Democracy in America — Volume 1 by Alexis de Tocqueville

Chapter V: Necessity Of Examining The Condition Of The States—Part II

3579 words  |  Chapter 29

What, then, is the uniform plan on which the government is conducted, and how is the compliance of the counties and their magistrates or the townships and their officers enforced? In the States of New England the legislative authority embraces more subjects than it does in France; the legislator penetrates to the very core of the administration; the law descends to the most minute details; the same enactment prescribes the principle and the method of its application, and thus imposes a multitude of strict and rigorously defined obligations on the secondary functionaries of the State. The consequence of this is that if all the secondary functionaries of the administration conform to the law, society in all its branches proceeds with the greatest uniformity: the difficulty remains of compelling the secondary functionaries of the administration to conform to the law. It may be affirmed that, in general, society has only two methods of enforcing the execution of the laws at its disposal: a discretionary power may be entrusted to a superior functionary of directing all the others, and of cashiering them in case of disobedience; or the courts of justice may be authorized to inflict judicial penalties on the offender: but these two methods are not always available. The right of directing a civil officer presupposes that of cashiering him if he does not obey orders, and of rewarding him by promotion if he fulfils his duties with propriety. But an elected magistrate can neither be cashiered nor promoted. All elective functions are inalienable until their term is expired. In fact, the elected magistrate has nothing either to expect or to fear from his constituents; and when all public offices are filled by ballot there can be no series of official dignities, because the double right of commanding and of enforcing obedience can never be vested in the same individual, and because the power of issuing an order can never be joined to that of inflicting a punishment or bestowing a reward. The communities therefore in which the secondary functionaries of the government are elected are perforce obliged to make great use of judicial penalties as a means of administration. This is not evident at first sight; for those in power are apt to look upon the institution of elective functionaries as one concession, and the subjection of the elected magistrate to the judges of the land as another. They are equally averse to both these innovations; and as they are more pressingly solicited to grant the former than the latter, they accede to the election of the magistrate, and leave him independent of the judicial power. Nevertheless, the second of these measures is the only thing that can possibly counterbalance the first; and it will be found that an elective authority which is not subject to judicial power will, sooner or later, either elude all control or be destroyed. The courts of justice are the only possible medium between the central power and the administrative bodies; they alone can compel the elected functionary to obey, without violating the rights of the elector. The extension of judicial power in the political world ought therefore to be in the exact ratio of the extension of elective offices: if these two institutions do not go hand in hand, the State must fall into anarchy or into subjection. It has always been remarked that habits of legal business do not render men apt to the exercise of administrative authority. The Americans have borrowed from the English, their fathers, the idea of an institution which is unknown upon the continent of Europe: I allude to that of the Justices of the Peace. The Justice of the Peace is a sort of mezzo termine between the magistrate and the man of the world, between the civil officer and the judge. A justice of the peace is a well-informed citizen, though he is not necessarily versed in the knowledge of the laws. His office simply obliges him to execute the police regulations of society; a task in which good sense and integrity are of more avail than legal science. The justice introduces into the administration a certain taste for established forms and publicity, which renders him a most unserviceable instrument of despotism; and, on the other hand, he is not blinded by those superstitions which render legal officers unfit members of a government. The Americans have adopted the system of the English justices of the peace, but they have deprived it of that aristocratic character which is discernible in the mother-country. The Governor of Massachusetts *p appoints a certain number of justices of the peace in every county, whose functions last seven years. *q He further designates three individuals from amongst the whole body of justices who form in each county what is called the Court of Sessions. The justices take a personal share in public business; they are sometimes entrusted with administrative functions in conjunction with elected officers, *r they sometimes constitute a tribunal, before which the magistrates summarily prosecute a refractory citizen, or the citizens inform against the abuses of the magistrate. But it is in the Court of Sessions that they exercise their most important functions. This court meets twice a year in the county town; in Massachusetts it is empowered to enforce the obedience of the greater number *s of public officers. *t It must be observed, that in the State of Massachusetts the Court of Sessions is at the same time an administrative body, properly so called, and a political tribunal. It has been asserted that the county is a purely administrative division. The Court of Sessions presides over that small number of affairs which, as they concern several townships, or all the townships of the county in common, cannot be entrusted to any one of them in particular. *u In all that concerns county business the duties of the Court of Sessions are purely administrative; and if in its investigations it occasionally borrows the forms of judicial procedure, it is only with a view to its own information, *v or as a guarantee to the community over which it presides. But when the administration of the township is brought before it, it always acts as a judicial body, and in some few cases as an official assembly. p [ We shall hereafter learn what a Governor is: I shall content myself with remarking in this place that he represents the executive power of the whole State.] q [ See the Constitution of Massachusetts, chap. II. sect. 1. Section 9; chap. III. Section 3.] r [ Thus, for example, a stranger arrives in a township from a country where a contagious disease prevails, and he falls ill. Two justices of the peace can, with the assent of the selectmen, order the sheriff of the county to remove and take care of him.—Act of June 22, 1797, vol. i. p. 540. In general the justices interfere in all the important acts of the administration, and give them a semi-judicial character.] [Footnote s: I say the greater number, because certain administrative misdemeanors are brought before ordinary tribunals. If, for instance, a township refuses to make the necessary expenditure for its schools or to name a school-committee, it is liable to a heavy fine. But this penalty is pronounced by the Supreme Judicial Court or the Court of Common Pleas. See Act of March 10, 1827, Laws of Massachusetts, vol. iii. p. 190. Or when a township neglects to provide the necessary war-stores.—Act of February 21, 1822: Id., vol. ii. p. 570.] t [ In their individual capacity the justices of the peace take a part in the business of the counties and townships.] [Footnote u: These affairs may be brought under the following heads:—1. The erection of prisons and courts of justice. 2. The county budget, which is afterwards voted by the State. 3. The distribution of the taxes so voted. 4. Grants of certain patents. 5. The laying down and repairs of the country roads.] v [ Thus, when a road is under consideration, almost all difficulties are disposed of by the aid of the jury.] The first difficulty is to procure the obedience of an authority as entirely independent of the general laws of the State as the township is. We have stated that assessors are annually named by the town-meetings to levy the taxes. If a township attempts to evade the payment of the taxes by neglecting to name its assessors, the Court of Sessions condemns it to a heavy penalty. *w The fine is levied on each of the inhabitants; and the sheriff of the county, who is the officer of justice, executes the mandate. Thus it is that in the United States the authority of the Government is mysteriously concealed under the forms of a judicial sentence; and its influence is at the same time fortified by that irresistible power with which men have invested the formalities of law. w [ See Act of February 20, 1786, Laws of Massachusetts, vol. i. p. 217.] These proceedings are easy to follow and to understand. The demands made upon a township are in general plain and accurately defined; they consist in a simple fact without any complication, or in a principle without its application in detail. *x But the difficulty increases when it is not the obedience of the township, but that of the town officers which is to be enforced. All the reprehensible actions of which a public functionary may be guilty are reducible to the following heads: x [ There is an indirect method of enforcing the obedience of a township. Suppose that the funds which the law demands for the maintenance of the roads have not been voted, the town surveyor is then authorized, ex officio, to levy the supplies. As he is personally responsible to private individuals for the state of the roads, and indictable before the Court of Sessions, he is sure to employ the extraordinary right which the law gives him against the township. Thus by threatening the officer the Court of Sessions exacts compliance from the town. See Act of March 5, 1787, Id., vol. i. p. 305.] He may execute the law without energy or zeal; He may neglect to execute the law; He may do what the law enjoins him not to do. The last two violations of duty can alone come under the cognizance of a tribunal; a positive and appreciable fact is the indispensable foundation of an action at law. Thus, if the selectmen omit to fulfil the legal formalities usual at town elections, they may be condemned to pay a fine; *y but when the public officer performs his duty without ability, and when he obeys the letter of the law without zeal or energy, he is at least beyond the reach of judicial interference. The Court of Sessions, even when it is invested with its official powers, is in this case unable to compel him to a more satisfactory obedience. The fear of removal is the only check to these quasi-offences; and as the Court of Sessions does not originate the town authorities, it cannot remove functionaries whom it does not appoint. Moreover, a perpetual investigation would be necessary to convict the officer of negligence or lukewarmness; and the Court of Sessions sits but twice a year and then only judges such offences as are brought before its notice. The only security of that active and enlightened obedience which a court of justice cannot impose upon public officers lies in the possibility of their arbitrary removal. In France this security is sought for in powers exercised by the heads of the administration; in America it is sought for in the principle of election. y [ Laws of Massachusetts, vol. ii. p. 45.] Thus, to recapitulate in a few words what I have been showing: If a public officer in New England commits a crime in the exercise of his functions, the ordinary courts of justice are always called upon to pass sentence upon him. If he commits a fault in his official capacity, a purely administrative tribunal is empowered to punish him; and, if the affair is important or urgent, the judge supplies the omission of the functionary. *z Lastly, if the same individual is guilty of one of those intangible offences of which human justice has no cognizance, he annually appears before a tribunal from which there is no appeal, which can at once reduce him to insignificance and deprive him of his charge. This system undoubtedly possesses great advantages, but its execution is attended with a practical difficulty which it is important to point out. z [ If, for instance, a township persists in refusing to name its assessors, the Court of Sessions nominates them; and the magistrates thus appointed are invested with the same authority as elected officers. See the Act quoted above, February 20, 1787.] I have already observed that the administrative tribunal, which is called the Court of Sessions, has no right of inspection over the town officers. It can only interfere when the conduct of a magistrate is specially brought under its notice; and this is the delicate part of the system. The Americans of New England are unacquainted with the office of public prosecutor in the Court of Sessions, *a and it may readily be perceived that it could not have been established without difficulty. If an accusing magistrate had merely been appointed in the chief town of each county, and if he had been unassisted by agents in the townships, he would not have been better acquainted with what was going on in the county than the members of the Court of Sessions. But to appoint agents in each township would have been to centre in his person the most formidable of powers, that of a judicial administration. Moreover, laws are the children of habit, and nothing of the kind exists in the legislation of England. The Americans have therefore divided the offices of inspection and of prosecution, as well as all the other functions of the administration. Grand jurors are bound by the law to apprise the court to which they belong of all the misdemeanors which may have been committed in their county. *b There are certain great offences which are officially prosecuted by the States; *c but more frequently the task of punishing delinquents devolves upon the fiscal officer, whose province it is to receive the fine: thus the treasurer of the township is charged with the prosecution of such administrative offences as fall under his notice. But a more special appeal is made by American legislation to the private interest of the citizen; *d and this great principle is constantly to be met with in studying the laws of the United States. American legislators are more apt to give men credit for intelligence than for honesty, and they rely not a little on personal cupidity for the execution of the laws. When an individual is really and sensibly injured by an administrative abuse, it is natural that his personal interest should induce him to prosecute. But if a legal formality be required, which, however advantageous to the community, is of small importance to individuals, plaintiffs may be less easily found; and thus, by a tacit agreement, the laws may fall into disuse. Reduced by their system to this extremity, the Americans are obliged to encourage informers by bestowing on them a portion of the penalty in certain cases, *e and to insure the execution of the laws by the dangerous expedient of degrading the morals of the people. The only administrative authority above the county magistrates is, properly speaking, that of the Government. a [ I say the Court of Sessions, because in common courts there is a magistrate who exercises some of the functions of a public prosecutor.] b [ The grand-jurors are, for instance, bound to inform the court of the bad state of the roads.—Laws of Massachusetts, vol. i. p. 308.] c [ If, for instance, the treasurer of the county holds back his accounts.—Laws of Massachusetts, vol. i. p. 406.] [Footnote d: Thus, if a private individual breaks down or is wounded in consequence of the badness of a road, he can sue the township or the county for damages at the sessions.—Laws of Massachusetts, vol. i. p. 309.] e [ In cases of invasion or insurrection, if the town-officers neglect to furnish the necessary stores and ammunition for the militia, the township may be condemned to a fine of from $200 to $500. It may readily be imagined that in such a case it might happen that no one cared to prosecute; hence the law adds that all the citizens may indict offences of this kind, and that half of the fine shall belong to the plaintiff. See Act of March 6, 1810, vol. ii. p. 236. The same clause is frequently to be met with in the law of Massachusetts. Not only are private individuals thus incited to prosecute the public officers, but the public officers are encouraged in the same manner to bring the disobedience of private individuals to justice. If a citizen refuses to perform the work which has been assigned to him upon a road, the road surveyor may prosecute him, and he receives half the penalty for himself. See the Laws above quoted, vol. i. p. 308.] General Remarks On The Administration Of The United States Differences of the States of the Union in their system of administration—Activity and perfection of the local authorities decrease towards the South—Power of the magistrate increases; that of the elector diminishes—Administration passes from the township to the county—States of New York, Ohio, Pennsylvania—Principles of administration applicable to the whole Union—Election of public officers, and inalienability of their functions—Absence of gradation of ranks—Introduction of judicial resources into the administration. I have already premised that, after having examined the constitution of the township and the county of New England in detail, I should take a general view of the remainder of the Union. Townships and a local activity exist in every State; but in no part of the confederation is a township to be met with precisely similar to those of New England. The more we descend towards the South, the less active does the business of the township or parish become; the number of magistrates, of functions, and of rights decreases; the population exercises a less immediate influence on affairs; town meetings are less frequent, and the subjects of debate less numerous. The power of the elected magistrate is augmented and that of the elector diminished, whilst the public spirit of the local communities is less awakened and less influential. *f These differences may be perceived to a certain extent in the State of New York; they are very sensible in Pennsylvania; but they become less striking as we advance to the northwest. The majority of the emigrants who settle in the northwestern States are natives of New England, and they carry the habits of their mother country with them into that which they adopt. A township in Ohio is by no means dissimilar from a township in Massachusetts. f [ For details see the Revised Statutes of the State of New York, part i. chap. xi. vol. i. pp. 336-364, entitled, “Of the Powers, Duties, and Privileges of Towns.” See in the Digest of the Laws of Pennsylvania, the words Assessors, Collector, Constables, Overseer of the Poor, Supervisors of Highways; and in the Acts of a general nature of the State of Ohio, the Act of February 25, 1834, relating to townships, p. 412; besides the peculiar dispositions relating to divers town-officers, such as Township’s Clerk, Trustees, Overseers of the Poor, Fence Viewers, Appraisers of Property, Township’s Treasurer, Constables, Supervisors of Highways.] We have seen that in Massachusetts the mainspring of public administration lies in the township. It forms the common centre of the interests and affections of the citizens. But this ceases to be the case as we descend to States in which knowledge is less generally diffused, and where the township consequently offers fewer guarantees of a wise and active administration. As we leave New England, therefore, we find that the importance of the town is gradually transferred to the county, which becomes the centre of administration, and the intermediate power between the Government and the citizen. In Massachusetts the business of the county is conducted by the Court of Sessions, which is composed of a quorum named by the Governor and his council; but the county has no representative assembly, and its expenditure is voted by the national legislature. In the great State of New York, on the contrary, and in those of Ohio and Pennsylvania, the inhabitants of each county choose a certain number of representatives, who constitute the assembly of the county. *g The county assembly has the right of taxing the inhabitants to a certain extent; and in this respect it enjoys the privileges of a real legislative body: at the same time it exercises an executive power in the county, frequently directs the administration of the townships, and restricts their authority within much narrower bounds than in Massachusetts. g [ See the Revised Statutes of the State of New York, part i. chap. xi. vol. i. p. 340. Id. chap. xii. p. 366; also in the Acts of the State of Ohio, an act relating to county commissioners, February 25, 1824, p.

Chapters

1. Chapter 1 2. Chapter I: Exterior Form Of North America 3. Chapter II: Origin Of The Anglo-Americans—Part I 4. Chapter III: Social Conditions Of The Anglo-Americans 5. Chapter IV: The Principle Of The Sovereignty Of The People In America 6. Chapter VI: Judicial Power In The United States 7. Chapter VII: Political Jurisdiction In The United States 8. Chapter VIII: The Federal Constitution—Part I 9. Chapter IX: Why The People May Strictly Be Said To Govern In The 10. Chapter X: Parties In The United States 11. Chapter XI: Liberty Of The Press In The United States 12. Chapter XII: Political Associations In The United States 13. Chapter XV: Unlimited Power Of Majority, And Its Consequences—Part I 14. Chapter XVI: Causes Mitigating Tyranny In The United States—Part I 15. Chapter XVII: Principal Causes Maintaining The Democratic 16. Chapter XVII: Principal Causes Maintaining The Democratic 17. Chapter XVII: Principal Causes Maintaining The Democratic 18. Chapter XVII: Principal Causes Maintaining The Democratic 19. Chapter XVIII: Future Condition Of Three Races In The United 20. Chapter XVIII: Future Condition Of Three Races—Part X 21. Chapter I: Exterior Form Of North America 22. Chapter II: Origin Of The Anglo-Americans—Part I 23. Chapter II: Origin Of The Anglo-Americans—Part II 24. 1650. *p The legislators of Connecticut *q begin with the penal laws, 25. Chapter III: Social Conditions Of The Anglo-Americans 26. Chapter IV: The Principle Of The Sovereignty Of The People In America 27. Chapter V: Necessity Of Examining The Condition Of The States—Part I 28. introduction of judicial power into the administration—Consequence of 29. Chapter V: Necessity Of Examining The Condition Of The States—Part II 30. 263. See the Digest of the Laws of Pennsylvania, at the words 31. Chapter V: Necessity Of Examining The Condition Of The States—Part III 32. Chapter VI: Judicial Power In The United States 33. Chapter VII: Political Jurisdiction In The United States 34. Chapter VIII: The Federal Constitution—Part I 35. Chapter VIII: The Federal Constitution—Part II 36. Chapter VIII: The Federal Constitution—Part III 37. introduction of physical force exceedingly rare, and is very frequently 38. Chapter VIII: The Federal Constitution—Part IV 39. Chapter VIII: The Federal Constitution—Part V 40. Chapter IX: Why The People May Strictly Be Said To Govern In The 41. Chapter X: Parties In The United States 42. Chapter XI: Liberty Of The Press In The United States 43. Chapter XII: Political Associations In The United States 44. Chapter XIII: Government Of The Democracy In America—Part I 45. Chapter XIII: Government Of The Democracy In America—Part II 46. Chapter XIII: Government Of The Democracy In America—Part III 47. Chapter XIV: Advantages American Society Derive From Democracy—Part I 48. Chapter XIV: Advantages American Society Derive From Democracy—Part II 49. episode to the general activity—Difficult for an American to confine 50. Chapter XV: Unlimited Power Of Majority, And Its Consequences—Part I 51. Chapter XV: Unlimited Power Of Majority, And Its Consequences—Part II 52. Chapter XVI: Causes Mitigating Tyranny In The United States—Part I 53. introduction of an entire system of ideas peculiar to the counsel 54. Chapter XVI: Causes Mitigating Tyranny In The United States—Part II 55. Chapter XVII: Principal Causes Maintaining The Democratic 56. Chapter XVII: Principal Causes Maintaining The Democratic 57. Chapter XVII: Principal Causes Maintaining The Democratic 58. Chapter XVII: Principal Causes Maintaining The Democratic 59. Chapter XVIII: Future Condition Of Three Races In The United 60. Chapter XVIII: Future Condition Of Three Races—Part II 61. Chapter XVIII: Future Condition Of Three Races—Part III 62. Chapter XVIII: Future Condition Of Three Races—Part IV 63. 1830. But this proportion is perpetually changing, as it constantly 64. Chapter XVIII: Future Condition Of Three Races—Part V 65. Chapter XVIII: Future Condition Of Three Races—Part VI 66. Chapter XVIII: Future Condition Of Three Races—Part VII 67. Chapter XVIII: Future Condition Of Three Races—Part VIII 68. Chapter XVIII: Future Condition Of Three Races—Part IX 69. 100. [These statements relate to a condition of affairs which has 70. Chapter XVIII: Future Condition Of Three Races—Part X

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