The Elementary Forms of the Religious Life by Émile Durkheim
CHAPTER I
10558 words | Chapter 41
THE NEGATIVE CULT AND ITS FUNCTIONS THE ASCETIC RITES
We do not have the intention of attempting a complete description of the
primitive cult in what is to follow. Being preoccupied especially with
reaching that which is most elementary and most fundamental in the
religious life, we shall not attempt to reconstruct in detail the
frequently confused multiplicity of all the ritual forms. But out of the
midst of this extreme diversity of practices we should like to touch
upon the most characteristic attitudes which the primitive observes in
the celebration of his cult, to classify the most general forms of his
rites, and to determine their origins and significance, in order that we
may control and, if there is occasion, make more definite the results to
which the analysis of the beliefs has led us.[999]
Every cult presents a double aspect, one negative, the other positive.
In reality, of course, the two sorts of rites which we denominate thus
are closely associated; we shall see that they suppose one another. But
still, they are different and, if it is only to understand their
connection, it is necessary to distinguish them.
I
By definition, sacred beings are separated beings. That which
characterizes them is that there is a break of continuity between them
and the profane beings. Normally, the first are outside the others. A
whole group of rites has the object of realizing this state of
separation which is essential. Since their function is to prevent undue
mixings and to keep one of these two domains from encroaching upon the
other, they are only able to impose abstentions or negative acts.
Therefore, we propose to give the name negative cult to the system
formed by these special rites. They do not prescribe certain acts to the
faithful, but confine themselves to forbidding certain ways of acting;
so they all take the form of interdictions, or as is commonly said by
ethnographers, of _taboos_. This latter word is the one used in the
Polynesian languages to designate the institution in virtue of which
certain things are withdrawn from common use[1000]; it is also an
adjective expressing the distinctive characteristic of these kinds of
things. We have already had occasion to show how hard it is to translate
a strictly local and dialectical expression like this into a generic
term. There is no religion where there are no interdictions and where
they do not play a considerable part; so it is regrettable that the
consecrated terminology should seem to make so universal an institution
into a peculiarity of Polynesia.[1001] The expression _interdicts_ or
_interdictions_ seems to us to be much more preferable. However, the
word taboo, like the word totem, is so customary that it would show an
excess of purism to prohibit it systematically; also, the inconveniences
it may have are attenuated when its real meaning and importance have
once been definitely stated.
But there are interdictions of different sorts which it is important to
distinguish; for we shall not have to treat all kinds of interdictions
in this chapter.
First of all, beside those coming from religion, there are others which
are due to magic. The two have this in common, that they declare certain
things incompatible, and prescribe the separation of the things whose
incompatibility is thus proclaimed. But there are also very grave
differences between them. In the first place, the sanctions are not the
same in the two cases. Of course the violation of the religious
interdicts is frequently believed, as we shall presently see, to bring
about material disorders mechanically, from which the guilty man will
suffer, and which are regarded as a judgment on his act. But even if
these really come about this spontaneous and automatic judgment is not
the only one; it is always completed by another one, supposing human
intervention. A real punishment is added to this, if it does not
anticipate it, and this one is deliberately inflicted by men; or at
least there is a blame and public reprobation. Even when the sacrilege
has been punished, as it were, by the sickness or natural death of its
author, it is also defamed; it offends opinion, which reacts against it;
it puts the man who did it in fault. On the contrary, the magic
interdiction is judged only by the material consequences which the
forbidden act is believed to produce, with a sort of physical
necessity. In disobeying, a man runs risks similar to those to which an
invalid exposes himself in not following the advice of his physician;
but in this case disobedience is not a fault; it creates no indignation.
There is no sin in magic. Moreover, this difference in sanction is due
to a profound difference in the nature of the interdictions. The
religious interdiction necessarily implies the notion of sacredness; it
comes from the respect inspired by the sacred object, and its purpose is
to keep this respect from failing. On the other hand, the interdictions
of magic suppose only a wholly lay notion of property. The things which
the magician recommends to be kept separate are those which, by reason
of their characteristic properties, cannot be brought together and
confused without danger. Even if he happens to ask his clients to keep
at a distance from certain sacred things, it is not through respect for
them and fear that they may be profaned, for, as we know, magic lives on
profanations;[1002] it is merely for reasons of temporal utility. In a
word, religious interdictions are categorical imperatives; others are
useful maxims, the first form of hygienic and medical interdictions. We
cannot study two orders of facts as different as these simultaneously,
or even under the same name, without confusion. We are only concerned
with the religious interdictions here.[1003]
But a new distinction is necessary between these latter.
There are religious interdictions whose object is to separate two sacred
things of different species from each other. For example, it will be
remembered that among the Wakelbura the scaffold upon which the corpse
is exposed must be made exclusively of materials belonging to the
phratry of the dead man; this is as much as to say that all contact
between the corpse, which is sacred, and the things of the other
phratry, which are also sacred, but differently, is forbidden.
Elsewhere, the arms which one uses to hunt an animal with cannot be made
out of a kind of wood that is classed in the same social group as the
animal itself.[1004] But the most important of these interdictions are
the ones which we shall study in the next chapter; they are intended to
prevent all communication between the purely sacred and the impurely
sacred, between the sacredly auspicious and the sacredly inauspicious.
All these interdictions have one common characteristic; they come, not
from the fact that some things are sacred while others are not, but from
the fact that there are inequalities and incompatibilities between
sacred things. So they do not touch what is essential in the idea of
sacredness. The observance of these prohibitions can give place only to
isolated rites which are particular and almost exceptional; but it could
not make a real cult, for before all, a cult is made by regular
relations between the profane and the sacred as such.
But there is another system of religious interdictions which is much
more extended and important; this is the one which separates, not
different species of sacred things, but all that is sacred from all that
is profane. So it is derived immediately from the notion of sacredness
itself, and it limits itself to expressing and realizing this. Thus it
furnishes the material for a veritable cult, and even of a cult which is
at the basis of all the others; for the attitude which it prescribes is
one from which the worshipper must never depart in all his relations
with the sacred. It is what we call the negative cult. We may say that
its interdicts are the religious interdicts _par excellence_.[1005] It
is only these that we shall discuss in the following pages.
But they take multiple forms. Here are the principal ones which we
observe in Australia.
Before all are the interdictions of contact; these are the original
taboos, of which the others are scarcely more than particular varieties.
They rest upon the principle that the profane should never touch the
sacred. We have seen already that the uninitiated may not touch the
churinga or the bull-roarers under any circumstances. If adults are
allowed the free use of them, it is because initiation has conferred a
sacred character upon them. Blood, and especially that which flows
during the initiation, has a religious virtue;[1006] it is under the
same interdict.[1007] It is the same with the hair.[1008] A dead man is
sacred because the soul which animated the body stays with the corpse;
for this reason it is sometimes forbidden to carry the bones of a dead
man about unless they are wrapped up in a piece of bark.[1009] Even the
place where the death took place should be avoided, for they believe
that the soul of the dead man continues to haunt the spot. That is why
they break camp and move some distance away;[1010] in certain cases they
destroy it along with everything it contains,[1011] and a certain time
must elapse before they can come back to the same place.[1012] Thus it
comes about that a dying man creates an empty space about him; they
abandon him after they have installed him as comfortably as
possible.[1013]
An exceptionally intimate contact is the one resulting from the
absorption of food. Hence comes the interdiction against eating the
sacred animals or vegetables, and especially those serving as
totems.[1014] Such an act appears so very sacrilegious that the
prohibition covers even adults, or at least, the majority of them; only
the old men attain a sufficient religious dignity to escape this
interdict sometimes. This prohibition has sometimes been explained by
the mythical kinship uniting the man to the animals whose name he bears;
they are protected by the sentiment of sympathy which they inspire by
their position as kin.[1015] But the fact that the consumption of the
forbidden flesh is believed to cause sickness or death automatically
shows that this interdiction does not have its origin in the simple
revolt of the feeling of domestic relationship. Forces of another sort
are in action which are analogous to those in all religions and which
are believed to react against sacrileges.
Moreover, if certain foods are forbidden to the profane because they are
sacred, certain others, on the contrary, are forbidden to persons of a
sacred character, because they are profane. Thus it frequently happens
that certain animals are specially designated as the food of women; for
this reason, they believe that they partake of a feminine nature and
that they are consequently profane. On the other hand, the young
initiate is submitted to a series of rites of particular severity; to
give him the virtues which will enable him to enter into the world of
sacred things, from which he had up till then been excluded, they centre
an exceptionally powerful group of religious forces upon him. Thus he
enters into a state of sanctity which keeps all that is profane at a
distance. Then he is not allowed to eat the game which is regarded as
the special food of women.[1016]
But contact may be established by other means than the touch. One comes
into relations with a thing by merely regarding it: a look is a means of
contact. This is why the sight of sacred things is forbidden to the
profane in certain cases. A woman should never see the instruments of
the cult; the most that is permitted her is to catch a glimpse of them
from afar.[1017] It is the same with the totemic paintings executed on
the bodies of the officiants in the exceptionally important
ceremonies.[1018] The exceptional solemnity of the rites of initiation
prevents the women in certain tribes from seeing the place where they
were celebrated[1019] or even the neophyte himself.[1020] The sacred
character which is imminent in the ceremony as a whole is naturally
found in the persons of those who directed it or took some part in
it; the result of this is that the novice may not raise his eyes
to them, and this interdiction continues even after the rite is
accomplished.[1021] A dead man is also removed from view sometimes: his
face is covered over in such a way that it cannot be seen.[1022]
The word is another way of entering into relations with persons or
things. The breath expired establishes a communication; this is a part
of us which spreads outwards. Thus it is forbidden to the profane to
address the sacred beings or simply to speak in their presence. Just as
the neophyte must not regard either the operators or the assistants, so
it is forbidden to him to converse with them except by signs; and this
interdiction keeps the place to which it has been raised, by means of a
special rite.[1023]
In a general way, there are, among the Arunta, moments in the course of
the great ceremonies when silence is obligatory.[1024] As soon as the
churinga are exposed, every one keeps still, or if someone talks, he
does so in a low voice or with his lips only.[1025]
Besides the sacred things, there are words and sounds which have the
same character; they should not pass the lips of the profane or enter
their ears. There are ritual songs which women must not hear under pain
of death.[1026] They may hear the noise of the bull-roarers, but only
from a distance. Every proper name is considered an essential element of
the person who bears it; being closely associated in the mind to the
idea of this person, it participates in the sentiments which this latter
inspires. So if the one is sacred, the other is. Therefore, it may not
be pronounced in the course of the profane life. Among the Warramunga
there is one totem which is particularly venerated, this is the snake
called Wollunqua; its name is taboo.[1027] It is the same with Baiame,
Daramulun and Bunjil; the esoteric form of their name must not be
revealed to the uninitiate.[1028] During mourning, the name of the dead
man must not be mentioned, at least by his parents, except when there is
an absolute necessity, and even in this case it must be whispered.[1029]
This interdiction is frequently perpetual for the widow and certain
relatives.[1030] Among certain peoples, this even extends beyond the
family; all the individuals whose name is the same as that of the dead
man must change theirs temporarily.[1031] But there is more than this:
the relatives and intimate friends sometimes abstain from certain words
in the usual language, undoubtedly because they were employed by the
dead man; these gaps are filled in by means of periphrases or words
taken from some foreign dialects.[1032] In addition to their public and
everyday names all men have another which is kept a secret: the women
and children do not know it; it is never used in the ordinary life. This
is because it has a religious character.[1033] There are even ceremonies
during which it is necessary to speak a special language which must not
be used for profane purposes. It is the beginning of a sacred
language.[1034]
Not only are the sacred beings separated from the profane, but also
nothing which either directly or indirectly concerns the profane life
should be confused with the religious life. Complete nudity is
frequently demanded of the native as a prerequisite to being admitted to
participation in the rites;[1035] he is required to strip himself of all
his habitual ornaments, even those to which he is the most attached, and
from which he separates himself the least willingly because of the
protecting virtues he attributes to them.[1036] If he is obliged to
decorate himself to play his part in the ritual, this decoration has to
be made specially for the occasion; it is a ceremonial costume, a gala
dress.[1037] As these ornaments are sacred, owing to the use made of
them, he is forbidden to use them in profane affairs; when the ceremony
is finished, they are buried or burnt;[1038] the men must even wash
themselves in such a way as to carry away with them no trace of the
decorations with which they were adorned.[1039]
In general, all acts characteristic of the ordinary life are forbidden
while those of the religious life are taking place. The act of eating
is, of itself, profane; for it takes place every day, it satisfies
essentially utilitarian and material needs and it is a part of our
ordinary existence.[1040] This is why it is prohibited in religious
times. When one totemic group has loaned its churinga to a foreign clan,
it is an exceptionally solemn moment when they are brought back and put
into the ertnatulunga; all those who take part in the ceremony must fast
as long as it lasts, and it lasts a long time.[1041] The same rule is
observed during the rites,[1042] of which we shall speak in the next
chapter, as well as at certain moments of the initiation.[1043]
For this same reason, all temporal occupations are suspended while the
great religious solemnities are taking place. According to a remark of
Spencer and Gillen,[1044] which we have already had occasion to cite,
the life of the Australian is divided into two very distinct parts: the
one is devoted to hunting, fishing and warfare; the other is consecrated
to the cult, and these two forms of activity mutually exclude and repel
one another. It is on this principle that the universal institution of
religious days of rest reposes. The distinctive character of the
feast-days in all known religions is the cessation of work and the
suspension of public and private life, in so far as it does not have a
religious objective. This repose is not merely a sort of temporary
relaxation which men have given themselves in order to give themselves
up more freely to the sentiments of joy ordinarily awakened by the
feast-days; for they are sad feasts, consecrated to mourning and
repentance, and during which this cessation is no less obligatory. This
is because work is an eminent form of profane activity: it has no other
apparent end than to provide for the temporal necessities of life; it
puts us in relations with ordinary things only. On feast days, on the
contrary, the religious life attains an exceptional degree of intensity.
So the contrast between the two forms of existence is especially marked
at this moment; consequently, they cannot remain near to each other. A
man cannot approach his god intimately while he still bears on him marks
of his profane life; inversely, he cannot return to his usual
occupations when a rite has just sanctified him. So the ritual day of
rest is only one particular case of the general incompatibility
separating the sacred from the profane; it is the result of an
interdiction.
It would be impossible to enumerate here all the different interdictions
which have been observed, even in the Australian religions alone. Like
the notion of sacredness upon which it rests, the system of interdicts
extends into the most diverse relations; it is even used deliberately
for utilitarian ends.[1045] But howsoever complex it may be, it finally
rests upon two fundamental interdictions, which summarize it and
dominate it.
In the first place, the religious life and the profane life cannot
coexist in the same place. If the former is to develop, a special spot
must be placed at its disposition, from which the second is excluded.
Hence comes the founding of temples and sanctuaries: these are the spots
awarded to sacred beings and things and serve them as residences, for
they cannot establish themselves in any place except on the condition of
entirely appropriating to themselves all within a certain distance. Such
arrangements are so indispensable to all religious life that even the
most inferior religions cannot do without them. The ertnatulunga, the
spot where the churinga are deposited, is a veritable sanctuary. So the
uninitiated are not allowed to approach it. It is even forbidden to
carry on any profane occupation whatsoever there. As we shall presently
see, there are other holy places where important ceremonies are
celebrated.[1046]
Likewise, the religious life and the profane life cannot coexist in the
same unit of time. It is necessary to assign determined days or periods
to the first, from which all profane occupations are excluded. Thus
feast days are born. There is no religion, and, consequently, no society
which has not known and practised this division of time into two
distinct parts, alternating with one another according to a law varying
with the peoples and the civilizations; as we have already pointed out,
it was probably the necessity of this alternation which led men to
introduce into the continuity and homogeneity of duration, certain
distinctions and differentiations which it does not naturally
have.[1047] Of course, it is almost impossible that the religious life
should ever succeed in concentrating itself hermetically in the places
and times which are thus attributed to it; it is inevitable that a
little of it should filter out. There are always some sacred things
outside the sanctuaries; there are some rites that can be celebrated on
work-days. But these are sacred things of the second rank and rites of a
lesser importance. Concentration remains the dominating characteristic
of this organization. Generally this concentration is complete for all
that concerns the public cult, which cannot be celebrated except in
common. The individual, private cult is the only one which comes very
near to the temporal life. Thus the contrast between these two
successive phases of human life attains its maximum of intensity in the
inferior societies; for it is there that the individual cult is the most
rudimentary.[1048]
II
Up to the present, the negative cult has been presented to us only as a
system of abstentions. So it seems to serve only to inhibit activity,
and not to stimulate it or to modify it. And yet, as an unexpected
reaction to this inhibitive effect, it is found to exercise a positive
action of the highest importance over the religious and moral nature of
the individual.
In fact, owing to the barrier which separates the sacred from the
profane, a man cannot enter into intimate relations with sacred things
except after ridding himself of all that is profane in him. He cannot
lead a religious life of even a slight intensity unless he commences by
withdrawing more or less completely from the temporal life. So the
negative cult is in one sense a means in view of an end: it is a
condition of access to the positive cult. It does not confine itself to
protecting sacred beings from vulgar contact; it acts upon the
worshipper himself and modifies his condition positively. The man who
has submitted himself to its prescribed interdictions is not the same
afterwards as he was before. Before, he was an ordinary being who, for
this reason, had to keep at a distance from the religious forces.
Afterwards, he is on a more equal footing with them; he has approached
the sacred by the very act of leaving the profane; he has purified and
sanctified himself by the very act of detaching himself from the base
and trivial matters that debased his nature. So the negative rites
confer efficient powers just as well as the positive ones; the first,
like the second, can serve to elevate the religious tone of the
individual. According to a very true remark which has been made, no one
can engage in a religious ceremony of any importance without first
submitting himself to a sort of preliminary initiation which introduces
him progressively into the sacred world.[1049] Unctions, lustrations,
benedictions or any essentially positive operation may be used for this
purpose; but the same result may be attained by means of fasts and
vigils or retreat and silence, that is to say, by ritual abstinences,
which are nothing more than certain interdictions put into practice.
When there are only particular and isolated negative rites, their
positive action is generally too slight to be easily perceptible. But
there are circumstances when a whole system of interdictions is
concentrated on one man; in these cases, their effects accumulate, and
thus become more manifest. This takes place in Australia at the time of
the initiation. The neophyte is submitted to a great variety of
negative rites. He must withdraw from the society in which his existence
has been passed up till then, and from almost all human society. Not
only is it forbidden for him to see women and uninitiated persons,[1050]
but he also goes to live in the brush, far from his fellows, under the
direction of some old men who serve him as godfathers.[1051] So very
true is it that the forest is considered his natural environment, that
in a certain number of tribes, the word with which the initiation is
designated signifies _that which is from the forest_.[1052] For this
same reason, he is frequently decorated with leaves during the
ceremonies at which he assists.[1053] In this way he passes long
months,[1054] interspersed from time to time with rites in which he must
take a part. This time is a period of all sorts of abstinences for him.
A multitude of foods are forbidden him; he is allowed only that quantity
of food which is absolutely indispensable for the maintenance of
life;[1055] he is even sometimes bound to a rigorous fast,[1056] or must
eat impure foods.[1057] When he eats, he must not touch the food with
his hands; his godfathers put it into his mouth for him.[1058] In some
cases, he must go to beg his food.[1059] Likewise, he sleeps only as
much as is indispensable.[1060] He must abstain from talking, to the
extent of not uttering a word; it is by signs that he makes known his
needs.[1061] He must not wash;[1062] sometimes he must not move. He
remains stretched out upon the earth, immobile[1063] and without
clothing of any sort.[1064] Now the result of the numerous interdictions
is to bring about a radical change of condition in the initiate. Before
the initiation, he lived with the women; he was excluded from the cult.
After it, he is admitted to the society of men; he takes part in the
rites, and has acquired a sacred character. The metamorphosis is so
complete that it is sometimes represented as a second birth. They
imagine that the profane person, who was the young man up till then, has
died, that he has been killed and carried away by the god of the
initiation, Bunjil, Baiame or Daramulun, and that quite another
individual has taken the place of the one that no longer is.[1065] So
here we find the very heart of the positive effects of which negative
rites are capable. Of course we do not mean to say that these latter
produced this great transformation all by themselves; but they certainly
contributed to it, and largely.
In the light of these facts, we are able to understand what asceticism
is, what place it occupies in the religious life and whence come the
virtues which have generally been attributed to it. In fact, there is no
interdict, the observance of which does not have an ascetic character to
a certain degree. Abstaining from something which may be useful or from
a form of activity which, since it is usual, should answer to some human
need, is, of necessity, imposing constraints and renunciations. So in
order to have real asceticism, it is sufficient for these practices to
develop in such a way as to become the basis of a veritable scheme of
life. Normally, the negative cult serves only as an introduction and
preparation for the positive cult. But it sometimes happens that it
frees itself from this subordination and passes to the first place, and
that the system of interdicts swells and exaggerates itself to the point
of usurping the entire existence. Thus a systematic asceticism is born
which is consequently nothing more than a hypertrophy of the negative
cult. The special virtues which it is believed to confer are only an
amplified form of those conferred, to a lesser degree, by the practice
of any interdiction. They have the same origin; for they both rest on
the principle that a man sanctifies himself only by efforts made to
separate himself from the profane. The pure ascetic is a man who raises
himself above men and acquires a special sanctity by fasts and vigils,
by retreat and silence, or in a word, by privations, rather than by acts
of positive piety (offerings, sacrifices, prayers, etc.). History shows
to what a high religious prestige one may attain by this method: the
Buddhist saint is essentially an ascetic, and he is equal or superior to
the gods.
It follows that asceticism is not a rare, exceptional and nearly
abnormal fruit of the religious life, as some have supposed it to be; on
the contrary, it is one of its essential elements. Every religion
contains it, at least in germ, for there are none in which a system of
interdicts is not found. Their only difference in this regard which
there may be between cults is that this germ is more or less developed
in different ones. It should also be added that there probably is not a
single one in which this development does not take, at least
temporarily, the characteristic traits of real asceticism. This is what
generally takes place at certain critical periods when, for a relatively
short time, it is necessary to bring about a grave change of condition
in a subject. Then, in order to introduce him more rapidly into the
circle of sacred things with which he must be put in contact, he is
separated violently from the profane world; but this does not come
without many abstinences and an exceptional recrudescence of the system
of interdicts. Now this is just what happens in Australia at the moment
of initiation. In order to transform youths into men, it is necessary to
make them live the life of a veritable ascetic. Mrs. Parker very justly
calls them the monks of Baiame.[1066]
But abstinences and privations do not come without suffering. We hold to
the profane world by all the fibres of our flesh; our senses attach us
to it; our life depends upon it. It is not merely the natural theatre of
our activity; it penetrates us from every side; it is a part of
ourselves. So we cannot detach ourselves from it without doing violence
to our nature and without painfully wounding our instincts. In other
words, the negative cult cannot develop without causing suffering. Pain
is one of its necessary conditions. Some have been led to think of it as
constituting a sort of rite in itself; they have seen in it a state of
grace which is to be sought and aroused, even artificially, because of
the powers and privileges which it confers in the same way as these
systems of interdicts, of which it is the natural accompaniment. So far
as we know, Preuss is the first who has realized the religious
rôle[1067] which is attributed to suffering in the inferior societies.
He cites the case of the Arapahs who inflict veritable torments upon
themselves in order to become immune from the dangers of battle; of the
Big Belly Indians who submit to actual tortures on the eve of military
expeditions; of the Hupa who swim in icy rivers and then remain
stretched out on the bank as long as possible, in order to assure
themselves of success in their enterprises; of the Karaya who from time
to time draw blood from their arms and legs by means of scratches made
out of the teeth of fish, in order to strengthen their muscles; of the
men of Dallmannhafen (Emperor William's Land in New Guinea) who combat
the sterility of their women by making bloody incisions in the upper
part of their thighs.[1068]
But similar facts may be found without leaving Australia, especially in
the course of the initiation ceremonies. Many of the rites practised on
this occasion consist in systematically inflicting certain pains on the
neophyte in order to modify his condition and to make him acquire the
qualities characteristic of a man. Thus, among the Larakia, while the
young men are in retreat in the forest, their godfathers and guardians
give them violent blows at any instant, without warning and without
cause.[1069] Among the Urabunna, at a certain time, the novice is
stretched out on the ground, his face against the earth. All the men
present beat him rudely; then they make four or eight gashes on his
back, arranged on each side of the dorsal spine and one on the meridial
line of the nape of his neck.[1070] Among the Arunta, the first rite of
the initiation consists in tossing the subject in a blanket; the men
throw him into the air and catch him when he comes down, to throw him up
again.[1071] In the same tribe, at the close of this long series of
ceremonies, the young man lies down on a bed of leaves under which they
have placed live coals; he remains there, immobile in the midst of the
heat and suffocating smoke.[1072] A similar rite is observed among the
Urabunna; but in addition, while the patient is in this painful
situation, they beat him on the back.[1073] In a general way, all the
exercises to which he is submitted have this same character to such an
extent that when he is allowed to re-enter the ordinary life, he has a
pitiful aspect and appears half stupefied.[1074] It is true that all
these practices are frequently represented as ordeals destined to prove
the value of the neophyte and to show whether he is worthy of being
admitted into the religious society or not.[1075] But in reality, the
probational function of the rite is only another aspect of its efficacy.
For the fact that it has been undergone is proved by its producing its
effect, that is to say, by its conferring the qualities which are the
original reason for its existence.
In other cases, these ritual cruelties are executed, not on the organism
as a whole, but on a particular organ or tissue, whose vitality it is
their object to stimulate. Thus, among the Arunta, the Warramunga and
many other tribes,[1076] at a certain moment in the initiation, certain
persons are charged with biting the novice severely in the scalp. This
operation is so painful that the patient can hardly support it without
uttering cries. Its object is to make the hair grow.[1077] The same
treatment is applied to make the beard grow. The rite of pulling out
hairs, which Howitt mentions in other tribes, seems to have the same
reason for existence.[1078] According to Eylmann, the men and women of
the Arunta and the Kaitish make small wounds on their arms with sticks
red with fire, in order to become skilful in making fire or to acquire
the strength necessary for carrying heavy loads of wood.[1079] According
to this same observer, the Warramunga girls amputate the second and
third joints of the index finger on one hand, thinking that the finger
thus becomes better fitted for finding yams.[1080]
It is not impossible that the extraction of teeth was sometimes destined
to produce effects of this sort. In any case, it is certain that the
cruel rites of circumcision and subincision have the object of
conferring particular powers on the genital organs. In fact, the young
man is not allowed to marry until after he has undergone them; so he
owes them special virtues. What makes this initiation _sui generis_
indispensable is that in all inferior societies, the union of the sexes
is marked with a religious character. It is believed to put redoubtable
forces into play which a man cannot approach without danger, until after
he has acquired the necessary immunity, by ritual processes:[1081] for
this, a whole series of positive and negative practices is used, of
which circumcision and subincision are the forerunners. By painfully
mutilating an organ, a sacred character is given to it, since by that
act, it is put into shape for resisting the equally sacred forces which
it could not meet otherwise.
At the beginning of this work, we said that all the essential elements
of religious thought and life ought to be found, at least in germ, in
the most primitive religions: the preceding facts confirm this
assertion. If there is any one belief which is believed to be peculiar
to the most recent and idealistic religions, it is the one attributing a
sanctifying power to sorrow. Now this same belief is at the basis of the
rites which have just been observed. Of course, it is understood
differently at the different moments of history when it is studied. For
the Christian, it acts especially upon the soul: it purges it, ennobles
it, spiritualizes it. For the Australian, it is the body over which it
is efficient: it increases its vital energies; it makes its beard and
hair grow; it toughens its members. But in both cases the principle is
the same. In both it is admitted that suffering creates exceptional
strength. And this belief is not without foundation. In fact, it is by
the way in which he braves suffering that the greatness of a man is best
manifested. He never rises above himself with more brilliancy than when
he subdues his own nature to the point of making it follow a way
contrary to the one it would spontaneously take. By this, he
distinguishes himself from all the other creatures who follow blindly
wherever pleasure calls them; by this, he makes a place apart for
himself in the world. Suffering is the sign that certain of the bonds
attaching him to his profane environment are broken; so it testifies
that he is partially freed from this environment, and, consequently, it
is justly considered the instrument of deliverance. So he who is thus
delivered is not the victim of a pure illusion when he believes himself
invested with a sort of mastery over things: he really has raised
himself above them, by the very act of renouncing them; he is stronger
than nature, because he makes it subside.
Moreover, it is by no means true that this virtue has only an æsthetic
value: the whole religious life supposes it. Sacrifices and privations
do not come without privations which cost the worshipper dear. Even if
the rites do not demand material gifts from him, they require his time
and his strength. In order to serve his gods, he must forget himself; to
make for them a fitting place in his own life, he must sacrifice his
profane interests. The positive cult is possible only when a man is
trained to renouncement, to abnegation, to detachment from self, and
consequently to suffering. It is necessary that he have no dread of
them: he cannot even fulfil his duties joyfully unless he loves them to
some extent. But for that, it is necessary that he train himself, and it
is to this that the ascetic practices tend. So the suffering which they
impose is not arbitrary and sterile cruelty; it is a necessary school,
where men form and temper themselves, and acquire the qualities of
disinterestedness and endurance without which there would be no
religion. If this result is to be obtained, it is even a good thing that
the ascetic ideal be incarnated eminently in certain persons, whose
speciality, so to speak, it is to represent, almost with excess, this
aspect of the ritual life; for they are like so many living models,
inciting to effort. Such is the historic rôle of the great ascetics.
When their deeds and acts are analysed in detail, one asks himself what
useful end they can have. He is struck by the fact that there is
something excessive in the disdain they profess for all that ordinarily
impassions men. But these exaggerations are necessary to sustain among
the believers a sufficient disgust for an easy life and common
pleasures. It is necessary that an elite put the end too high, if the
crowd is not to put it too low. It is necessary that some exaggerate, if
the average is to remain at a fitting level.
But asceticism does not serve religious ends only. Here, as elsewhere,
religious interests are only the symbolic form of social and moral
interests. The ideal beings to whom the cults are addressed are not the
only ones who demand of their followers a certain disdain for suffering:
society itself is possible only at this price. Though exalting the
strength of man, it is frequently rude to individuals; it necessarily
demands perpetual sacrifices from them; it is constantly doing violence
to our natural appetites, just because it raises us above ourselves. If
we are going to fulfil our duties towards it, then we must be prepared
to do violence to our instincts sometimes and to ascend the decline of
nature when it is necessary. So there is an asceticism which, being
inherent in all social life, is destined to survive all the mythologies
and all the dogmas; it is an integral part of all human culture. At
bottom, this is the asceticism which is the reason for the existence of
and the justification of that which has been taught by the religions of
all times.
III
Having determined what the system of interdicts consists in and what its
positive and negative functions are, we must now seek the causes which
have given it birth.
In one sense, it is logically implied in the very notion of sacredness.
All that is sacred is the object of respect, and every sentiment of
respect is translated, in him who feels it, by movements of inhibition.
In fact, a respected being is always expressed in the consciousness by a
representation which, owing to the emotion it inspires, is charged with
a high mental energy; consequently, it is armed in such a way as to
reject to a distance every other representation which denies it in whole
or in part. Now the sacred world and the profane world are antagonistic
to each other. They correspond to two forms of life which mutually
exclude one another, or which at least cannot be lived at the same time
with the same intensity. We cannot give ourselves up entirely to the
ideal beings to whom the cult is addressed and also to ourselves and our
own interests at the same time; we cannot devote ourselves entirely to
the group and entirely to our own egoism at once. Here there are two
systems of conscious states which are directed and which direct our
conduct towards opposite poles. So the one having the greater power of
action should tend to exclude the other from the consciousness. When we
think of holy things, the idea of a profane object cannot enter the mind
without encountering grave resistance; something within us opposes
itself to its installation. This is because the representation of a
sacred thing does not tolerate neighbours. But this psychic antagonism
and this mutual exclusion of ideas should naturally result in the
exclusion of the corresponding things. If the ideas are not to coexist,
the things must not touch each other or have any sort of relations. This
is the very principle of the interdict.
Moreover, the world of sacred things is, by definition, a world apart.
Since it is opposed to the profane world by all the characteristics we
have mentioned, it must be treated in its own peculiar way: it would be
a misunderstanding of its nature and a confusion of it with something
that it is not, to make use of the gestures, language and attitudes
which we employ in our relations with ordinary things, when we have to
do with the things that compose it. We may handle the former freely; we
speak freely to vulgar beings; so we do not touch the sacred beings, or
we touch them only with reserve; we do not speak in their presence, or
we do not speak the common language there. All that is used in our
commerce with the one must be excluded from our commerce with the other.
But if this explanation is not inexact, it is, nevertheless,
insufficient. In fact, there are many beings which are the objects of
respect without being protected by systems of rigorous interdictions
such as those we have just described. Of course there is a general
tendency of the mind to localize different things in different places,
especially when they are incompatible with each other. But the profane
environment and the sacred one are not merely distinct, but they are
also closed to one another; between them there is an abyss. So there
ought to be some particular reason in the nature of sacred things, which
causes this exceptional isolation and mutual exclusion. And, in fact, by
a sort of contradiction, the sacred world is inclined, as it were, to
spread itself into this same profane world which it excludes elsewhere:
at the same time that it repels it, it tends to flow into it as soon as
it approaches. This is why it is necessary to keep them at a distance
from one another and to create a sort of vacuum between them.
What makes these precautions necessary is the extraordinary
contagiousness of a sacred character. Far from being attached to the
things which are marked with it, it is endowed with a sort of
elusiveness. Even the most superficial or roundabout contact is
sufficient to enable it to spread from one object to another. Religious
forces are represented in the mind in such a way that they always seem
ready to escape from the points where they reside and to enter
everything passing within their range. The nanja tree where the spirit
of an ancestor lives is sacred for the individual who considers himself
the reincarnation of this ancestor. But every bird which alights upon
this tree participates in this same nature: it is also forbidden to
touch it.[1082] We have already had occasion to show how simple contact
with a churinga is enough to sanctify men and things;[1083] it is also
upon this principle of the contagiousness of sacredness that all the
rites of consecration repose. The sanctity of the churinga is so great
that its action is even felt at a distance. It will be remembered how
this extends not only to the cave where they are kept, but also to the
whole surrounding district, to the animals who take refuge there, whom
it is forbidden to kill, and to the plants which grow there, which must
not be touched.[1084] A snake totem has its centre at a place where
there is a water-hole. The sacred character of the totem is
communicated to this place, to the water-hole and even to the water
itself, which is forbidden to all the members of the totemic
group.[1085] The initiate lives in an atmosphere charged with
religiousness, and it is as though he were impregnated with it
himself.[1086] Consequently all that he possesses and all that he
touches is forbidden to the women, and withdrawn from their contact,
even down to the bird he has struck with his stick, the kangaroo he has
pierced with his lance or the fish which has bit on his hook.[1087] But,
on the other hand, the rites to which he is submitted and the things
which have a part in them have a sanctity superior to his own: this
sanctity is contagiously transmitted to everything which evokes the idea
of one or the other. The tooth which has been knocked out of him is
considered very holy.[1088] For this reason, he may not eat animals with
prominent teeth, because they make him think of his own lost tooth. The
ceremonies of the Kuringal terminate with a ritual washing;[1089]
acquatic birds are forbidden to the neophyte because they make him think
of this rite. Animals that climb to the tops of trees are equally sacred
for him, because they are too near to Daramulun, the god of the
initiation, who lives in heaven.[1090] The soul of a dead man is a
sacred thing: we have already seen how this same property passes to the
corpse in which the soul resided, to the spot where this is buried, to
the camp in which he lived when alive, and which is either destroyed or
quitted, to the name he bore, to his wife and to his relations.[1091]
They, too, are invested, as it were, with a sacred character;
consequently, men keep at a distance from them; they do not treat them
as mere profane beings. In the societies observed by Dawson, their
names, like that of the dead man, cannot be pronounced during the period
of mourning.[1092] Certain animals which he ate may also be
prohibited.[1093]
This contagiousness of sacredness is too well known a phenomenon[1094]
to require any proof of its existence from numerous examples; we only
wish to show that it is as true in totemism as in the more advanced
religions. When once established, it quickly explains the extreme rigour
of the interdicts separating the sacred from the profane. Since, in
virtue of this extraordinary power of expansion, the slightest contact,
the least proximity, either material or simply moral, suffices to draw
religious forces out of their domain, and since, on the other hand, they
cannot leave it without contradicting their nature, a whole system of
measures is indispensable for maintaining the two worlds at a respectful
distance from one another. This is why it is forbidden to the profane,
not only to touch, but even to see or hear that which is sacred, and why
these two sorts of life cannot be mixed in their consciousnesses.
Precautions are necessary to keep them apart because, though opposing
one another, they tend to confuse themselves into one another.
When we understand the multiplicity of these interdicts we also
understand the way in which they operate and the sanctions which are
attached to them. Owing to the contagiousness inherent in all that is
sacred, a profane being cannot violate an interdict without having the
religious force, to which he has unduly approached, extend itself over
him and establish its empire over him. But as there is an antagonism
between them, he becomes dependent upon a hostile power, whose hostility
cannot fail to manifest itself in the form of violent reactions which
tend to destroy him. This is why sickness or death are considered the
natural consequences of every transgression of this sort; and they are
consequences which are believed to come by themselves, with a sort of
physical necessity. The guilty man feels himself attacked by a force
which dominates him and against which he is powerless. Has he eaten the
totemic animal? Then he feels it penetrating him and gnawing at his
vitals; he lies down on the ground and awaits death.[1095] Every
profanation implies a consecration, but one which is dreadful, both for
the subject consecrated and for those who approach him. It is the
consequences of this consecration which sanction, in part, the
interdict.[1096]
It should be noticed that this explanation of the interdicts does not
depend upon the variable symbols by the aid of which religious forces
are conceived. It matters little whether these are conceived as
anonymous and impersonal energies or figured as personalities endowed
with consciousness and feeling. In the former case, of course, they are
believed to react against profaning transgressions in an automatic and
unconscious manner, while in the latter case, they are thought to obey
passionate movements determined by the offence resented. But at bottom,
these two conceptions, which, moreover, have the same practical effect,
only express one and the same psychic mechanism in two different
languages. The basis of both is the antagonism of the sacred and the
profane, combined with the remarkable aptitude of the former for
spreading over to the latter; now this antagonism and this
contagiousness act in the same way, whether the sacred character is
attributed to blind forces or to conscious ones. Thus, so far is it from
being true that the real religious life commences only where there are
mythical personalities, that we see that in this case the rite remains
the same, whether the religious beings are personified or not. This is a
statement which we shall have occasion to repeat in each of the chapters
which follow.
IV
But if this contagiousness of sacredness helps to explain the system of
interdicts, how is it to be explained itself?
Some have tried to explain it with the well-known laws of the
association of ideas. The sentiments inspired in us by a person or a
thing spread contagiously from the idea of this thing or person to the
representations associated with it, and thence to the objects which
these representations express. So the respect which we have for a sacred
being is communicated to everything touching this being, or resembling
it, or recalling it. Of course a cultivated man is not deceived by these
associations; he knows that these derived emotions are due to mere plays
of the images and to entirely mental combinations, so he does not give
way to the superstitions which these illusions tend to bring about. But
they say that the primitive naïvely objectifies his impressions, without
criticising them. Does something inspire a reverential fear in him? He
concludes that an august and redoubtable force really resides in it; so
he keeps at a distance from this thing and treats it as though it were
sacred, even though it has no right to this title.[1097]
But whoever says this forgets that the most primitive religions are not
the only ones which have attributed this power of propagation to the
sacred character. Even in the most recent cults, there is a group of
rites which repose upon this principle. Does not every consecration by
means of anointing or washing consist in transferring into a profane
object the sanctifying virtues of a sacred one? Yet it is difficult to
regard an enlightened Catholic of to-day as a sort of retarded savage
who continues to be deceived by his associations of ideas, while nothing
in the nature of things explains or justifies these ways of thinking.
Moreover, it is quite arbitrarily that they attribute to the primitive
this tendency to objectify blindly all his emotions. In his ordinary
life, and in the details of his lay occupations, he does not impute the
properties of one thing to its neighbours, or _vice versa_. If he is
less careful than we are about clarity and distinction, still it is far
from true that he has some vague, deplorable aptitude for jumbling and
confusing everything. Religious thought alone has a marked leaning
towards these sorts of confusions. So it is in something special to the
nature of religious things, and not in the general laws of the human
intelligence, that the origin of these predispositions is to be sought.
When a force or property seems to be an integral part or constituent
element of the subject in which it resides, we cannot easily imagine its
detaching itself and going elsewhere. A body is defined by its mass and
its atomic composition; so we do not think that it could communicate any
of these distinctive characteristics by means of contact. But, on the
other hand, if we are dealing with a force which has penetrated the body
from without, since nothing attaches it there and since it is foreign to
the body, there is nothing inconceivable in its escaping again. Thus the
heat or electricity which a body has received from some external source
may be transmitted to the surrounding medium, and the mind readily
accepts the possibility of this transmission. So the extreme facility
with which religious forces spread out and diffuse themselves has
nothing surprising about it, if they are generally thought of as outside
of the beings in which they reside. Now this is just what the theory we
have proposed implies.
In fact, they are only collective forces hypostatized, that is to say,
moral forces; they are made up of the ideas and sentiments awakened in
us by the spectacle of society, and not of sensations coming from the
physical world. So they are not homogeneous with the visible things
among which we place them. They may well take from these things the
outward and material forms in which they are represented, but they owe
none of their efficacy to them. They are not united by external bonds
to the different supports upon which they alight; they have no roots
there; according to an expression we have already used[1098] and which
serves best for characterizing them, _they are added to them_. So there
are no objects which are predestined to receive them, to the exclusion
of all others; even the most insignificant and vulgar may do so;
accidental circumstances decide which are the chosen ones. The terms in
which Codrington speaks of the mana should be borne in mind: it is a
force, he says, which "_is not fixed in anything and can be conveyed in
almost anything_."[1099] Likewise, the Dakota of Miss Fletcher
represented the wakan as a sort of surrounding force which is always
coming and going through the world, alighting here and there, but
definitely fixing itself nowhere.[1100] Even the religious character
inherent in men does not have a different character. There is certainly
no other being in the world of experience which is closer to the very
source of all religious life; none participates in it more directly, for
it is in human consciousnesses that it is elaborated. Yet we know that
the religious principle animating men, to wit, the soul, is partially
external.
But if religious forces have a place of their own nowhere, their
mobility is easily explained. Since nothing attaches them to the things
in which we localize them, it is natural that they should escape on the
slightest contact, in spite of themselves, so to speak, and that they
should spread afar. Their intensity incites them to this spreading,
which everything favours. This is why the soul itself, though holding to
the body by very personal bonds, is constantly threatening to leave it:
all the apertures and pores of the body are just so many ways by which
it tends to spread and diffuse itself into the outside.[1101]
But we shall account for this phenomenon which we are trying to
understand, still better if, instead of considering the notion of
religious forces as it is when completely formulated, we go back to the
mental process from which it results.
We have seen, in fact, that the sacred character of a being does not
rest in any of its intrinsic attributes. It is not because the totemic
animal has a certain aspect or property that it inspires religious
sentiments; these result from causes wholly foreign to the nature of the
object upon which they fix themselves. What constitutes them are the
impressions of comfort and dependence which the action of the society
provokes in the mind. Of themselves, these emotions are not attached to
the idea of any particular object; but as these emotions exist and are
especially intense, they are also eminently contagious. So they make a
stain of oil; they extend to all the other mental states which occupy
the mind; they penetrate and contaminate those representations
especially in which are expressed the various objects which the man had
in his hands or before his eyes at the moment: the totemic designs
covering his body, the bull-roarers which he was making roar, the rocks
surrounding him, the ground under his feet, etc. It is thus that the
objects themselves get a religious value which is really not inherent in
them but is conferred from without. So the contagion is not a sort of
secondary process by which sacredness is propagated, after it has once
been acquired; it is the very process by which it is acquired. It is by
contagion that it establishes itself: we should not be surprised,
therefore, if it transmits itself contagiously. What makes its reality
is a special emotion; if it attaches itself to some object, it is
because this emotion has found this object in its way. So it is natural
that from this one it should spread to all those which it finds in its
neighbourhood, that is to say, to all those which any reason whatsoever,
either material contiguity or mere similarity, has mentally connected
with the first.
Thus, the contagiousness of sacredness finds its explanation in the
theory which we have proposed of religious forces, and by this very
fact, it serves to confirm our theory.[1102] And, at the same time, it
aids us in understanding a trait of primitive mentality to which we have
already called the attention.
We have seen[1103] the facility with which the primitive confuses
kingdoms and identifies the most heterogeneous things, men, animals,
plants, stars, etc. Now we see one of the causes which has contributed
the most to facilitating these confusions. Since religious forces are
eminently contagious, it is constantly happening that the same principle
animates very different objects equally; it passes from some into others
as the result of either a simple material proximity or of even a
superficial similarity. It is thus that men, animals, plants and rocks
come to have the same totem: the men because they bear the name of the
animal: the animals because they bring the totemic emblem to mind; the
plants because they nourish these animals; the rocks because they mark
the place where the ceremonies are celebrated. Now religious forces are
therefore considered the source of all efficacy; so beings having one
single religious principle ought to pass as having the same essence, and
as differing from one another only in secondary characteristics. This is
why it seemed quite natural to arrange them in a single category and to
regard them as mere varieties of the same class, transmutable into one
another.
When this relation has been established, it makes the phenomena of
contagion appear under a new aspect. Taken by themselves, they seem to
be quite foreign to the logical life. Is their effect not to mix and
confuse beings, in spite of their natural differences? But we have seen
that these confusions and participation have played a rôle of the
highest utility in logic; they have served to bind together things which
sensation leaves apart from one another. So it is far from true that
contagion, the source of these connections and confusions, is marked
with that fundamental irrationality that one is inclined to attribute it
at first. It has opened the way for the scientific explanations of the
future.
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