats his subjects like conquered
enemies.
When the provinces and the towns formed so many different nations in
the midst of their common country, each of them had a will of its own,
which was opposed to the general spirit of subjection; but now that all
the parts of the same empire, after having lost their immunities, their
customs, their prejudices, their traditions, and their names, are
subjected and accustomed to the same laws, it is not more difficult to
oppress them collectively than it was formerly to oppress them singly.
Whilst the nobles enjoyed their power, and indeed long after that power
was lost, the honor of aristocracy conferred an extraordinary degree of
force upon their personal opposition. They afford instances of men who,
notwithstanding their weakness, still entertained a high opinion of
their personal value, and dared to cope single-handed with the efforts
of the public authority. But at the present day, when all ranks are
more and more confounded, when the individual disappears in the throng,
and is easily lost in the midst of a common obscurity, when the honor
of monarchy has almost lost its empire without being succeeded by
public virtue, and when nothing can enable man to rise above himself,
who shall say at what point the exigencies of power and the servility
of weakness will stop?
As long as family feeling was kept alive, the antagonist of oppression
was never alone; he looked about him, and found his clients, his
hereditary friends, and his kinsfolk. If this support was wanting, he
was sustained by his ancestors and animated by his posterity. But when
patrimonial estates are divided, and when a few years suffice to
confound the distinctions of a race, where can family feeling be found?
What force can there be in the customs of a country which has changed
and is still perpetually changing its aspect; in which every act of
tyranny has a precedent, and every crime an example; in which there is
nothing so old that its antiquity can save it from destruction, and
nothing so unparalleled that its novelty can prevent it from being
done? What resistance can be offered by manners of so pliant a make
that they have already often yielded? What strength can even public
opinion have retained, when no twenty persons are connected by a common
tie; when not a man, nor a family, nor chartered corporation, nor
class, nor free institution, has the power of representing or exerting
that opinion; and when every citizen—being equally weak, equally poor,
and equally dependent—has only his personal impotence to oppose to the
organized force of the government?
The annals of France furnish nothing analogous to the condition in
which that country might then be thrown. But it may more aptly be
assimilated to the times of old, and to those hideous eras of Roman
oppression, when the manners of the people were corrupted, their
traditions obliterated, their habits destroyed, their opinions shaken,
and freedom, expelled from the laws, could find no refuge in the land;
when nothing protected the citizens, and the citizens no longer
protected themselves; when human nature was the sport of man, and
princes wearied out the clemency of Heaven before they exhausted the
patience of their subjects. Those who hope to revive the monarchy of
Henry IV or of Louis XIV, appear to me to be afflicted with mental
blindness; and when I consider the present condition of several
European nations—a condition to which all the others tend—I am led to
believe that they will soon be left with no other alternative than
democratic liberty, or the tyranny of the Caesars. *n
n
[ [This prediction of the return of France to imperial despotism, and
of the true character of that despotic power, was written in 1832, and
realized to the letter in 1852.]]
And indeed it is deserving of consideration, whether men are to be
entirely emancipated or entirely enslaved; whether their rights are to
be made equal, or wholly taken away from them. If the rulers of society
were reduced either gradually to raise the crowd to their own level, or
to sink the citizens below that of humanity, would not the doubts of
many be resolved, the consciences of many be healed, and the community
prepared to make great sacrifices with little difficulty? In that case,
the gradual growth of democratic manners and institutions should be
regarded, not as the best, but as the only means of preserving freedom;
and without liking the government of democracy, it might be adopted as
the most applicable and the fairest remedy for the present ills of
society.
It is difficult to associate a people in the work of government; but it
is still more difficult to supply it with experience, and to inspire it
with the feelings which it requires in order to govern well. I grant
that the caprices of democracy are perpetual; its instruments are rude;
its laws imperfect. But if it were true that soon no just medium would
exist between the empire of democracy and the dominion of a single arm,
should we not rather incline towards the former than submit voluntarily
to the latter? And if complete equality be our fate, is it not better
to be levelled by free institutions than by despotic power?
Those who, after having read this book, should imagine that my
intention in writing it has been to propose the laws and manners of the
Anglo-Americans for the imitation of all democratic peoples, would
commit a very great mistake; they must have paid more attention to the
form than to the substance of my ideas. My aim has been to show, by the
example of America, that laws, and especially manners, may exist which
will allow a democratic people to remain free. But I am very far from
thinking that we ought to follow the example of the American democracy,
and copy the means which it has employed to attain its ends; for I am
well aware of the influence which the nature of a country and its
political precedents exercise upon a constitution; and I should regard
it as a great misfortune for mankind if liberty were to exist all over
the world under the same forms.
But I am of opinion that if we do not succeed in gradually introducing
democratic institutions into France, and if we despair of imparting to
the citizens those ideas and sentiments which first prepare them for
freedom, and afterwards allow them to enjoy it, there will be no
independence at all, either for the middling classes or the nobility,
for the poor or for the rich, but an equal tyranny over all; and I
foresee that if the peaceable empire of the majority be not founded
amongst us in time, we shall sooner or later arrive at the unlimited
authority of a single despot.
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