Democracy in America — Volume 1 by Alexis de Tocqueville
Chapter XVI: Causes Mitigating Tyranny In The United States—Part I
2504 words | Chapter 52
Chapter Summary
The national majority does not pretend to conduct all business—Is
obliged to employ the town and county magistrates to execute its
supreme decisions.
I have already pointed out the distinction which is to be made between
a centralized government and a centralized administration. The former
exists in America, but the latter is nearly unknown there. If the
directing power of the American communities had both these instruments
of government at its disposal, and united the habit of executing its
own commands to the right of commanding; if, after having established
the general principles of government, it descended to the details of
public business; and if, having regulated the great interests of the
country, it could penetrate into the privacy of individual interests,
freedom would soon be banished from the New World.
But in the United States the majority, which so frequently displays the
tastes and the propensities of a despot, is still destitute of the more
perfect instruments of tyranny. In the American republics the activity
of the central Government has never as yet been extended beyond a
limited number of objects sufficiently prominent to call forth its
attention. The secondary affairs of society have never been regulated
by its authority, and nothing has hitherto betrayed its desire of
interfering in them. The majority is become more and more absolute, but
it has not increased the prerogatives of the central government; those
great prerogatives have been confined to a certain sphere; and although
the despotism of the majority may be galling upon one point, it cannot
be said to extend to all. However the predominant party in the nation
may be carried away by its passions, however ardent it may be in the
pursuit of its projects, it cannot oblige all the citizens to comply
with its desires in the same manner and at the same time throughout the
country. When the central Government which represents that majority has
issued a decree, it must entrust the execution of its will to agents,
over whom it frequently has no control, and whom it cannot perpetually
direct. The townships, municipal bodies, and counties may therefore be
looked upon as concealed break-waters, which check or part the tide of
popular excitement. If an oppressive law were passed, the liberties of
the people would still be protected by the means by which that law
would be put in execution: the majority cannot descend to the details
and (as I will venture to style them) the puerilities of administrative
tyranny. Nor does the people entertain that full consciousness of its
authority which would prompt it to interfere in these matters; it knows
the extent of its natural powers, but it is unacquainted with the
increased resources which the art of government might furnish.
This point deserves attention, for if a democratic republic similar to
that of the United States were ever founded in a country where the
power of a single individual had previously subsisted, and the effects
of a centralized administration had sunk deep into the habits and the
laws of the people, I do not hesitate to assert, that in that country a
more insufferable despotism would prevail than any which now exists in
the monarchical States of Europe, or indeed than any which could be
found on this side of the confines of Asia.
The Profession Of The Law In The United States Serves To Counterpoise
The Democracy
Utility of discriminating the natural propensities of the members of
the legal profession—These men called upon to act a prominent part in
future society—In what manner the peculiar pursuits of lawyers give an
aristocratic turn to their ideas—Accidental causes which may check this
tendency—Ease with which the aristocracy coalesces with legal men—Use
of lawyers to a despot—The profession of the law constitutes the only
aristocratic element with which the natural elements of democracy will
combine—Peculiar causes which tend to give an aristocratic turn of mind
to the English and American lawyers—The aristocracy of America is on
the bench and at the bar—Influence of lawyers upon American
society—Their peculiar magisterial habits affect the legislature, the
administration, and even the people.
In visiting the Americans and in studying their laws we perceive that
the authority they have entrusted to members of the legal profession,
and the influence which these individuals exercise in the Government,
is the most powerful existing security against the excesses of
democracy. This effect seems to me to result from a general cause which
it is useful to investigate, since it may produce analogous
consequences elsewhere.
The members of the legal profession have taken an important part in all
the vicissitudes of political society in Europe during the last five
hundred years. At one time they have been the instruments of those who
were invested with political authority, and at another they have
succeeded in converting political authorities into their instrument. In
the Middle Ages they afforded a powerful support to the Crown, and
since that period they have exerted themselves to the utmost to limit
the royal prerogative. In England they have contracted a close alliance
with the aristocracy; in France they have proved to be the most
dangerous enemies of that class. It is my object to inquire whether,
under all these circumstances, the members of the legal profession have
been swayed by sudden and momentary impulses; or whether they have been
impelled by principles which are inherent in their pursuits, and which
will always recur in history. I am incited to this investigation by
reflecting that this particular class of men will most likely play a
prominent part in that order of things to which the events of our time
are giving birth.
Men who have more especially devoted themselves to legal pursuits
derive from those occupations certain habits of order, a taste for
formalities, and a kind of instinctive regard for the regular
connection of ideas, which naturally render them very hostile to the
revolutionary spirit and the unreflecting passions of the multitude.
The special information which lawyers derive from their studies ensures
them a separate station in society, and they constitute a sort of
privileged body in the scale of intelligence. This notion of their
superiority perpetually recurs to them in the practice of their
profession: they are the masters of a science which is necessary, but
which is not very generally known; they serve as arbiters between the
citizens; and the habit of directing the blind passions of parties in
litigation to their purpose inspires them with a certain contempt for
the judgment of the multitude. To this it may be added that they
naturally constitute a body, not by any previous understanding, or by
an agreement which directs them to a common end; but the analogy of
their studies and the uniformity of their proceedings connect their
minds together, as much as a common interest could combine their
endeavors.
A portion of the tastes and of the habits of the aristocracy may
consequently be discovered in the characters of men in the profession
of the law. They participate in the same instinctive love of order and
of formalities; and they entertain the same repugnance to the actions
of the multitude, and the same secret contempt of the government of the
people. I do not mean to say that the natural propensities of lawyers
are sufficiently strong to sway them irresistibly; for they, like most
other men, are governed by their private interests and the advantages
of the moment.
In a state of society in which the members of the legal profession are
prevented from holding that rank in the political world which they
enjoy in private life, we may rest assured that they will be the
foremost agents of revolution. But it must then be inquired whether the
cause which induces them to innovate and to destroy is accidental, or
whether it belongs to some lasting purpose which they entertain. It is
true that lawyers mainly contributed to the overthrow of the French
monarchy in 1789; but it remains to be seen whether they acted thus
because they had studied the laws, or because they were prohibited from
co-operating in the work of legislation.
Five hundred years ago the English nobles headed the people, and spoke
in its name; at the present time the aristocracy supports the throne,
and defends the royal prerogative. But aristocracy has, notwithstanding
this, its peculiar instincts and propensities. We must be careful not
to confound isolated members of a body with the body itself. In all
free governments, of whatsoever form they may be, members of the legal
profession will be found at the head of all parties. The same remark is
also applicable to the aristocracy; for almost all the democratic
convulsions which have agitated the world have been directed by nobles.
A privileged body can never satisfy the ambition of all its members; it
has always more talents and more passions to content and to employ than
it can find places; so that a considerable number of individuals are
usually to be met with who are inclined to attack those very privileges
which they find it impossible to turn to their own account.
I do not, then, assert that all the members of the legal profession are
at all times the friends of order and the opponents of innovation, but
merely that most of them usually are so. In a community in which
lawyers are allowed to occupy, without opposition, that high station
which naturally belongs to them, their general spirit will be eminently
conservative and anti-democratic. When an aristocracy excludes the
leaders of that profession from its ranks, it excites enemies which are
the more formidable to its security as they are independent of the
nobility by their industrious pursuits; and they feel themselves to be
its equal in point of intelligence, although they enjoy less opulence
and less power. But whenever an aristocracy consents to impart some of
its privileges to these same individuals, the two classes coalesce very
readily, and assume, as it were, the consistency of a single order of
family interests.
I am, in like manner, inclined to believe that a monarch will always be
able to convert legal practitioners into the most serviceable
instruments of his authority. There is a far greater affinity between
this class of individuals and the executive power than there is between
them and the people; just as there is a greater natural affinity
between the nobles and the monarch than between the nobles and the
people, although the higher orders of society have occasionally
resisted the prerogative of the Crown in concert with the lower
classes.
Lawyers are attached to public order beyond every other consideration,
and the best security of public order is authority. It must not be
forgotten that, if they prize the free institutions of their country
much, they nevertheless value the legality of those institutions far
more: they are less afraid of tyranny than of arbitrary power; and
provided that the legislature take upon itself to deprive men of their
independence, they are not dissatisfied.
I am therefore convinced that the prince who, in presence of an
encroaching democracy, should endeavor to impair the judicial authority
in his dominions, and to diminish the political influence of lawyers,
would commit a great mistake. He would let slip the substance of
authority to grasp at the shadow. He would act more wisely in
introducing men connected with the law into the government; and if he
entrusted them with the conduct of a despotic power, bearing some marks
of violence, that power would most likely assume the external features
of justice and of legality in their hands.
The government of democracy is favorable to the political power of
lawyers; for when the wealthy, the noble, and the prince are excluded
from the government, they are sure to occupy the highest stations, in
their own right, as it were, since they are the only men of information
and sagacity, beyond the sphere of the people, who can be the object of
the popular choice. If, then, they are led by their tastes to combine
with the aristocracy and to support the Crown, they are naturally
brought into contact with the people by their interests. They like the
government of democracy, without participating in its propensities and
without imitating its weaknesses; whence they derive a twofold
authority, from it and over it. The people in democratic states does
not mistrust the members of the legal profession, because it is well
known that they are interested in serving the popular cause; and it
listens to them without irritation, because it does not attribute to
them any sinister designs. The object of lawyers is not, indeed, to
overthrow the institutions of democracy, but they constantly endeavor
to give it an impulse which diverts it from its real tendency, by means
which are foreign to its nature. Lawyers belong to the people by birth
and interest, to the aristocracy by habit and by taste, and they may be
looked upon as the natural bond and connecting link of the two great
classes of society.
The profession of the law is the only aristocratic element which can be
amalgamated without violence with the natural elements of democracy,
and which can be advantageously and permanently combined with them. I
am not unacquainted with the defects which are inherent in the
character of that body of men; but without this admixture of
lawyer-like sobriety with the democratic principle, I question whether
democratic institutions could long be maintained, and I cannot believe
that a republic could subsist at the present time if the influence of
lawyers in public business did not increase in proportion to the power
of the people.
This aristocratic character, which I hold to be common to the legal
profession, is much more distinctly marked in the United States and in
England than in any other country. This proceeds not only from the
legal studies of the English and American lawyers, but from the nature
of the legislation, and the position which those persons occupy in the
two countries. The English and the Americans have retained the law of
precedents; that is to say, they continue to found their legal opinions
and the decisions of their courts upon the opinions and the decisions
of their forefathers. In the mind of an English or American lawyer a
taste and a reverence for what is old is almost always united to a love
of regular and lawful proceedings.
This predisposition has another effect upon the character of the legal
profession and upon the general course of society. The English and
American lawyers investigate what has been done; the French advocate
inquires what should have been done; the former produce precedents, the
latter reasons. A French observer is surprised to hear how often an
English or an American lawyer quotes the opinions of others, and how
little he alludes to his own; whilst the reverse occurs in France.
There the most trifling litigation is never conducted without the
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