Democracy in America — Volume 1 by Alexis de Tocqueville
introduction of physical force exceedingly rare, and is very frequently
3662 words | Chapter 37
substituted for it; but if the latter proves to be indispensable, its
power is doubled by the association of the idea of law.
A federal government stands in greater need of the support of judicial
institutions than any other, because it is naturally weak and exposed
to formidable opposition. *c If it were always obliged to resort to
violence in the first instance, it could not fulfil its task. The
Union, therefore, required a national judiciary to enforce the
obedience of the citizens to the laws, and to repeal the attacks which
might be directed against them. The question then remained as to what
tribunals were to exercise these privileges; were they to be entrusted
to the courts of justice which were already organized in every State?
or was it necessary to create federal courts? It may easily be proved
that the Union could not adapt the judicial power of the States to its
wants. The separation of the judiciary from the administrative power of
the State no doubt affects the security of every citizen and the
liberty of all. But it is no less important to the existence of the
nation that these several powers should have the same origin, should
follow the same principles, and act in the same sphere; in a word, that
they should be correlative and homogeneous. No one, I presume, ever
suggested the advantage of trying offences committed in France by a
foreign court of justice, in order to secure the impartiality of the
judges. The Americans form one people in relation to their Federal
Government; but in the bosom of this people divers political bodies
have been allowed to subsist which are dependent on the national
Government in a few points, and independent in all the rest; which have
all a distinct origin, maxims peculiar to themselves, and special means
of carrying on their affairs. To entrust the execution of the laws of
the Union to tribunals instituted by these political bodies would be to
allow foreign judges to preside over the nation. Nay, more; not only is
each State foreign to the Union at large, but it is in perpetual
opposition to the common interests, since whatever authority the Union
loses turns to the advantage of the States. Thus to enforce the laws of
the Union by means of the tribunals of the States would be to allow not
only foreign but partial judges to preside over the nation.
c
[ Federal laws are those which most require courts of justice, and
those at the same time which have most rarely established them. The
reason is that confederations have usually been formed by independent
States, which entertained no real intention of obeying the central
Government, and which very readily ceded the right of command to the
federal executive, and very prudently reserved the right of
non-compliance to themselves.]
But the number, still more than the mere character, of the tribunals of
the States rendered them unfit for the service of the nation. When the
Federal Constitution was formed there were already thirteen courts of
justice in the United States which decided causes without appeal. That
number is now increased to twenty-four. To suppose that a State can
subsist when its fundamental laws may be subjected to four-and-twenty
different interpretations at the same time is to advance a proposition
alike contrary to reason and to experience.
The American legislators therefore agreed to create a federal judiciary
power to apply the laws of the Union, and to determine certain
questions affecting general interests, which were carefully determined
beforehand. The entire judicial power of the Union was centred in one
tribunal, which was denominated the Supreme Court of the United States.
But, to facilitate the expedition of business, inferior courts were
appended to it, which were empowered to decide causes of small
importance without appeal, and with appeal causes of more magnitude.
The members of the Supreme Court are named neither by the people nor
the legislature, but by the President of the United States, acting with
the advice of the Senate. In order to render them independent of the
other authorities, their office was made inalienable; and it was
determined that their salary, when once fixed, should not be altered by
the legislature. *d It was easy to proclaim the principle of a Federal
judiciary, but difficulties multiplied when the extent of its
jurisdiction was to be determined.
d
[ The Union was divided into districts, in each of which a resident
Federal judge was appointed, and the court in which he presided was
termed a “District Court.” Each of the judges of the Supreme Court
annually visits a certain portion of the Republic, in order to try the
most important causes upon the spot; the court presided over by this
magistrate is styled a “Circuit Court.” Lastly, all the most serious
cases of litigation are brought before the Supreme Court, which holds a
solemn session once a year, at which all the judges of the Circuit
Courts must attend. The jury was introduced into the Federal Courts in
the same manner, and in the same cases, as into the courts of the
States.
It will be observed that no analogy exists between the Supreme Court of
the United States and the French Cour de Cassation, since the latter
only hears appeals on questions of law. The Supreme Court decides upon
the evidence of the fact as well as upon the law of the case, whereas
the Cour de Cassation does not pronounce a decision of its own, but
refers the cause to the arbitration of another tribunal. See the law of
September 24, 1789, “Laws of the United States,” by Story, vol. i. p.
53.]
Means Of Determining The Jurisdiction Of The Federal Courts Difficulty
of determining the jurisdiction of separate courts of justice in
confederations—The courts of the Union obtained the right of fixing
their own jurisdiction—In what respect this rule attacks the portion of
sovereignty reserved to the several States—The sovereignty of these
States restricted by the laws, and the interpretation of the
laws—Consequently, the danger of the several States is more apparent
than real.
As the Constitution of the United States recognized two distinct powers
in presence of each other, represented in a judicial point of view by
two distinct classes of courts of justice, the utmost care which could
be taken in defining their separate jurisdictions would have been
insufficient to prevent frequent collisions between those tribunals.
The question then arose to whom the right of deciding the competency of
each court was to be referred.
In nations which constitute a single body politic, when a question is
debated between two courts relating to their mutual jurisdiction, a
third tribunal is generally within reach to decide the difference; and
this is effected without difficulty, because in these nations the
questions of judicial competency have no connection with the privileges
of the national supremacy. But it was impossible to create an arbiter
between a superior court of the Union and the superior court of a
separate State which would not belong to one of these two classes. It
was, therefore, necessary to allow one of these courts to judge its own
cause, and to take or to retain cognizance of the point which was
contested. To grant this privilege to the different courts of the
States would have been to destroy the sovereignty of the Union de facto
after having established it de jure; for the interpretation of the
Constitution would soon have restored that portion of independence to
the States of which the terms of that act deprived them. The object of
the creation of a Federal tribunal was to prevent the courts of the
States from deciding questions affecting the national interests in
their own department, and so to form a uniform body of jurisprudene for
the interpretation of the laws of the Union. This end would not have
been accomplished if the courts of the several States had been
competent to decide upon cases in their separate capacities from which
they were obliged to abstain as Federal tribunals. The Supreme Court of
the United States was therefore invested with the right of determining
all questions of jurisdiction. *e
e
[ In order to diminish the number of these suits, it was decided that
in a great many Federal causes the courts of the States should be
empowered to decide conjointly with those of the Union, the losing
party having then a right of appeal to the Supreme Court of the United
States. The Supreme Court of Virginia contested the right of the
Supreme Court of the United States to judge an appeal from its
decisions, but unsuccessfully. See “Kent’s Commentaries,” vol. i. p.
300, pp. 370 et seq.; Story’s “Commentaries,” p. 646; and “The Organic
Law of the United States,” vol. i. p. 35.]
This was a severe blow upon the independence of the States, which was
thus restricted not only by the laws, but by the interpretation of
them; by one limit which was known, and by another which was dubious;
by a rule which was certain, and a rule which was arbitrary. It is true
the Constitution had laid down the precise limits of the Federal
supremacy, but whenever this supremacy is contested by one of the
States, a Federal tribunal decides the question. Nevertheless, the
dangers with which the independence of the States was threatened by
this mode of proceeding are less serious than they appeared to be. We
shall see hereafter that in America the real strength of the country is
vested in the provincial far more than in the Federal Government. The
Federal judges are conscious of the relative weakness of the power in
whose name they act, and they are more inclined to abandon a right of
jurisdiction in cases where it is justly their own than to assert a
privilege to which they have no legal claim.
Different Cases Of Jurisdiction
The matter and the party are the first conditions of the Federal
jurisdiction—Suits in which ambassadors are engaged—Suits of the
Union—Of a separate State—By whom tried—Causes resulting from the laws
of the Union—Why judged by the Federal tribunals—Causes relating to the
performance of contracts tried by the Federal courts—Consequence of
this arrangement.
After having appointed the means of fixing the competency of the
Federal courts, the legislators of the Union defined the cases which
should come within their jurisdiction. It was established, on the one
hand, that certain parties must always be brought before the Federal
courts, without any regard to the special nature of the cause; and, on
the other, that certain causes must always be brought before the same
courts, without any regard to the quality of the parties in the suit.
These distinctions were therefore admitted to be the basis of the
Federal jurisdiction.
Ambassadors are the representatives of nations in a state of amity with
the Union, and whatever concerns these personages concerns in some
degree the whole Union. When an ambassador is a party in a suit, that
suit affects the welfare of the nation, and a Federal tribunal is
naturally called upon to decide it.
The Union itself may be invoked in legal proceedings, and in this case
it would be alike contrary to the customs of all nations and to common
sense to appeal to a tribunal representing any other sovereignty than
its own; the Federal courts, therefore, take cognizance of these
affairs.
When two parties belonging to two different States are engaged in a
suit, the case cannot with propriety be brought before a court of
either State. The surest expedient is to select a tribunal like that of
the Union, which can excite the suspicions of neither party, and which
offers the most natural as well as the most certain remedy.
When the two parties are not private individuals, but States, an
important political consideration is added to the same motive of
equity. The quality of the parties in this case gives a national
importance to all their disputes; and the most trifling litigation of
the States may be said to involve the peace of the whole Union. *f
f
[ The Constitution also says that the Federal courts shall decide
“controversies between a State and the citizens of another State.” And
here a most important question of a constitutional nature arose, which
was, whether the jurisdiction given by the Constitution in cases in
which a State is a party extended to suits brought against a State as
well as by it, or was exclusively confined to the latter. The question
was most elaborately considered in the case of Chisholm v. Georgia, and
was decided by the majority of the Supreme Court in the affirmative.
The decision created general alarm among the States, and an amendment
was proposed and ratified by which the power was entirely taken away,
so far as it regards suits brought against a State. See Story’s
“Commentaries,” p. 624, or in the large edition Section 1677.]
The nature of the cause frequently prescribes the rule of competency.
Thus all the questions which concern maritime commerce evidently fall
under the cognizance of the Federal tribunals. *g Almost all these
questions are connected with the interpretation of the law of nations,
and in this respect they essentially interest the Union in relation to
foreign powers. Moreover, as the sea is not included within the limits
of any peculiar jurisdiction, the national courts can only hear causes
which originate in maritime affairs.
g
[ As for instance, all cases of piracy.]
The Constitution comprises under one head almost all the cases which by
their very nature come within the limits of the Federal courts. The
rule which it lays down is simple, but pregnant with an entire system
of ideas, and with a vast multitude of facts. It declares that the
judicial power of the Supreme Court shall extend to all cases in law
and equity arising under the laws of the United States.
Two examples will put the intention of the legislator in the clearest
light:
The Constitution prohibits the States from making laws on the value and
circulation of money: If, notwithstanding this prohibition, a State
passes a law of this kind, with which the interested parties refuse to
comply because it is contrary to the Constitution, the case must come
before a Federal court, because it arises under the laws of the United
States. Again, if difficulties arise in the levying of import duties
which have been voted by Congress, the Federal court must decide the
case, because it arises under the interpretation of a law of the United
States.
This rule is in perfect accordance with the fundamental principles of
the Federal Constitution. The Union, as it was established in 1789,
possesses, it is true, a limited supremacy; but it was intended that
within its limits it should form one and the same people. *h Within
those limits the Union is sovereign. When this point is established and
admitted, the inference is easy; for if it be acknowledged that the
United States constitute one and the same people within the bounds
prescribed by their Constitution, it is impossible to refuse them the
rights which belong to other nations. But it has been allowed, from the
origin of society, that every nation has the right of deciding by its
own courts those questions which concern the execution of its own laws.
To this it is answered that the Union is in so singular a position that
in relation to some matters it constitutes a people, and that in
relation to all the rest it is a nonentity. But the inference to be
drawn is, that in the laws relating to these matters the Union
possesses all the rights of absolute sovereignty. The difficulty is to
know what these matters are; and when once it is resolved (and we have
shown how it was resolved, in speaking of the means of determining the
jurisdiction of the Federal courts) no further doubt can arise; for as
soon as it is established that a suit is Federal—that is to say, that
it belongs to the share of sovereignty reserved by the Constitution of
the Union—the natural consequence is that it should come within the
jurisdiction of a Federal court.
h
[ This principle was in some measure restricted by the introduction of
the several States as independent powers into the Senate, and by
allowing them to vote separately in the House of Representatives when
the President is elected by that body. But these are exceptions, and
the contrary principle is the rule.]
Whenever the laws of the United States are attacked, or whenever they
are resorted to in self-defence, the Federal courts must be appealed
to. Thus the jurisdiction of the tribunals of the Union extends and
narrows its limits exactly in the same ratio as the sovereignty of the
Union augments or decreases. We have shown that the principal aim of
the legislators of 1789 was to divide the sovereign authority into two
parts. In the one they placed the control of all the general interests
of the Union, in the other the control of the special interests of its
component States. Their chief solicitude was to arm the Federal
Government with sufficient power to enable it to resist, within its
sphere, the encroachments of the several States. As for these
communities, the principle of independence within certain limits of
their own was adopted in their behalf; and they were concealed from the
inspection, and protected from the control, of the central Government.
In speaking of the division of authority, I observed that this latter
principle had not always been held sacred, since the States are
prevented from passing certain laws which apparently belong to their
own particular sphere of interest. When a State of the Union passes a
law of this kind, the citizens who are injured by its execution can
appeal to the Federal courts.
Thus the jurisdiction of the Federal courts extends not only to all the
cases which arise under the laws of the Union, but also to those which
arise under laws made by the several States in opposition to the
Constitution. The States are prohibited from making ex post facto laws
in criminal cases, and any person condemned by virtue of a law of this
kind can appeal to the judicial power of the Union. The States are
likewise prohibited from making laws which may have a tendency to
impair the obligations of contracts. *i If a citizen thinks that an
obligation of this kind is impaired by a law passed in his State, he
may refuse to obey it, and may appeal to the Federal courts. *j
i
[ It is perfectly clear, says Mr. Story (“Commentaries,” p. 503, or in
the large edition Section 1379), that any law which enlarges, abridges,
or in any manner changes the intention of the parties, resulting from
the stipulations in the contract, necessarily impairs it. He gives in
the same place a very long and careful definition of what is understood
by a contract in Federal jurisprudence. A grant made by the State to a
private individual, and accepted by him, is a contract, and cannot be
revoked by any future law. A charter granted by the State to a company
is a contract, and equally binding to the State as to the grantee. The
clause of the Constitution here referred to insures, therefore, the
existence of a great part of acquired rights, but not of all. Property
may legally be held, though it may not have passed into the possessor’s
hands by means of a contract; and its possession is an acquired right,
not guaranteed by the Federal Constitution.]
j
[ A remarkable instance of this is given by Mr. Story (p. 508, or in
the large edition Section 1388): “Dartmouth College in New Hampshire
had been founded by a charter granted to certain individuals before the
American Revolution, and its trustees formed a corporation under this
charter. The legislature of New Hampshire had, without the consent of
this corporation, passed an act changing the organization of the
original provincial charter of the college, and transferring all the
rights, privileges, and franchises from the old charter trustees to new
trustees appointed under the act. The constitutionality of the act was
contested, and, after solemn arguments, it was deliberately held by the
Supreme Court that the provincial charter was a contract within the
meaning of the Constitution (Art. I. Section 10), and that the
emendatory act was utterly void, as impairing the obligation of that
charter. The college was deemed, like other colleges of private
foundation, to be a private eleemosynary institution, endowed by its
charter with a capacity to take property unconnected with the
Government. Its funds were bestowed upon the faith of the charter, and
those funds consisted entirely of private donations. It is true that
the uses were in some sense public, that is, for the general benefit,
and not for the mere benefit of the corporators; but this did not make
the corporation a public corporation. It was a private institution for
general charity. It was not distinguishable in principle from a private
donation, vested in private trustees, for a public charity, or for a
particular purpose of beneficence. And the State itself, if it had
bestowed funds upon a charity of the same nature, could not resume
those funds.”]
This provision appears to me to be the most serious attack upon the
independence of the States. The rights awarded to the Federal
Government for purposes of obvious national importance are definite and
easily comprehensible; but those with which this last clause invests it
are not either clearly appreciable or accurately defined. For there are
vast numbers of political laws which influence the existence of
obligations of contracts, which may thus furnish an easy pretext for
the aggressions of the central authority.
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