Democracy in America — Volume 1 by Alexis de Tocqueville
Chapter XIII: Government Of The Democracy In America—Part I
5281 words | Chapter 44
I am well aware of the difficulties which attend this part of my
subject, but although every expression which I am about to make use of
may clash, upon some one point, with the feelings of the different
parties which divide my country, I shall speak my opinion with the most
perfect openness.
In Europe we are at a loss how to judge the true character and the more
permanent propensities of democracy, because in Europe two conflicting
principles exist, and we do not know what to attribute to the
principles themselves, and what to refer to the passions which they
bring into collision. Such, however, is not the case in America; there
the people reigns without any obstacle, and it has no perils to dread
and no injuries to avenge. In America, democracy is swayed by its own
free propensities; its course is natural and its activity is
unrestrained; the United States consequently afford the most favorable
opportunity of studying its real character. And to no people can this
inquiry be more vitally interesting than to the French nation, which is
blindly driven onwards by a daily and irresistible impulse towards a
state of things which may prove either despotic or republican, but
which will assuredly be democratic.
Universal Suffrage
I have already observed that universal suffrage has been adopted in all
the States of the Union; it consequently occurs amongst different
populations which occupy very different positions in the scale of
society. I have had opportunities of observing its effects in different
localities, and amongst races of men who are nearly strangers to each
other by their language, their religion, and their manner of life; in
Louisiana as well as in New England, in Georgia and in Canada. I have
remarked that Universal Suffrage is far from producing in America
either all the good or all the evil consequences which are assigned to
it in Europe, and that its effects differ very widely from those which
are usually attributed to it.
Choice Of The People, And Instinctive Preferences Of The American
Democracy
In the United States the most able men are rarely placed at the head of
affairs—Reason of this peculiarity—The envy which prevails in the lower
orders of France against the higher classes is not a French, but a
purely democratic sentiment—For what reason the most distinguished men
in America frequently seclude themselves from public affairs.
Many people in Europe are apt to believe without saying it, or to say
without believing it, that one of the great advantages of universal
suffrage is, that it entrusts the direction of public affairs to men
who are worthy of the public confidence. They admit that the people is
unable to govern for itself, but they aver that it is always sincerely
disposed to promote the welfare of the State, and that it instinctively
designates those persons who are animated by the same good wishes, and
who are the most fit to wield the supreme authority. I confess that the
observations I made in America by no means coincide with these
opinions. On my arrival in the United States I was surprised to find so
much distinguished talent among the subjects, and so little among the
heads of the Government. It is a well-authenticated fact, that at the
present day the most able men in the United States are very rarely
placed at the head of affairs; and it must be acknowledged that such
has been the result in proportion as democracy has outstepped all its
former limits. The race of American statesmen has evidently dwindled
most remarkably in the course of the last fifty years.
Several causes may be assigned to this phenomenon. It is impossible,
notwithstanding the most strenuous exertions, to raise the intelligence
of the people above a certain level. Whatever may be the facilities of
acquiring information, whatever may be the profusion of easy methods
and of cheap science, the human mind can never be instructed and
educated without devoting a considerable space of time to those
objects.
The greater or the lesser possibility of subsisting without labor is
therefore the necessary boundary of intellectual improvement. This
boundary is more remote in some countries and more restricted in
others; but it must exist somewhere as long as the people is
constrained to work in order to procure the means of physical
subsistence, that is to say, as long as it retains its popular
character. It is therefore quite as difficult to imagine a State in
which all the citizens should be very well informed as a State in which
they should all be wealthy; these two difficulties may be looked upon
as correlative. It may very readily be admitted that the mass of the
citizens are sincerely disposed to promote the welfare of their
country; nay more, it may even be allowed that the lower classes are
less apt to be swayed by considerations of personal interest than the
higher orders: but it is always more or less impossible for them to
discern the best means of attaining the end which they desire with
sincerity. Long and patient observation, joined to a multitude of
different notions, is required to form a just estimate of the character
of a single individual; and can it be supposed that the vulgar have the
power of succeeding in an inquiry which misleads the penetration of
genius itself? The people has neither the time nor the means which are
essential to the prosecution of an investigation of this kind: its
conclusions are hastily formed from a superficial inspection of the
more prominent features of a question. Hence it often assents to the
clamor of a mountebank who knows the secret of stimulating its tastes,
while its truest friends frequently fail in their exertions.
Moreover, the democracy is not only deficient in that soundness of
judgment which is necessary to select men really deserving of its
confidence, but it has neither the desire nor the inclination to find
them out. It cannot be denied that democratic institutions have a very
strong tendency to promote the feeling of envy in the human heart; not
so much because they afford to every one the means of rising to the
level of any of his fellow-citizens, as because those means perpetually
disappoint the persons who employ them. Democratic institutions awaken
and foster a passion for equality which they can never entirely
satisfy. This complete equality eludes the grasp of the people at the
very moment at which it thinks to hold it fast, and “flies,” as Pascal
says, “with eternal flight”; the people is excited in the pursuit of an
advantage, which is more precious because it is not sufficiently remote
to be unknown, or sufficiently near to be enjoyed. The lower orders are
agitated by the chance of success, they are irritated by its
uncertainty; and they pass from the enthusiasm of pursuit to the
exhaustion of ill-success, and lastly to the acrimony of
disappointment. Whatever transcends their own limits appears to be an
obstacle to their desires, and there is no kind of superiority, however
legitimate it may be, which is not irksome in their sight.
It has been supposed that the secret instinct which leads the lower
orders to remove their superiors as much as possible from the direction
of public affairs is peculiar to France. This, however, is an error;
the propensity to which I allude is not inherent in any particular
nation, but in democratic institutions in general; and although it may
have been heightened by peculiar political circumstances, it owes its
origin to a higher cause.
In the United States the people is not disposed to hate the superior
classes of society; but it is not very favorably inclined towards them,
and it carefully excludes them from the exercise of authority. It does
not entertain any dread of distinguished talents, but it is rarely
captivated by them; and it awards its approbation very sparingly to
such as have risen without the popular support.
Whilst the natural propensities of democracy induce the people to
reject the most distinguished citizens as its rulers, these individuals
are no less apt to retire from a political career in which it is almost
impossible to retain their independence, or to advance without
degrading themselves. This opinion has been very candidly set forth by
Chancellor Kent, who says, in speaking with great eulogiums of that
part of the Constitution which empowers the Executive to nominate the
judges: “It is indeed probable that the men who are best fitted to
discharge the duties of this high office would have too much reserve in
their manners, and too much austerity in their principles, for them to
be returned by the majority at an election where universal suffrage is
adopted.” Such were the opinions which were printed without
contradiction in America in the year 1830!
I hold it to be sufficiently demonstrated that universal suffrage is by
no means a guarantee of the wisdom of the popular choice, and that,
whatever its advantages may be, this is not one of them.
Causes Which May Partly Correct These Tendencies Of The Democracy
Contrary effects produced on peoples as well as on individuals by great
dangers—Why so many distinguished men stood at the head of affairs in
America fifty years ago—Influence which the intelligence and the
manners of the people exercise upon its choice—Example of New
England—States of the Southwest—Influence of certain laws upon the
choice of the people—Election by an elected body—Its effects upon the
composition of the Senate.
When a State is threatened by serious dangers, the people frequently
succeeds in selecting the citizens who are the most able to save it. It
has been observed that man rarely retains his customary level in
presence of very critical circumstances; he rises above or he sinks
below his usual condition, and the same thing occurs in nations at
large. Extreme perils sometimes quench the energy of a people instead
of stimulating it; they excite without directing its passions, and
instead of clearing they confuse its powers of perception. The Jews
deluged the smoking ruins of their temple with the carnage of the
remnant of their host. But it is more common, both in the case of
nations and in that of individuals, to find extraordinary virtues
arising from the very imminence of the danger. Great characters are
then thrown into relief, as edifices which are concealed by the gloom
of night are illuminated by the glare of a conflagration. At those
dangerous times genius no longer abstains from presenting itself in the
arena; and the people, alarmed by the perils of its situation, buries
its envious passions in a short oblivion. Great names may then be drawn
from the balloting-box.
I have already observed that the American statesmen of the present day
are very inferior to those who stood at the head of affairs fifty years
ago. This is as much a consequence of the circumstances as of the laws
of the country. When America was struggling in the high cause of
independence to throw off the yoke of another country, and when it was
about to usher a new nation into the world, the spirits of its
inhabitants were roused to the height which their great efforts
required. In this general excitement the most distinguished men were
ready to forestall the wants of the community, and the people clung to
them for support, and placed them at its head. But events of this
magnitude are rare, and it is from an inspection of the ordinary course
of affairs that our judgment must be formed.
If passing occurrences sometimes act as checks upon the passions of
democracy, the intelligence and the manners of the community exercise
an influence which is not less powerful and far more permanent. This is
extremely perceptible in the United States.
In New England the education and the liberties of the communities were
engendered by the moral and religious principles of their founders.
Where society has acquired a sufficient degree of stability to enable
it to hold certain maxims and to retain fixed habits, the lower orders
are accustomed to respect intellectual superiority and to submit to it
without complaint, although they set at naught all those privileges
which wealth and birth have introduced among mankind. The democracy in
New England consequently makes a more judicious choice than it does
elsewhere.
But as we descend towards the South, to those States in which the
constitution of society is more modern and less strong, where
instruction is less general, and where the principles of morality, of
religion, and of liberty are less happily combined, we perceive that
the talents and the virtues of those who are in authority become more
and more rare.
Lastly, when we arrive at the new South-western States, in which the
constitution of society dates but from yesterday, and presents an
agglomeration of adventurers and speculators, we are amazed at the
persons who are invested with public authority, and we are led to ask
by what force, independent of the legislation and of the men who direct
it, the State can be protected, and society be made to flourish.
There are certain laws of a democratic nature which contribute,
nevertheless, to correct, in some measure, the dangerous tendencies of
democracy. On entering the House of Representatives of Washington one
is struck by the vulgar demeanor of that great assembly. The eye
frequently does not discover a man of celebrity within its walls. Its
members are almost all obscure individuals whose names present no
associations to the mind: they are mostly village lawyers, men in
trade, or even persons belonging to the lower classes of society. In a
country in which education is very general, it is said that the
representatives of the people do not always know how to write
correctly.
At a few yards’ distance from this spot is the door of the Senate,
which contains within a small space a large proportion of the
celebrated men of America. Scarcely an individual is to be perceived in
it who does not recall the idea of an active and illustrious career:
the Senate is composed of eloquent advocates, distinguished generals,
wise magistrates, and statesmen of note, whose language would at all
times do honor to the most remarkable parliamentary debates of Europe.
What then is the cause of this strange contrast, and why are the most
able citizens to be found in one assembly rather than in the other? Why
is the former body remarkable for its vulgarity and its poverty of
talent, whilst the latter seems to enjoy a monopoly of intelligence and
of sound judgment? Both of these assemblies emanate from the people;
both of them are chosen by universal suffrage; and no voice has
hitherto been heard to assert in America that the Senate is hostile to
the interests of the people. From what cause, then, does so startling a
difference arise? The only reason which appears to me adequately to
account for it is, that the House of Representatives is elected by the
populace directly, and that the Senate is elected by elected bodies.
The whole body of the citizens names the legislature of each State, and
the Federal Constitution converts these legislatures into so many
electoral bodies, which return the members of the Senate. The senators
are elected by an indirect application of universal suffrage; for the
legislatures which name them are not aristocratic or privileged bodies
which exercise the electoral franchise in their own right; but they are
chosen by the totality of the citizens; they are generally elected
every year, and new members may constantly be chosen who will employ
their electoral rights in conformity with the wishes of the public. But
this transmission of the popular authority through an assembly of
chosen men operates an important change in it, by refining its
discretion and improving the forms which it adopts. Men who are chosen
in this manner accurately represent the majority of the nation which
governs them; but they represent the elevated thoughts which are
current in the community, the propensities which prompt its nobler
actions, rather than the petty passions which disturb or the vices
which disgrace it.
The time may be already anticipated at which the American Republics
will be obliged to introduce the plan of election by an elected body
more frequently into their system of representation, or they will incur
no small risk of perishing miserably amongst the shoals of democracy.
And here I have no scruple in confessing that I look upon this peculiar
system of election as the only means of bringing the exercise of
political power to the level of all classes of the people. Those
thinkers who regard this institution as the exclusive weapon of a
party, and those who fear, on the other hand, to make use of it, seem
to me to fall into as great an error in the one case as in the other.
Influence Which The American Democracy Has Exercised On The Laws
Relating To Elections
When elections are rare, they expose the State to a violent crisis—When
they are frequent, they keep up a degree of feverish excitement—The
Americans have preferred the second of these two evils—Mutability of
the laws—Opinions of Hamilton and Jefferson on this subject.
When elections recur at long intervals the State is exposed to violent
agitation every time they take place. Parties exert themselves to the
utmost in order to gain a prize which is so rarely within their reach;
and as the evil is almost irremediable for the candidates who fail, the
consequences of their disappointed ambition may prove most disastrous;
if, on the other hand, the legal struggle can be repeated within a
short space of time, the defeated parties take patience. When elections
occur frequently, their recurrence keeps society in a perpetual state
of feverish excitement, and imparts a continual instability to public
affairs.
Thus, on the one hand the State is exposed to the perils of a
revolution, on the other to perpetual mutability; the former system
threatens the very existence of the Government, the latter is an
obstacle to all steady and consistent policy. The Americans have
preferred the second of these evils to the first; but they were led to
this conclusion by their instinct much more than by their reason; for a
taste for variety is one of the characteristic passions of democracy.
An extraordinary mutability has, by this means, been introduced into
their legislation. Many of the Americans consider the instability of
their laws as a necessary consequence of a system whose general results
are beneficial. But no one in the United States affects to deny the
fact of this instability, or to contend that it is not a great evil.
Hamilton, after having demonstrated the utility of a power which might
prevent, or which might at least impede, the promulgation of bad laws,
adds: “It might perhaps be said that the power of preventing bad laws
includes that of preventing good ones, and may be used to the one
purpose as well as to the other. But this objection will have little
weight with those who can properly estimate the mischiefs of that
inconstancy and mutability in the laws which form the greatest blemish
in the character and genius of our governments.” (Federalist, No. 73.)
And again in No. 62 of the same work he observes: “The facility and
excess of law-making seem to be the diseases to which our governments
are most liable. . . . The mischievous effects of the mutability in the
public councils arising from a rapid succession of new members would
fill a volume: every new election in the States is found to change
one-half of the representatives. From this change of men must proceed a
change of opinions and of measures, which forfeits the respect and
confidence of other nations, poisons the blessings of liberty itself,
and diminishes the attachment and reverence of the people toward a
political system which betrays so many marks of infirmity.”
Jefferson himself, the greatest Democrat whom the democracy of America
has yet produced, pointed out the same evils. “The instability of our
laws,” said he in a letter to Madison, “is really a very serious
inconvenience. I think that we ought to have obviated it by deciding
that a whole year should always be allowed to elapse between the
bringing in of a bill and the final passing of it. It should afterward
be discussed and put to the vote without the possibility of making any
alteration in it; and if the circumstances of the case required a more
speedy decision, the question should not be decided by a simple
majority, but by a majority of at least two-thirds of both houses.”
Public Officers Under The Control Of The Democracy In America Simple
exterior of the American public officers—No official costume—All public
officers are remunerated—Political consequences of this system—No
public career exists in America—Result of this.
Public officers in the United States are commingled with the crowd of
citizens; they have neither palaces, nor guards, nor ceremonial
costumes. This simple exterior of the persons in authority is connected
not only with the peculiarities of the American character, but with the
fundamental principles of that society. In the estimation of the
democracy a government is not a benefit, but a necessary evil. A
certain degree of power must be granted to public officers, for they
would be of no use without it. But the ostensible semblance of
authority is by no means indispensable to the conduct of affairs, and
it is needlessly offensive to the susceptibility of the public. The
public officers themselves are well aware that they only enjoy the
superiority over their fellow-citizens which they derive from their
authority upon condition of putting themselves on a level with the
whole community by their manners. A public officer in the United States
is uniformly civil, accessible to all the world, attentive to all
requests, and obliging in his replies. I was pleased by these
characteristics of a democratic government; and I was struck by the
manly independence of the citizens, who respect the office more than
the officer, and who are less attached to the emblems of authority than
to the man who bears them.
I am inclined to believe that the influence which costumes really
exercise, in an age like that in which we live, has been a good deal
exaggerated. I never perceived that a public officer in America was the
less respected whilst he was in the discharge of his duties because his
own merit was set off by no adventitious signs. On the other hand, it
is very doubtful whether a peculiar dress contributes to the respect
which public characters ought to have for their own position, at least
when they are not otherwise inclined to respect it. When a magistrate
(and in France such instances are not rare) indulges his trivial wit at
the expense of the prisoner, or derides the predicament in which a
culprit is placed, it would be well to deprive him of his robes of
office, to see whether he would recall some portion of the natural
dignity of mankind when he is reduced to the apparel of a private
citizen.
A democracy may, however, allow a certain show of magisterial pomp, and
clothe its officers in silks and gold, without seriously compromising
its principles. Privileges of this kind are transitory; they belong to
the place, and are distinct from the individual: but if public officers
are not uniformly remunerated by the State, the public charges must be
entrusted to men of opulence and independence, who constitute the basis
of an aristocracy; and if the people still retains its right of
election, that election can only be made from a certain class of
citizens. When a democratic republic renders offices which had formerly
been remunerated gratuitous, it may safely be believed that the State
is advancing to monarchical institutions; and when a monarchy begins to
remunerate such officers as had hitherto been unpaid, it is a sure sign
that it is approaching toward a despotic or a republican form of
government. The substitution of paid for unpaid functionaries is of
itself, in my opinion, sufficient to constitute a serious revolution.
I look upon the entire absence of gratuitous functionaries in America
as one of the most prominent signs of the absolute dominion which
democracy exercises in that country. All public services, of whatsoever
nature they may be, are paid; so that every one has not merely the
right, but also the means of performing them. Although, in democratic
States, all the citizens are qualified to occupy stations in the
Government, all are not tempted to try for them. The number and the
capacities of the candidates are more apt to restrict the choice of
electors than the connections of the candidateship.
In nations in which the principle of election extends to every place in
the State no political career can, properly speaking, be said to exist.
Men are promoted as if by chance to the rank which they enjoy, and they
are by no means sure of retaining it. The consequence is that in
tranquil times public functions offer but few lures to ambition. In the
United States the persons who engage in the perplexities of political
life are individuals of very moderate pretensions. The pursuit of
wealth generally diverts men of great talents and of great passions
from the pursuit of power, and it very frequently happens that a man
does not undertake to direct the fortune of the State until he has
discovered his incompetence to conduct his own affairs. The vast number
of very ordinary men who occupy public stations is quite as
attributable to these causes as to the bad choice of the democracy. In
the United States, I am not sure that the people would return the men
of superior abilities who might solicit its support, but it is certain
that men of this description do not come forward.
Arbitrary Power Of Magistrates Under The Rule Of The American Democracy
For what reason the arbitrary power of Magistrates is greater in
absolute monarchies and in democratic republics than it is in limited
monarchies—Arbitrary power of the Magistrates in New England.
In two different kinds of government the magistrates *a exercise a
considerable degree of arbitrary power; namely, under the absolute
government of a single individual, and under that of a democracy. This
identical result proceeds from causes which are nearly analogous.
a
[ I here use the word magistrates in the widest sense in which it can
be taken; I apply it to all the officers to whom the execution of the
laws is intrusted.]
In despotic States the fortune of no citizen is secure; and public
officers are not more safe than private individuals. The sovereign, who
has under his control the lives, the property, and sometimes the honor
of the men whom he employs, does not scruple to allow them a great
latitude of action, because he is convinced that they will not use it
to his prejudice. In despotic States the sovereign is so attached to
the exercise of his power, that he dislikes the constraint even of his
own regulations; and he is well pleased that his agents should follow a
somewhat fortuitous line of conduct, provided he be certain that their
actions will never counteract his desires.
In democracies, as the majority has every year the right of depriving
the officers whom it has appointed of their power, it has no reason to
fear any abuse of their authority. As the people is always able to
signify its wishes to those who conduct the Government, it prefers
leaving them to make their own exertions to prescribing an invariable
rule of conduct which would at once fetter their activity and the
popular authority.
It may even be observed, on attentive consideration, that under the
rule of a democracy the arbitrary power of the magistrate must be still
greater than in despotic States. In the latter the sovereign has the
power of punishing all the faults with which he becomes acquainted, but
it would be vain for him to hope to become acquainted with all those
which are committed. In the former the sovereign power is not only
supreme, but it is universally present. The American functionaries are,
in point of fact, much more independent in the sphere of action which
the law traces out for them than any public officer in Europe. Very
frequently the object which they are to accomplish is simply pointed
out to them, and the choice of the means is left to their own
discretion.
In New England, for instance, the selectmen of each township are bound
to draw up the list of persons who are to serve on the jury; the only
rule which is laid down to guide them in their choice is that they are
to select citizens possessing the elective franchise and enjoying a
fair reputation. *b In France the lives and liberties of the subjects
would be thought to be in danger if a public officer of any kind was
entrusted with so formidable a right. In New England the same
magistrates are empowered to post the names of habitual drunkards in
public-houses, and to prohibit the inhabitants of a town from supplying
them with liquor. *c A censorial power of this excessive kind would be
revolting to the population of the most absolute monarchies; here,
however, it is submitted to without difficulty.
b
[ See the Act of February 27, 1813. “General Collection of the Laws of
Massachusetts,” vol. ii. p. 331. It should be added that the jurors are
afterwards drawn from these lists by lot.]
c
[ See Act of February 28, 1787. “General Collection of the Laws of
Massachusetts,” vol. i. p. 302.]
Nowhere has so much been left by the law to the arbitrary determination
of the magistrate as in democratic republics, because this arbitrary
power is unattended by any alarming consequences. It may even be
asserted that the freedom of the magistrate increases as the elective
franchise is extended, and as the duration of the time of office is
shortened. Hence arises the great difficulty which attends the
conversion of a democratic republic into a monarchy. The magistrate
ceases to be elective, but he retains the rights and the habits of an
elected officer, which lead directly to despotism.
It is only in limited monarchies that the law, which prescribes the
sphere in which public officers are to act, superintends all their
measures. The cause of this may be easily detected. In limited
monarchies the power is divided between the King and the people, both
of whom are interested in the stability of the magistrate. The King
does not venture to place the public officers under the control of the
people, lest they should be tempted to betray his interests; on the
other hand, the people fears lest the magistrates should serve to
oppress the liberties of the country, if they were entirely dependent
upon the Crown; they cannot therefore be said to depend on either one
or the other. The same cause which induces the king and the people to
render public officers independent suggests the necessity of such
securities as may prevent their independence from encroaching upon the
authority of the former and the liberties of the latter. They
consequently agree as to the necessity of restricting the functionary
to a line of conduct laid down beforehand, and they are interested in
confining him by certain regulations which he cannot evade.
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