Democracy in America — Volume 1 by Alexis de Tocqueville
1650. *p The legislators of Connecticut *q begin with the penal laws,
3539 words | Chapter 24
and, strange to say, they borrow their provisions from the text of Holy
Writ. “Whosoever shall worship any other God than the Lord,” says the
preamble of the Code, “shall surely be put to death.” This is followed
by ten or twelve enactments of the same kind, copied verbatim from the
books of Exodus, Leviticus, and Deuteronomy. Blasphemy, sorcery,
adultery, *r and rape were punished with death; an outrage offered by a
son to his parents was to be expiated by the same penalty. The
legislation of a rude and half-civilized people was thus applied to an
enlightened and moral community. The consequence was that the
punishment of death was never more frequently prescribed by the
statute, and never more rarely enforced towards the guilty.
p
[ Code of 1650, p. 28; Hartford, 1830.]
q
[ See also in “Hutchinson’s History,” vol. i. pp. 435, 456, the
analysis of the penal code adopted in 1648 by the Colony of
Massachusetts: this code is drawn up on the same principles as that of
Connecticut.]
r
[ Adultery was also punished with death by the law of Massachusetts:
and Hutchinson, vol. i. p. 441, says that several persons actually
suffered for this crime. He quotes a curious anecdote on this subject,
which occurred in the year 1663. A married woman had had criminal
intercourse with a young man; her husband died, and she married the
lover. Several years had elapsed, when the public began to suspect the
previous intercourse of this couple: they were thrown into prison, put
upon trial, and very narrowly escaped capital punishment.]
The chief care of the legislators, in this body of penal laws, was the
maintenance of orderly conduct and good morals in the community: they
constantly invaded the domain of conscience, and there was scarcely a
sin which was not subject to magisterial censure. The reader is aware
of the rigor with which these laws punished rape and adultery;
intercourse between unmarried persons was likewise severely repressed.
The judge was empowered to inflict a pecuniary penalty, a whipping, or
marriage *s on the misdemeanants; and if the records of the old courts
of New Haven may be believed, prosecutions of this kind were not
unfrequent. We find a sentence bearing date the first of May, 1660,
inflicting a fine and reprimand on a young woman who was accused of
using improper language, and of allowing herself to be kissed. *t The
Code of 1650 abounds in preventive measures. It punishes idleness and
drunkenness with severity. *u Innkeepers are forbidden to furnish more
than a certain quantity of liquor to each consumer; and simple lying,
whenever it may be injurious, *v is checked by a fine or a flogging. In
other places, the legislator, entirely forgetting the great principles
of religious toleration which he had himself upheld in Europe, renders
attendance on divine service compulsory, *w and goes so far as to visit
with severe punishment, ** and even with death, the Christians who
chose to worship God according to a ritual differing from his own. *x
Sometimes indeed the zeal of his enactments induces him to descend to
the most frivolous particulars: thus a law is to be found in the same
Code which prohibits the use of tobacco. *y It must not be forgotten
that these fantastical and vexatious laws were not imposed by
authority, but that they were freely voted by all the persons
interested, and that the manners of the community were even more
austere and more puritanical than the laws. In 1649 a solemn
association was formed in Boston to check the worldly luxury of long
hair. *z
s
[ Code of 1650, p. 48. It seems sometimes to have happened that the
judges superadded these punishments to each other, as is seen in a
sentence pronounced in 1643 (p. 114, “New Haven Antiquities”), by which
Margaret Bedford, convicted of loose conduct, was condemned to be
whipped, and afterwards to marry Nicholas Jemmings, her accomplice.]
t
[ “New Haven Antiquities,” p. 104. See also “Hutchinson’s History,” for
several causes equally extraordinary.]
u
[ Code of 1650, pp. 50, 57.]
v
[ Ibid., p. 64.]
w
[ Ibid., p. 44.]
*
[ This was not peculiar to Connecticut. See, for instance, the law
which, on September 13, 1644, banished the Anabaptists from the State
of Massachusetts. (“Historical Collection of State Papers,” vol. i. p.
538.) See also the law against the Quakers, passed on October 14, 1656:
“Whereas,” says the preamble, “an accursed race of heretics called
Quakers has sprung up,” etc. The clauses of the statute inflict a heavy
fine on all captains of ships who should import Quakers into the
country. The Quakers who may be found there shall be whipped and
imprisoned with hard labor. Those members of the sect who should defend
their opinions shall be first fined, then imprisoned, and finally
driven out of the province.—“Historical Collection of State Papers,”
vol. i. p. 630.]
x
[ By the penal law of Massachusetts, any Catholic priest who should set
foot in the colony after having been once driven out of it was liable
to capital punishment.]
y
[ Code of 1650, p. 96.]
z
[ “New England’s Memorial,” p. 316. See Appendix, E.]
These errors are no doubt discreditable to human reason; they attest
the inferiority of our nature, which is incapable of laying firm hold
upon what is true and just, and is often reduced to the alternative of
two excesses. In strict connection with this penal legislation, which
bears such striking marks of a narrow sectarian spirit, and of those
religious passions which had been warmed by persecution and were still
fermenting among the people, a body of political laws is to be found,
which, though written two hundred years ago, is still ahead of the
liberties of our age. The general principles which are the groundwork
of modern constitutions—principles which were imperfectly known in
Europe, and not completely triumphant even in Great Britain, in the
seventeenth century—were all recognized and determined by the laws of
New England: the intervention of the people in public affairs, the free
voting of taxes, the responsibility of authorities, personal liberty,
and trial by jury, were all positively established without discussion.
From these fruitful principles consequences have been derived and
applications have been made such as no nation in Europe has yet
ventured to attempt.
In Connecticut the electoral body consisted, from its origin, of the
whole number of citizens; and this is readily to be understood, *a when
we recollect that this people enjoyed an almost perfect equality of
fortune, and a still greater uniformity of opinions. *b In Connecticut,
at this period, all the executive functionaries were elected, including
the Governor of the State. *c The citizens above the age of sixteen
were obliged to bear arms; they formed a national militia, which
appointed its own officers, and was to hold itself at all times in
readiness to march for the defence of the country. *d
a
[ Constitution of 1638, p. 17.]
b
[ In 1641 the General Assembly of Rhode Island unanimously declared
that the government of the State was a democracy, and that the power
was vested in the body of free citizens, who alone had the right to
make the laws and to watch their execution.—Code of 1650, p. 70.]
c
[ “Pitkin’s History,” p. 47.]
d
[ Constitution of 1638, p. 12.]
In the laws of Connecticut, as well as in all those of New England, we
find the germ and gradual development of that township independence
which is the life and mainspring of American liberty at the present
day. The political existence of the majority of the nations of Europe
commenced in the superior ranks of society, and was gradually and
imperfectly communicated to the different members of the social body.
In America, on the other hand, it may be said that the township was
organized before the county, the county before the State, the State
before the Union. In New England townships were completely and
definitively constituted as early as 1650. The independence of the
township was the nucleus round which the local interests, passions,
rights, and duties collected and clung. It gave scope to the activity
of a real political life most thoroughly democratic and republican. The
colonies still recognized the supremacy of the mother-country; monarchy
was still the law of the State; but the republic was already
established in every township. The towns named their own magistrates of
every kind, rated themselves, and levied their own taxes. *e In the
parish of New England the law of representation was not adopted, but
the affairs of the community were discussed, as at Athens, in the
market-place, by a general assembly of the citizens.
e
[ Code of 1650, p. 80.]
In studying the laws which were promulgated at this first era of the
American republics, it is impossible not to be struck by the remarkable
acquaintance with the science of government and the advanced theory of
legislation which they display. The ideas there formed of the duties of
society towards its members are evidently much loftier and more
comprehensive than those of the European legislators at that time:
obligations were there imposed which were elsewhere slighted. In the
States of New England, from the first, the condition of the poor was
provided for; *f strict measures were taken for the maintenance of
roads, and surveyors were appointed to attend to them; *g registers
were established in every parish, in which the results of public
deliberations, and the births, deaths, and marriages of the citizens
were entered; *h clerks were directed to keep these registers; *i
officers were charged with the administration of vacant inheritances,
and with the arbitration of litigated landmarks; and many others were
created whose chief functions were the maintenance of public order in
the community. *j The law enters into a thousand useful provisions for
a number of social wants which are at present very inadequately felt in
France. [Footnote f: Ibid., p. 78.]
g
[ Ibid., p. 49.]
h
[ See “Hutchinson’s History,” vol. i. p. 455.]
i
[ Code of 1650, p. 86.]
j
[ Ibid., p. 40.]
But it is by the attention it pays to Public Education that the
original character of American civilization is at once placed in the
clearest light. “It being,” says the law, “one chief project of Satan
to keep men from the knowledge of the Scripture by persuading from the
use of tongues, to the end that learning may not be buried in the
graves of our forefathers, in church and commonwealth, the Lord
assisting our endeavors. . . .” *k Here follow clauses establishing
schools in every township, and obliging the inhabitants, under pain of
heavy fines, to support them. Schools of a superior kind were founded
in the same manner in the more populous districts. The municipal
authorities were bound to enforce the sending of children to school by
their parents; they were empowered to inflict fines upon all who
refused compliance; and in case of continued resistance society assumed
the place of the parent, took possession of the child, and deprived the
father of those natural rights which he used to so bad a purpose. The
reader will undoubtedly have remarked the preamble of these enactments:
in America religion is the road to knowledge, and the observance of the
divine laws leads man to civil freedom.
k
[ Ibid., p. 90.]
If, after having cast a rapid glance over the state of American society
in 1650, we turn to the condition of Europe, and more especially to
that of the Continent, at the same period, we cannot fail to be struck
with astonishment. On the Continent of Europe, at the beginning of the
seventeenth century, absolute monarchy had everywhere triumphed over
the ruins of the oligarchical and feudal liberties of the Middle Ages.
Never were the notions of right more completely confounded than in the
midst of the splendor and literature of Europe; never was there less
political activity among the people; never were the principles of true
freedom less widely circulated; and at that very time those principles,
which were scorned or unknown by the nations of Europe, were proclaimed
in the deserts of the New World, and were accepted as the future creed
of a great people. The boldest theories of the human reason were put
into practice by a community so humble that not a statesman
condescended to attend to it; and a legislation without a precedent was
produced offhand by the imagination of the citizens. In the bosom of
this obscure democracy, which had as yet brought forth neither
generals, nor philosophers, nor authors, a man might stand up in the
face of a free people and pronounce the following fine definition of
liberty. *l
l
[ Mather’s “Magnalia Christi Americana,” vol. ii. p. 13. This speech
was made by Winthrop; he was accused of having committed arbitrary
actions during his magistracy, but after having made the speech of
which the above is a fragment, he was acquitted by acclamation, and
from that time forwards he was always re-elected governor of the State.
See Marshal, vol. i. p. 166.]
“Nor would I have you to mistake in the point of your own liberty.
There is a liberty of a corrupt nature which is effected both by men
and beasts to do what they list, and this liberty is inconsistent with
authority, impatient of all restraint; by this liberty ‘sumus omnes
deteriores’: ’tis the grand enemy of truth and peace, and all the
ordinances of God are bent against it. But there is a civil, a moral, a
federal liberty which is the proper end and object of authority; it is
a liberty for that only which is just and good: for this liberty you
are to stand with the hazard of your very lives and whatsoever crosses
it is not authority, but a distemper thereof. This liberty is
maintained in a way of subjection to authority; and the authority set
over you will, in all administrations for your good, be quietly
submitted unto by all but such as have a disposition to shake off the
yoke and lose their true liberty, by their murmuring at the honor and
power of authority.”
The remarks I have made will suffice to display the character of
Anglo-American civilization in its true light. It is the result (and
this should be constantly present to the mind of two distinct
elements), which in other places have been in frequent hostility, but
which in America have been admirably incorporated and combined with one
another. I allude to the spirit of Religion and the spirit of Liberty.
The settlers of New England were at the same time ardent sectarians and
daring innovators. Narrow as the limits of some of their religious
opinions were, they were entirely free from political prejudices. Hence
arose two tendencies, distinct but not opposite, which are constantly
discernible in the manners as well as in the laws of the country.
It might be imagined that men who sacrificed their friends, their
family, and their native land to a religious conviction were absorbed
in the pursuit of the intellectual advantages which they purchased at
so dear a rate. The energy, however, with which they strove for the
acquirement of wealth, moral enjoyment, and the comforts as well as
liberties of the world, is scarcely inferior to that with which they
devoted themselves to Heaven.
Political principles and all human laws and institutions were moulded
and altered at their pleasure; the barriers of the society in which
they were born were broken down before them; the old principles which
had governed the world for ages were no more; a path without a turn and
a field without an horizon were opened to the exploring and ardent
curiosity of man: but at the limits of the political world he checks
his researches, he discreetly lays aside the use of his most formidable
faculties, he no longer consents to doubt or to innovate, but carefully
abstaining from raising the curtain of the sanctuary, he yields with
submissive respect to truths which he will not discuss. Thus, in the
moral world everything is classed, adapted, decided, and foreseen; in
the political world everything is agitated, uncertain, and disputed: in
the one is a passive, though a voluntary, obedience; in the other an
independence scornful of experience and jealous of authority.
These two tendencies, apparently so discrepant, are far from
conflicting; they advance together, and mutually support each other.
Religion perceives that civil liberty affords a noble exercise to the
faculties of man, and that the political world is a field prepared by
the Creator for the efforts of the intelligence. Contented with the
freedom and the power which it enjoys in its own sphere, and with the
place which it occupies, the empire of religion is never more surely
established than when it reigns in the hearts of men unsupported by
aught beside its native strength. Religion is no less the companion of
liberty in all its battles and its triumphs; the cradle of its infancy,
and the divine source of its claims. The safeguard of morality is
religion, and morality is the best security of law and the surest
pledge of freedom. *m
m
[ See Appendix, F.]
Reasons Of Certain Anomalies Which The Laws And Customs Of The
Anglo-Americans Present
Remains of aristocratic institutions in the midst of a complete
democracy—Why?—Distinction carefully to be drawn between what is of
Puritanical and what is of English origin.
The reader is cautioned not to draw too general or too absolute an
inference from what has been said. The social condition, the religion,
and the manners of the first emigrants undoubtedly exercised an immense
influence on the destiny of their new country. Nevertheless they were
not in a situation to found a state of things solely dependent on
themselves: no man can entirely shake off the influence of the past,
and the settlers, intentionally or involuntarily, mingled habits and
notions derived from their education and from the traditions of their
country with those habits and notions which were exclusively their own.
To form a judgment on the Anglo-Americans of the present day it is
therefore necessary to distinguish what is of Puritanical and what is
of English origin.
Laws and customs are frequently to be met with in the United States
which contrast strongly with all that surrounds them. These laws seem
to be drawn up in a spirit contrary to the prevailing tenor of the
American legislation; and these customs are no less opposed to the tone
of society. If the English colonies had been founded in an age of
darkness, or if their origin was already lost in the lapse of years,
the problem would be insoluble.
I shall quote a single example to illustrate what I advance. The civil
and criminal procedure of the Americans has only two means of
action—committal and bail. The first measure taken by the magistrate is
to exact security from the defendant, or, in case of refusal, to
incarcerate him: the ground of the accusation and the importance of the
charges against him are then discussed. It is evident that a
legislation of this kind is hostile to the poor man, and favorable only
to the rich. The poor man has not always a security to produce, even in
a civil cause; and if he is obliged to wait for justice in prison, he
is speedily reduced to distress. The wealthy individual, on the
contrary, always escapes imprisonment in civil causes; nay, more, he
may readily elude the punishment which awaits him for a delinquency by
breaking his bail. So that all the penalties of the law are, for him,
reducible to fines. *n Nothing can be more aristocratic than this
system of legislation. Yet in America it is the poor who make the law,
and they usually reserve the greatest social advantages to themselves.
The explanation of the phenomenon is to be found in England; the laws
of which I speak are English, *o and the Americans have retained them,
however repugnant they may be to the tenor of their legislation and the
mass of their ideas. Next to its habits, the thing which a nation is
least apt to change is its civil legislation. Civil laws are only
familiarly known to legal men, whose direct interest it is to maintain
them as they are, whether good or bad, simply because they themselves
are conversant with them. The body of the nation is scarcely acquainted
with them; it merely perceives their action in particular cases; but it
has some difficulty in seizing their tendency, and obeys them without
premeditation. I have quoted one instance where it would have been easy
to adduce a great number of others. The surface of American society is,
if I may use the expression, covered with a layer of democracy, from
beneath which the old aristocratic colors sometimes peep.
n
[ Crimes no doubt exist for which bail is inadmissible, but they are
few in number.]
o
[ See Blackstone; and Delolme, book I chap. x.]
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