Democracy in America — Volume 1 by Alexis de Tocqueville
Chapter V: Necessity Of Examining The Condition Of The States—Part II
3579 words | Chapter 29
What, then, is the uniform plan on which the government is conducted,
and how is the compliance of the counties and their magistrates or the
townships and their officers enforced? In the States of New England the
legislative authority embraces more subjects than it does in France;
the legislator penetrates to the very core of the administration; the
law descends to the most minute details; the same enactment prescribes
the principle and the method of its application, and thus imposes a
multitude of strict and rigorously defined obligations on the secondary
functionaries of the State. The consequence of this is that if all the
secondary functionaries of the administration conform to the law,
society in all its branches proceeds with the greatest uniformity: the
difficulty remains of compelling the secondary functionaries of the
administration to conform to the law. It may be affirmed that, in
general, society has only two methods of enforcing the execution of the
laws at its disposal: a discretionary power may be entrusted to a
superior functionary of directing all the others, and of cashiering
them in case of disobedience; or the courts of justice may be
authorized to inflict judicial penalties on the offender: but these two
methods are not always available.
The right of directing a civil officer presupposes that of cashiering
him if he does not obey orders, and of rewarding him by promotion if he
fulfils his duties with propriety. But an elected magistrate can
neither be cashiered nor promoted. All elective functions are
inalienable until their term is expired. In fact, the elected
magistrate has nothing either to expect or to fear from his
constituents; and when all public offices are filled by ballot there
can be no series of official dignities, because the double right of
commanding and of enforcing obedience can never be vested in the same
individual, and because the power of issuing an order can never be
joined to that of inflicting a punishment or bestowing a reward.
The communities therefore in which the secondary functionaries of the
government are elected are perforce obliged to make great use of
judicial penalties as a means of administration. This is not evident at
first sight; for those in power are apt to look upon the institution of
elective functionaries as one concession, and the subjection of the
elected magistrate to the judges of the land as another. They are
equally averse to both these innovations; and as they are more
pressingly solicited to grant the former than the latter, they accede
to the election of the magistrate, and leave him independent of the
judicial power. Nevertheless, the second of these measures is the only
thing that can possibly counterbalance the first; and it will be found
that an elective authority which is not subject to judicial power will,
sooner or later, either elude all control or be destroyed. The courts
of justice are the only possible medium between the central power and
the administrative bodies; they alone can compel the elected
functionary to obey, without violating the rights of the elector. The
extension of judicial power in the political world ought therefore to
be in the exact ratio of the extension of elective offices: if these
two institutions do not go hand in hand, the State must fall into
anarchy or into subjection.
It has always been remarked that habits of legal business do not render
men apt to the exercise of administrative authority. The Americans have
borrowed from the English, their fathers, the idea of an institution
which is unknown upon the continent of Europe: I allude to that of the
Justices of the Peace. The Justice of the Peace is a sort of mezzo
termine between the magistrate and the man of the world, between the
civil officer and the judge. A justice of the peace is a well-informed
citizen, though he is not necessarily versed in the knowledge of the
laws. His office simply obliges him to execute the police regulations
of society; a task in which good sense and integrity are of more avail
than legal science. The justice introduces into the administration a
certain taste for established forms and publicity, which renders him a
most unserviceable instrument of despotism; and, on the other hand, he
is not blinded by those superstitions which render legal officers unfit
members of a government. The Americans have adopted the system of the
English justices of the peace, but they have deprived it of that
aristocratic character which is discernible in the mother-country. The
Governor of Massachusetts *p appoints a certain number of justices of
the peace in every county, whose functions last seven years. *q He
further designates three individuals from amongst the whole body of
justices who form in each county what is called the Court of Sessions.
The justices take a personal share in public business; they are
sometimes entrusted with administrative functions in conjunction with
elected officers, *r they sometimes constitute a tribunal, before which
the magistrates summarily prosecute a refractory citizen, or the
citizens inform against the abuses of the magistrate. But it is in the
Court of Sessions that they exercise their most important functions.
This court meets twice a year in the county town; in Massachusetts it
is empowered to enforce the obedience of the greater number *s of
public officers. *t It must be observed, that in the State of
Massachusetts the Court of Sessions is at the same time an
administrative body, properly so called, and a political tribunal. It
has been asserted that the county is a purely administrative division.
The Court of Sessions presides over that small number of affairs which,
as they concern several townships, or all the townships of the county
in common, cannot be entrusted to any one of them in particular. *u In
all that concerns county business the duties of the Court of Sessions
are purely administrative; and if in its investigations it occasionally
borrows the forms of judicial procedure, it is only with a view to its
own information, *v or as a guarantee to the community over which it
presides. But when the administration of the township is brought before
it, it always acts as a judicial body, and in some few cases as an
official assembly.
p
[ We shall hereafter learn what a Governor is: I shall content myself
with remarking in this place that he represents the executive power of
the whole State.]
q
[ See the Constitution of Massachusetts, chap. II. sect. 1. Section 9;
chap. III. Section 3.]
r
[ Thus, for example, a stranger arrives in a township from a country
where a contagious disease prevails, and he falls ill. Two justices of
the peace can, with the assent of the selectmen, order the sheriff of
the county to remove and take care of him.—Act of June 22, 1797, vol.
i. p. 540.
In general the justices interfere in all the important acts of the
administration, and give them a semi-judicial character.] [Footnote s:
I say the greater number, because certain administrative misdemeanors
are brought before ordinary tribunals. If, for instance, a township
refuses to make the necessary expenditure for its schools or to name a
school-committee, it is liable to a heavy fine. But this penalty is
pronounced by the Supreme Judicial Court or the Court of Common Pleas.
See Act of March 10, 1827, Laws of Massachusetts, vol. iii. p. 190. Or
when a township neglects to provide the necessary war-stores.—Act of
February 21, 1822: Id., vol. ii. p. 570.]
t
[ In their individual capacity the justices of the peace take a part in
the business of the counties and townships.] [Footnote u: These affairs
may be brought under the following heads:—1. The erection of prisons
and courts of justice. 2. The county budget, which is afterwards voted
by the State. 3. The distribution of the taxes so voted. 4. Grants of
certain patents. 5. The laying down and repairs of the country roads.]
v
[ Thus, when a road is under consideration, almost all difficulties are
disposed of by the aid of the jury.]
The first difficulty is to procure the obedience of an authority as
entirely independent of the general laws of the State as the township
is. We have stated that assessors are annually named by the
town-meetings to levy the taxes. If a township attempts to evade the
payment of the taxes by neglecting to name its assessors, the Court of
Sessions condemns it to a heavy penalty. *w The fine is levied on each
of the inhabitants; and the sheriff of the county, who is the officer
of justice, executes the mandate. Thus it is that in the United States
the authority of the Government is mysteriously concealed under the
forms of a judicial sentence; and its influence is at the same time
fortified by that irresistible power with which men have invested the
formalities of law.
w
[ See Act of February 20, 1786, Laws of Massachusetts, vol. i. p. 217.]
These proceedings are easy to follow and to understand. The demands
made upon a township are in general plain and accurately defined; they
consist in a simple fact without any complication, or in a principle
without its application in detail. *x But the difficulty increases when
it is not the obedience of the township, but that of the town officers
which is to be enforced. All the reprehensible actions of which a
public functionary may be guilty are reducible to the following heads:
x
[ There is an indirect method of enforcing the obedience of a township.
Suppose that the funds which the law demands for the maintenance of the
roads have not been voted, the town surveyor is then authorized, ex
officio, to levy the supplies. As he is personally responsible to
private individuals for the state of the roads, and indictable before
the Court of Sessions, he is sure to employ the extraordinary right
which the law gives him against the township. Thus by threatening the
officer the Court of Sessions exacts compliance from the town. See Act
of March 5, 1787, Id., vol. i. p. 305.]
He may execute the law without energy or zeal;
He may neglect to execute the law;
He may do what the law enjoins him not to do.
The last two violations of duty can alone come under the cognizance of
a tribunal; a positive and appreciable fact is the indispensable
foundation of an action at law. Thus, if the selectmen omit to fulfil
the legal formalities usual at town elections, they may be condemned to
pay a fine; *y but when the public officer performs his duty without
ability, and when he obeys the letter of the law without zeal or
energy, he is at least beyond the reach of judicial interference. The
Court of Sessions, even when it is invested with its official powers,
is in this case unable to compel him to a more satisfactory obedience.
The fear of removal is the only check to these quasi-offences; and as
the Court of Sessions does not originate the town authorities, it
cannot remove functionaries whom it does not appoint. Moreover, a
perpetual investigation would be necessary to convict the officer of
negligence or lukewarmness; and the Court of Sessions sits but twice a
year and then only judges such offences as are brought before its
notice. The only security of that active and enlightened obedience
which a court of justice cannot impose upon public officers lies in the
possibility of their arbitrary removal. In France this security is
sought for in powers exercised by the heads of the administration; in
America it is sought for in the principle of election.
y
[ Laws of Massachusetts, vol. ii. p. 45.]
Thus, to recapitulate in a few words what I have been showing: If a
public officer in New England commits a crime in the exercise of his
functions, the ordinary courts of justice are always called upon to
pass sentence upon him. If he commits a fault in his official capacity,
a purely administrative tribunal is empowered to punish him; and, if
the affair is important or urgent, the judge supplies the omission of
the functionary. *z Lastly, if the same individual is guilty of one of
those intangible offences of which human justice has no cognizance, he
annually appears before a tribunal from which there is no appeal, which
can at once reduce him to insignificance and deprive him of his charge.
This system undoubtedly possesses great advantages, but its execution
is attended with a practical difficulty which it is important to point
out.
z
[ If, for instance, a township persists in refusing to name its
assessors, the Court of Sessions nominates them; and the magistrates
thus appointed are invested with the same authority as elected
officers. See the Act quoted above, February 20, 1787.]
I have already observed that the administrative tribunal, which is
called the Court of Sessions, has no right of inspection over the town
officers. It can only interfere when the conduct of a magistrate is
specially brought under its notice; and this is the delicate part of
the system. The Americans of New England are unacquainted with the
office of public prosecutor in the Court of Sessions, *a and it may
readily be perceived that it could not have been established without
difficulty. If an accusing magistrate had merely been appointed in the
chief town of each county, and if he had been unassisted by agents in
the townships, he would not have been better acquainted with what was
going on in the county than the members of the Court of Sessions. But
to appoint agents in each township would have been to centre in his
person the most formidable of powers, that of a judicial
administration. Moreover, laws are the children of habit, and nothing
of the kind exists in the legislation of England. The Americans have
therefore divided the offices of inspection and of prosecution, as well
as all the other functions of the administration. Grand jurors are
bound by the law to apprise the court to which they belong of all the
misdemeanors which may have been committed in their county. *b There
are certain great offences which are officially prosecuted by the
States; *c but more frequently the task of punishing delinquents
devolves upon the fiscal officer, whose province it is to receive the
fine: thus the treasurer of the township is charged with the
prosecution of such administrative offences as fall under his notice.
But a more special appeal is made by American legislation to the
private interest of the citizen; *d and this great principle is
constantly to be met with in studying the laws of the United States.
American legislators are more apt to give men credit for intelligence
than for honesty, and they rely not a little on personal cupidity for
the execution of the laws. When an individual is really and sensibly
injured by an administrative abuse, it is natural that his personal
interest should induce him to prosecute. But if a legal formality be
required, which, however advantageous to the community, is of small
importance to individuals, plaintiffs may be less easily found; and
thus, by a tacit agreement, the laws may fall into disuse. Reduced by
their system to this extremity, the Americans are obliged to encourage
informers by bestowing on them a portion of the penalty in certain
cases, *e and to insure the execution of the laws by the dangerous
expedient of degrading the morals of the people. The only
administrative authority above the county magistrates is, properly
speaking, that of the Government.
a
[ I say the Court of Sessions, because in common courts there is a
magistrate who exercises some of the functions of a public prosecutor.]
b
[ The grand-jurors are, for instance, bound to inform the court of the
bad state of the roads.—Laws of Massachusetts, vol. i. p. 308.]
c
[ If, for instance, the treasurer of the county holds back his
accounts.—Laws of Massachusetts, vol. i. p. 406.] [Footnote d: Thus, if
a private individual breaks down or is wounded in consequence of the
badness of a road, he can sue the township or the county for damages at
the sessions.—Laws of Massachusetts, vol. i. p. 309.]
e
[ In cases of invasion or insurrection, if the town-officers neglect to
furnish the necessary stores and ammunition for the militia, the
township may be condemned to a fine of from $200 to $500. It may
readily be imagined that in such a case it might happen that no one
cared to prosecute; hence the law adds that all the citizens may indict
offences of this kind, and that half of the fine shall belong to the
plaintiff. See Act of March 6, 1810, vol. ii. p. 236. The same clause
is frequently to be met with in the law of Massachusetts. Not only are
private individuals thus incited to prosecute the public officers, but
the public officers are encouraged in the same manner to bring the
disobedience of private individuals to justice. If a citizen refuses to
perform the work which has been assigned to him upon a road, the road
surveyor may prosecute him, and he receives half the penalty for
himself. See the Laws above quoted, vol. i. p. 308.]
General Remarks On The Administration Of The United States Differences
of the States of the Union in their system of administration—Activity
and perfection of the local authorities decrease towards the
South—Power of the magistrate increases; that of the elector
diminishes—Administration passes from the township to the county—States
of New York, Ohio, Pennsylvania—Principles of administration applicable
to the whole Union—Election of public officers, and inalienability of
their functions—Absence of gradation of ranks—Introduction of judicial
resources into the administration.
I have already premised that, after having examined the constitution of
the township and the county of New England in detail, I should take a
general view of the remainder of the Union. Townships and a local
activity exist in every State; but in no part of the confederation is a
township to be met with precisely similar to those of New England. The
more we descend towards the South, the less active does the business of
the township or parish become; the number of magistrates, of functions,
and of rights decreases; the population exercises a less immediate
influence on affairs; town meetings are less frequent, and the subjects
of debate less numerous. The power of the elected magistrate is
augmented and that of the elector diminished, whilst the public spirit
of the local communities is less awakened and less influential. *f
These differences may be perceived to a certain extent in the State of
New York; they are very sensible in Pennsylvania; but they become less
striking as we advance to the northwest. The majority of the emigrants
who settle in the northwestern States are natives of New England, and
they carry the habits of their mother country with them into that which
they adopt. A township in Ohio is by no means dissimilar from a
township in Massachusetts.
f
[ For details see the Revised Statutes of the State of New York, part
i. chap. xi. vol. i. pp. 336-364, entitled, “Of the Powers, Duties, and
Privileges of Towns.”
See in the Digest of the Laws of Pennsylvania, the words Assessors,
Collector, Constables, Overseer of the Poor, Supervisors of Highways;
and in the Acts of a general nature of the State of Ohio, the Act of
February 25, 1834, relating to townships, p. 412; besides the peculiar
dispositions relating to divers town-officers, such as Township’s
Clerk, Trustees, Overseers of the Poor, Fence Viewers, Appraisers of
Property, Township’s Treasurer, Constables, Supervisors of Highways.]
We have seen that in Massachusetts the mainspring of public
administration lies in the township. It forms the common centre of the
interests and affections of the citizens. But this ceases to be the
case as we descend to States in which knowledge is less generally
diffused, and where the township consequently offers fewer guarantees
of a wise and active administration. As we leave New England,
therefore, we find that the importance of the town is gradually
transferred to the county, which becomes the centre of administration,
and the intermediate power between the Government and the citizen. In
Massachusetts the business of the county is conducted by the Court of
Sessions, which is composed of a quorum named by the Governor and his
council; but the county has no representative assembly, and its
expenditure is voted by the national legislature. In the great State of
New York, on the contrary, and in those of Ohio and Pennsylvania, the
inhabitants of each county choose a certain number of representatives,
who constitute the assembly of the county. *g The county assembly has
the right of taxing the inhabitants to a certain extent; and in this
respect it enjoys the privileges of a real legislative body: at the
same time it exercises an executive power in the county, frequently
directs the administration of the townships, and restricts their
authority within much narrower bounds than in Massachusetts.
g
[ See the Revised Statutes of the State of New York, part i. chap. xi.
vol. i. p. 340. Id. chap. xii. p. 366; also in the Acts of the State of
Ohio, an act relating to county commissioners, February 25, 1824, p.
Reading Tips
Use arrow keys to navigate
Press 'N' for next chapter
Press 'P' for previous chapter