The Elementary Forms of the Religious Life by Émile Durkheim
CHAPTER II
9691 words | Chapter 27
LEADING CONCEPTIONS OF THE ELEMENTARY RELIGION
I.--_Animism_
Armed with this definition, we are now able to set out in search of this
elementary religion which we propose to study.
Even the crudest religions with which history and ethnology make us
acquainted are already of a complexity which corresponds badly with the
idea sometimes held of primitive mentality. One finds there not only a
confused system of beliefs and rites, but also such a plurality of
different principles, and such a richness of essential notions, that it
seems impossible to see in them anything but the late product of a
rather long evolution. Hence it has been concluded that to discover the
truly original form of the religious life, it is necessary to descend by
analysis beyond these observable religions, to resolve them into their
common and fundamental elements, and then to seek among these latter
some one from which the others were derived.
To the problem thus stated, two contrary solutions have been given.
There is no religious system, ancient or recent, where one does not
meet, under different forms, two religions, as it were, side by side,
which, though being united closely and mutually penetrating each other,
do not cease, nevertheless, to be distinct. The one addresses itself to
the phenomena of nature, either the great cosmic forces, such as winds,
rivers, stars or the sky, etc., or else the objects of various sorts
which cover the surface of the earth, such as plants, animals, rocks,
etc.; for this reason it has been given the name of _naturism_. The
other has spiritual beings as its object, spirits, souls, geniuses,
demons, divinities properly so-called, animated and conscious agents
like man, but distinguished from him, nevertheless, by the nature of
their powers and especially by the peculiar characteristic that they do
not affect the senses in the same way: ordinarily they are not visible
to human eyes. This religion of spirits is called _animism_. Now, to
explain the universal co-existence of these two sorts of cults, two
contradictory theories have been proposed. For some, animism is the
primitive religion, of which naturism is only a secondary and derived
form. For the others, on the contrary, it is the nature cult which was
the point of departure for religious evolution; the cult of spirits is
only a peculiar case of that.
These two theories are, up to the present, the only ones by which the
attempt has been made to explain rationally[93] the origins of religious
thought. Thus the capital problem raised by the history of religions is
generally reduced to asking which of these two solutions should be
chosen, or whether it is not better to combine them, and in that case,
what place must be given to each of the two elements.[94] Even those
scholars who do not admit either of these hypotheses in their systematic
form, do not refuse to retain certain propositions upon which they
rest.[95] Thus we have a certain number of theories already made, which
must be submitted to criticism before we take up the study of the facts
for ourselves. It will be better understood how indispensable it is to
attempt a new one, when we have seen the insufficiency of these
traditional conceptions.
I
It is Tylor who formed the animist theory in its essential outlines.[96]
Spencer, who took it up after him, did not reproduce it without
introducing certain modifications.[97] But in general the questions are
posed by each in the same terms, and the solutions accepted are, with a
single exception, identically the same. Therefore we can unite these two
doctrines in the exposition which follows, if we mark, at the proper
moment, the place where the two diverge from one another.
In order to find the elementary form of the religious life in these
animistic beliefs and practices, three _desiderata_ must be satisfied:
first, since according to this hypothesis, the idea of the soul is the
cardinal idea of religion, it must be shown how this is formed without
taking any of its elements from an anterior religion; secondly, it must
be made clear how souls become the object of a cult and are transformed
into spirits; and thirdly and finally, since the cult of these spirits
is not all of any religion, it remains to be explained how the cult of
nature is derived from it.
According to this theory, the idea of the soul was first suggested to
men by the badly understood spectacle of the double life they ordinarily
lead, on the one hand, when awake, on the other, when asleep. In fact,
for the savage,[98] the mental representations which he has while awake
and those of his dreams are said to be of the same value: he objectifies
the second like the first, that is to say, that he sees in them the
images of external objects whose appearance they more or less accurately
reproduce. So when he dreams that he has visited a distant country, he
believes that he really was there. But he could not have gone there,
unless two beings exist within him: the one, his body, which has
remained lying on the ground and which he finds in the same position on
awakening; the other, during this time, has travelled through space.
Similarly, if he seems to talk with one of his companions who he knows
was really at a distance, he concludes that the other also is composed
of two beings: one which sleeps at a distance, and another which has
come to manifest himself by means of the dream. From these repeated
experiences, he little by little arrives at the idea that each of us has
a double, another self, which in determined conditions has the power of
leaving the organism where it resides and of going roaming at a
distance.
Of course, this double reproduces all the essential traits of the
perceptible being which serves it as external covering; but at the same
time it is distinguished from this by many characteristics. It is more
active, since it can cover vast distances in an instant. It is more
malleable and plastic; for, to leave the body, it must pass out by its
apertures, especially the mouth and nose. It is represented as made of
matter, undoubtedly, but of a matter much more subtile and etherial than
any which we know empirically. This double is the soul. In fact, it
cannot be doubted that in numerous societies the soul has been conceived
in the image of the body; it is believed that it reproduces even the
accidental deformities such as those resulting from wounds or
mutilations. Certain Australians, after having killed their enemy, cut
off his right thumb, so that his soul, deprived of its thumb also,
cannot throw a javelin and revenge itself. But while it resembles the
body, it has, at the same time, something half spiritual about it. They
say that "it is the finer or more aeriform part of the body," that "it
has no flesh nor bone nor sinew"; that when one wishes to take hold of
it, he feels nothing; that it is "like a purified body."[99]
Also, other facts of experience which affect the mind in the same way
naturally group themselves around this fundamental fact taught by the
dream: fainting, apoplexy, catalepsy, ecstasy, in a word, all cases of
temporary insensibility. In fact, they all are explained very well by
the hypothesis that the principle of life and feeling is able to leave
the body momentarily. Also, it is natural that this principle should be
confounded with the double, since the absence of the double during sleep
daily has the effect of suspending thought and life. Thus diverse
observations seem to agree mutually and to confirm the idea of the
constitutional duality of man.[100]
But the soul is not a spirit. It is attached to a body which it can
leave only by exception; in so far as it is nothing more than that, it
is not the object of any cult. The spirit, on the other hand, though
generally having some special thing as its residence, can go away at
will, and a man can enter into relations with it only by observing
ritual precautions. The soul can become a spirit, then, only by
transforming itself: the simple application of these preceding ideas to
the fact of death produced this metamorphosis quite naturally. For a
rudimentary intelligence, in fact, death is not distinguished from a
long fainting swoon or a prolonged sleep; it has all their aspects. Thus
it seems that it too consists in a separation of the soul and the body,
analogous to that produced every night; but as in such cases, the body
is not reanimated, the idea is formed of a separation without an
assignable limit of time. When the body is once destroyed--and funeral
rites have the object of hastening this destruction--the separation is
taken as final. Hence come spirits detached from any organism and left
free in space. As their number augments with time, a population of
souls forms around the living population. These souls of men have the
needs and passions of men; they seek to concern themselves with the life
of their companions of yesterday, either to aid them or to injure them,
according to the sentiments which they have kept towards them. According
to the circumstances, their nature makes them either very precious
auxiliaries or very redoubtable adversaries. Owing to their extreme
fluidity, they can even enter into the body, and cause all sorts of
disorders there, or else increase its vitality. Thus comes the habit of
attributing to them all those events of life which vary slightly from
the ordinary: there are very few of these for which they cannot account.
Thus they constitute a sort of ever-ready supply of causes which never
leaves one at a loss when in search of explanations. Does a man appear
inspired, does he speak with energy, is it as though he were lifted
outside himself and above the ordinary level of men? It is because a
good spirit is in him and animates him. Is he overtaken by an attack or
seized by madness? It is because an evil spirit has entered into him and
brought him all this trouble. There are no maladies which cannot be
assigned to some influence of this sort. Thus the power of souls is
increased by all that men attribute to them, and in the end men find
themselves the prisoners of this imaginary world of which they are,
however, the authors and the models. They fall into dependence upon
these spiritual forces which they have created with their own hands and
in their own image. For if souls are the givers of health and sickness,
of goods and evils to this extent, it is wise to conciliate their favour
or appease them when they are irritated; hence come the offerings,
prayers, sacrifices, in a word, all the apparatus of religious
observances.[101]
Here is the soul transformed. From a simple vital principle animating
the body of a man, it has become a spirit, a good or evil genius, or
even a deity, according to the importance of the effects with which it
is charged. But since it is death which brought about this apotheosis,
it is to the dead, to the souls of ancestors, that the first cult known
to humanity was addressed. Thus the first rites were funeral rites; the
first sacrifices were food offerings destined to satisfy the needs of
the departed; the first altars were tombs.[102]
But since these spirits were of human origin, they interested themselves
only in the life of men and were thought to act only upon human events.
It is still to be explained how other spirits were imagined to account
for the other phenomena of the universe and how the cult of nature was
subsequently formed beside that of the ancestors.
For Tylor, this extension of animism was due to the particular mentality
of the primitive who, like an infant, cannot distinguish the animate and
the inanimate. Since the first beings of which the child commences to
have an idea are men, that is, himself and those around him, it is upon
this model of human nature that he tends to think of everything. The
toys with which he plays, or the objects of every sort which affect his
senses, he regards as living beings like himself. Now the primitive
thinks like a child. Consequently, he also is inclined to endow all
things, even inanimate ones, with a nature analogous to his own. Then
if, for the reasons exposed above, he once arrives at the idea that man
is a body animated by a spirit, he must necessarily attribute a duality
of this sort and souls like his own even to inert bodies themselves. Yet
the sphere of action of the two could not be the same. The souls of men
have a direct influence only upon the world of men: they have a marked
preference for the human organism, even when death has given them their
liberty. On the other hand, the souls of things reside especially in
these things, and are regarded as the productive causes of all that
passes there. The first account for health and sickness, skilfulness or
unskilfulness, etc.; by the second are explained especially the
phenomena of the physical world, the movement of water-courses or the
stars, the germination of plants, the reproduction of animals, etc. Thus
the first philosophy of man, which is at the basis of the ancestor-cult,
is completed by a philosophy of the world.
In regard to these cosmic spirits, man finds himself in a state of
dependence still more evident than that in regard to the wandering
doubles of his ancestors. For he could have only ideal and imaginary
relations with the latter, but he depends upon things in reality; to
live, he has need of their concurrence; he then believes that he has an
equal need of the spirits which appear to animate these things and to
determine their diverse manifestations. He implores their assistance, he
solicits them with offerings and prayers, and the religion of man is
thus completed in a religion of nature.
Herbert Spencer objects against this explanation that the hypothesis
upon which it rests is contradicted by the facts. It is held, he says,
that there is a time when men do not realize the differences which
separate the animate from the inanimate. Now, as one advances in the
animal scale, he sees the ability to make this distinction develop. The
superior animals do not confound an object which moves of itself and
whose movements are adapted to certain ends, with those which are
mechanically moved from without. "Amusing herself with a mouse she has
caught, the cat, if it remains long stationary, touches it with her paw
to make it run. Obviously the thought is that a living thing disturbed
will try to escape."[103] Even the primitive men could not have an
intelligence inferior to that of the animals which preceded them in
evolution; then it cannot be for lack of discernment that they passed
from the cult of ancestors to the cult of things.
According to Spencer, who upon this point, but upon this point only,
differs from Tylor, this passage was certainly due to a confusion, but
to one of a different sort. It was, in a large part at least, the result
of numerous errors due to language. In many inferior societies it is a
very common custom to give to each individual, either at his birth or
later, the name of some animal, plant, star or natural object. But as a
consequence of the extreme imprecision of his language, it is very
difficult for a primitive to distinguish a metaphor from the reality. He
soon lost sight of the fact that these names were only figures, and
taking them literally, he ended by believing that an ancestor named
"Tiger" or "Lion" was really a tiger or a lion. Then the cult of which
the ancestor was the object up to that time, was changed over to the
animal with which he was thereafter confounded; and as the same
substitution went on for the plants, the stars and all the natural
phenomena, the religion of nature took the place of the old religion of
the dead. Besides this fundamental confusion, Spencer signalizes others
which aided the action of the first from time to time. For example, the
animals which frequent the surroundings of the tombs or houses of men
have been taken for their reincarnated souls, and adored under this
title;[104] or again, the mountain which tradition made the cradle of
the race was finally taken for the ancestor of the race; it was thought
that men were descended from it because their ancestors appeared coming
from it, and it was consequently treated as an ancestor itself.[105] But
according to the statement of Spencer, these accessory causes had only a
secondary influence; that which principally determined the institution
of naturism was "the literal interpretation of metaphorical names."[106]
We had to mention this theory to have our exposition of animism
complete; but it is too inadequate for the facts, and too universally
abandoned to-day to demand that we stop any longer for it. In order to
explain a fact as general as the religion of nature by an illusion, it
would be necessary that the illusion invoked should have causes of an
equal generality. Now even if misunderstandings, such as those of which
Spencer gives some rare illustrations, could explain the transformation
of the cult of ancestors into that of nature, it is not clear why this
should be produced with a sort of universality. No psychical mechanism
necessitated it. It is true that because of its ambiguity, the word
might lead to an equivocation; but on the other hand, all the personal
souvenirs left by the ancestor in the memories of men should oppose this
confusion. Why should the tradition which represented the ancestor such
as he really was, that is to say, as a man who led the life of a man,
everywhere give way before the prestige of a word? Likewise, one should
have a little difficulty in admitting that men were born of a mountain
or a star, of an animal or a plant; the idea of a similar exception to
the ordinary conceptions of generation could not fail to raise active
resistance. Thus, it is far from true that the error found a road all
prepared before it, but rather, all sorts of reasons should have kept it
from being accepted. It is difficult to understand how, in spite of all
these obstacles, it could have triumphed so generally.
II
The theory of Tylor, whose authority is always great, still remains. His
hypotheses on the dream and the origin of the ideas of the soul and of
spirits are still classic; it is necessary, therefore, to test their
value.
First of all, it should be recognized that the theorists of animism have
rendered an important service to the science of religions, and even to
the general history of ideas, by submitting the idea of the soul to
historical analysis. Instead of following so many philosophers and
making it a simple and immediate object of consciousness, they have much
more correctly viewed it as a complex whole, a product of history and
mythology. It cannot be doubted that it is something essentially
religious in its nature, origin and functions. It is from religion that
the philosophers received it; it is impossible to understand the form in
which it is represented by the thinkers of antiquity, if one does not
take into account the mythical elements which served in its formation.
But if Tylor has had the merit of raising this problem, the solution he
gives raises grave difficulties.
First of all, there are reservations to be made in regard to the very
principle which is at the basis of this theory. It is taken for granted
that the soul is entirely distinct from the body, that it is its double,
and that within it or outside of it, it normally lives its own
autonomous life. Now we shall see[107] that this conception is not that
of the primitive, or at least, that it only expresses one aspect of his
idea of the soul. For him, the soul, though being under certain
conditions independent of the organism which it animates, confounds
itself with this latter to such an extent that it cannot be radically
separated from it: there are organs which are not only its appointed
seat, but also its outward form and material manifestation. The notion
is therefore more complex than the doctrine supposes, and it is doubtful
consequently whether the experiences mentioned are sufficient to account
for it; for even if they did enable us to understand how men have come
to believe themselves double, they cannot explain how this duality does
not exclude, but rather, implies a deeper unity and an intimate
interpenetration of the two beings thus differentiated.
But let us admit that the idea of the soul can be reduced to the idea of
a double, and then see how this latter came to be formed. It could not
have been suggested to men except by the experience of dreams. That they
might understand how they could see places more or less distant during
sleep, while their bodies remained lying on the ground, it would seem
that they were led to conceive of themselves as two beings: on the one
hand, the body, and on the other, a second self, able to leave the
organism in which it lives and to roam about in space. But if this
hypothesis of a double is to be able to impose itself upon men with a
sort of necessity, it should be the only one possible, or at least, the
most economical one. Now as a matter of fact, there are more simple ones
which, it would seem, might have occurred to the mind just as naturally.
For example, why should the sleeper not imagine that while asleep he is
able to see things at a distance? To imagine such a power would demand
less expense to the imagination than the construction of this complex
notion of a double, made of some etherial, semi-invisible substance, and
of which direct experience offers no example. But even supposing that
certain dreams rather naturally suggest the animistic explanation, there
are certainly many others which are absolutely incompatible with it.
Often our dreams are concerned with passed events; we see again the
things which we saw or did yesterday or the day before or even during
our youth, etc.; dreams of this sort are frequent and hold a rather
considerable place in our nocturnal life. But the idea of a double
cannot account for them. Even if the double can go from one point to
another in space, it is not clear how it could possibly go back and
forth in time. Howsoever rudimentary his intelligence may be, how could
a man on awakening believe that he had really been assisting at or
taking part in events which he knows passed long before? How could he
imagine that during his sleep he lived a life which he knows has long
since gone by? It would be much more natural that he should regard these
renewed images as merely what they really are, that is, as souvenirs
like those which he has during the day, but ones of a special intensity.
Moreover, in the scenes of which we are the actors and witnesses while
we sleep, it constantly happens that one of our contemporaries has a
rôle as well as ourselves: we think we see and hear him in the same
place where we see ourselves. According to the animists, the primitive
would explain this by imagining that his double was visited by or met
with those of certain of his companions. But it would be enough that on
awakening he question them, to find that their experiences do not
coincide with his. During this same time, they too have had dreams, but
wholly different ones. They have not seen themselves participating in
the same scene; they believe that they have visited wholly different
places. Since such contradictions should be the rule in these cases, why
should they not lead men to believe that there had probably been an
error, that they had merely imagined it, that they had been duped by
illusions? This blind credulity which is attributed to the primitive is
really too simple. It is not true that he must objectify all his
sensations. He cannot live long without perceiving that even when awake
his senses sometimes deceive him. Then why should he believe them more
infallible at night than during the day? Thus we find that there are
many reasons opposing the theory that he takes his dreams for the
reality and interprets them by means of a double of himself.
But more than that, even if every dream were well explained by the
hypothesis of a double, and could not be explained otherwise, it would
remain a question why men have attempted to explain them. Dreams
undoubtedly constitute the matter of a possible problem. But we pass by
problems every day which we do not raise, and of which we have no
suspicion until some circumstance makes us feel the necessity of raising
them. Even when the taste for pure speculation is aroused, reflection is
far from raising all the problems to which it could eventually apply
itself; only those attract it which present a particular interest.
Especially, when it is a question of facts which always take place in
the same manner, habit easily numbs curiosity, and we do not even dream
of questioning them. To shake off this torpor, it is necessary that
practical exigencies, or at least a very pressing theoretical interest,
stimulate our attention and turn it in this direction. That is why, at
every moment of history, there have been so many things that we have not
tried to understand, without even being conscious of our renunciation.
Up until very recent times, it was believed that the sun was only a few
feet in diameter. There is something incomprehensible in the statement
that a luminous disc of such slight dimensions could illuminate the
world: yet for centuries men never thought of resolving this
contradiction. The fact of heredity has been known for a long time, but
it is very recently that the attempt has been made to formulate its
theory. Certain beliefs were even admitted which rendered it wholly
unintelligible: thus in many Australian societies of which we shall have
occasion to speak, the child is not physiologically the offspring of its
parents.[108] This intellectual laziness is necessarily at its maximum
among the primitive peoples. These weak beings, who have so much trouble
in maintaining life against all the forces which assail it, have no
means for supporting any luxury in the way of speculation. They do not
reflect except when they are driven to it. Now it is difficult to see
what could have led them to make dreams the theme of their meditations.
What does the dream amount to in our lives? How little is the place it
holds, especially because of the very vague impressions it leaves in the
memory, and of the rapidity with which it is effaced from remembrance,
and consequently, how surprising it is that a man of so rudimentary an
intelligence should have expended such efforts to find its explanation!
Of the two existences which he successively leads, that of the day and
that of the night, it is the first which should interest him the most.
Is it not strange that the second should have so captivated his
attention that he made it the basis of a whole system of complicated
ideas destined to have so profound an influence upon his thought and
conduct?
Thus all tends to show that, in spite of the credit it still enjoys, the
animistic theory of the soul must be revised. It is true that to-day the
primitive attributes his dreams, or at least certain of them, to
displacements of his double. But that does not say that the dream
actually furnished the materials out of which the idea of the double or
the soul was first constructed; it might have been applied afterwards to
the phenomena of dreams, ecstasy and possession, without having been
derived from them. It is very frequent that, after it has been formed,
an idea is employed to co-ordinate or illuminate--with a light
frequently more apparent than real--certain facts with which it had no
relation at first, and which would never have suggested it themselves.
God and the immortality of the soul are frequently proven to-day by
showing that these beliefs are implied in the fundamental principles of
morality; as a matter of fact, they have quite another origin. The
history of religious thought could furnish numerous examples of these
retrospective justifications, which can teach us nothing of the way in
which the ideas were formed, nor of the elements out of which they are
composed.
It is also probable that the primitive distinguishes between his dreams,
and does not interpret them all in the same way. In our European
societies the still numerous persons for whom sleep is a sort of
magico-religious state in which the mind, being partially relieved of
the body, has a sharpness of vision which it does not enjoy during
waking moments, do not go to the point of considering all their dreams
as so many mystic intuitions: on the contrary, along with everybody
else, they see in the majority of their dreams only profane conditions,
vain plays of images, or simple hallucinations. It might be supposed
that the primitive should make analogous distinctions. Codrington says
distinctly that the Melanesians do not attribute all their dreams
indiscriminately to the wanderings of their souls, but merely those
which strike their imagination forcibly:[109] undoubtedly by that should
be understood those in which the sleeper imagines himself in relations
with religious beings, good or evil geniuses, souls of the dead, etc.
Similarly, the Dieri in Australia sharply distinguish ordinary dreams
from those nocturnal visions in which some deceased friend or relative
shows himself to them. In the first, they see a simple fantasy of their
imagination; they attribute the second to the action of an evil
spirit.[110] All the facts which Howitt mentions as examples to show how
the Australian attributes to the soul the power of leaving the body,
have an equally mystic character. The sleeper believes himself
transported into the land of the dead or else he converses with a dead
companion.[111] These dreams are frequent among the primitives.[112] It
is probably upon these facts that the theory is based. To account for
them, it is admitted that the souls of the dead come back to the living
during their sleep. This theory was the more readily accepted because no
fact of experience could invalidate it. But these dreams were possible
only where the ideas of spirits, souls and a land of the dead were
already existent, that is to say, where religious evolution was
relatively advanced. Thus, far from having been able to furnish to
religion the fundamental notion upon which it rests, they suppose a
previous religious system, upon which they depended.[113]
III
We now arrive at that which constitutes the very heart of the doctrine.
Wherever this idea of a double may come from, it is not sufficient,
according to the avowal of the animists themselves, to explain the
formation of the cult of the ancestors which they would make the initial
type of all religions. If this double is to become the object of a cult,
it must cease to be a simple reproduction of the individual, and must
acquire the characteristics necessary to put it in the rank of sacred
beings. It is death, they say, which performs this transformation. But
whence comes the virtue which they attribute to this? Even were the
analogy of sleep and death sufficient to make one believe that the soul
survives the body (and there are reservations to be made on this point),
why does this soul, by the mere fact that it is now detached from the
organism, so completely change its nature? If it was only a profane
thing, a wandering vital principle, during life, how does it become a
sacred thing all at once, and the object of religious sentiments? Death
adds nothing essential to it, except a greater liberty of movement.
Being no longer attached to a special residence, from now on, it can do
at any time what it formerly did only by night; but the action of which
it is capable is always of the same sort. Then why have the living
considered this uprooted and vagabond double of their former companion
as anything more than an equal? It was a fellow-creature, whose approach
might be inconvenient; it was not a divinity.[114]
It seems as though death ought to have the effect of weakening vital
energies, instead of strengthening them. It is, in fact, a very common
belief in the inferior societies that the soul participates actively in
the life of the body. If the body is wounded, it is wounded itself and
in a corresponding place. Then it should grow old along with the body.
In fact, there are peoples who do not render funeral honours to men
arrived at senility; they are treated as if their souls also had become
senile.[115] It even happens that they regularly put to death, before
they arrive at old age, certain privileged persons, such as kings or
priests, who are supposed to be the possessors of powerful spirits whose
protection the community wishes to keep. They thus seek to keep the
spirit from being affected by the physical decadence of its momentary
keepers; with this end in view, they take it from the organism where it
resides before age can have weakened it, and they transport it, while it
has as yet lost nothing of its vigour, into a younger body where it will
be able to keep its vitality intact.[116] So when death results from
sickness or old age, it seems as though the soul could retain only a
diminished power; and if it is only its double, it is difficult to see
how it could survive at all, after the body is once definitely
dissolved. From this point of view, the idea of survival is intelligible
only with great difficulty. There is a logical and psychological gap
between the idea of a double at liberty and that of a spirit to which a
cult is addressed.
This interval appears still more considerable when we realize what an
abyss separates the sacred world from the profane; it becomes evident
that a simple change of degree could not be enough to make something
pass from one category into the other. Sacred beings are not
distinguished from profane ones merely by the strange or disconcerting
forms which they take or by the greater powers which they enjoy; between
the two there is no common measure. Now there is nothing in the notion
of a double which could account for so radical a heterogeneity. It is
said that when once freed from the body, the spirit can work all sorts
of good or evil for the living, according to the way in which it regards
them. But it is not enough that a being should disturb his neighbourhood
to seem to be of a wholly different nature from those whose tranquillity
it menaces. To be sure, in the sentiment which the believer feels for
the things he adores, there always enters in some element of reserve and
fear; but this is a fear _sui generis_, derived from respect more than
from fright, and where the dominating emotion is that which _la majesté_
inspires in men. The idea of majesty is essentially religious. Then we
have explained nothing of religion until we have found whence this idea
comes, to what it corresponds and what can have aroused it in the mind.
Simple souls of men cannot become invested with this character by the
simple fact of being no longer incarnate.
This is clearly shown by an example from Melanesia. The Melanesians
believe that men have souls which leave the body at death; it then
changes its name and becomes what they call a _tindalo_, a _natmat_,
etc. Also, they have a cult of the souls of the dead: they pray to them,
invoke them and make offerings and sacrifices to them. But every
_tindalo_ is not the object of these ritual practices; only those have
this honour which come from men to whom public opinion attributed,
during life, the very special virtue which the Melanesians call the
_mana_. Later on, we shall have occasion to fix precisely the meaning
which this word expresses; for the time being, it will suffice to say
that it is the distinctive character of every sacred being. As
Codrington says, "it is what works to effect anything which is beyond
the ordinary power of men, outside the common processes of nature."[117]
A priest, a sorcerer or a ritual formula have mana as well as a sacred
stone or spirit. Thus the only tindalo to which religious services are
rendered are those which were already sacred of themselves, when their
proprietor was still alive. In regard to the other souls, which come
from ordinary men, from the crowd of the profane, the same author says
that they are "nobodies alike before and after death."[118] By itself,
death has no deifying virtue. Since it brings about in a more or less
complete and final fashion the separation of the soul from profane
things, it can well reinforce the sacred character of the soul, if this
already exists, but it cannot create it.
Moreover, if, as the hypothesis of the animists supposes, the first
sacred beings were really the souls of the dead and the first cult that
of the ancestors, it should be found that the lower the societies
examined are, the more the place given to this cult in the religious
life. But it is rather the contrary which is true. The ancestral cult is
not greatly developed, or even presented under a characteristic form,
except in advanced societies like those of China, Egypt or the Greek and
Latin cities; on the other hand, it is completely lacking in the
Australian societies which, as we shall see, represent the lowest and
simplest form of social organization which we know. It is true that
funeral rites and rites of mourning are found there; but these practices
do not constitute a cult, though this name has sometimes wrongfully been
given them. In reality, a cult is not a simple group of ritual
precautions which a man is held to take in certain circumstances; it is
a system of diverse rites, festivals and ceremonies which _all have this
characteristic, that they reappear periodically_. They fulfil the need
which the believer feels of strengthening and reaffirming, at regular
intervals of time, the bond which unites him to the sacred beings upon
which he depends. That is why one speaks of marriage rites but not of a
marriage cult, of rites of birth but not of a cult of the new-born
child; it is because the events on the occasion of which these rites
take place imply no periodicity. In the same way, there is no cult of
the ancestors except when sacrifices are made on the tombs from time to
time, when libations are poured there on certain more or less specific
dates, or when festivals are regularly celebrated in honour of the dead.
But the Australian has no relations of this sort with his dead. It is
true that he must bury their remains according to a ritual, mourn for
them during a prescribed length of time and in a prescribed manner, and
revenge them if there is occasion to.[119] But when he has once
accomplished these pious tasks, when the bones are once dry and the
period of mourning is once accomplished, then all is said and done, and
the survivors have no more duties towards their relatives who exist no
longer. It is true that there is a way in which the dead continue to
hold a place in the lives of their kindred, even after the mourning is
finished. It is sometimes the case that their hair or certain of their
bones are kept, because of special virtues which are attached to
them.[120] But by that time they have ceased to exist as persons, and
have fallen to the rank of anonymous and impersonal charms. In this
condition they are the object of no cult; they serve only for magical
purposes.
However, there are certain Australian tribes which periodically
celebrate rites in honour of fabulous ancestors whom tradition places at
the beginning of time. These ceremonies generally consist in a sort of
dramatic representation in which are rehearsed the deeds which the myths
ascribe to these legendary heroes.[121] But the personages thus
represented are not men who, after living the life of men, have been
transformed into a sort of god by the fact of their death. They are
considered to have exercised superhuman powers while alive. To them is
attributed all that is grand in the history of the tribe, or even of the
whole world. It is they who in a large measure made the earth such as it
is, and men such as they are. The haloes with which they are still
decorated do not come to them merely from the fact that they are
ancestors, that is to say, in fine, that they are dead, but rather from
the fact that a divine character is and always has been attributed to
them; to use the Melanesian expression, it is because they are
constitutionally endowed with mana. Consequently, there is nothing in
these rites which shows that death has the slightest power of
deification. It cannot even be correctly said of certain rites that they
form an ancestor-cult, since they are not addressed to ancestors as
such. In order to have a real cult of the dead, it is necessary that
after death real ancestors, the relations whom men really lose every
day, become the object of the cult; let us repeat it once more, there
are no traces of any such cult in Australia.
Thus the cult which, according to this hypothesis, ought to be the
predominating one in inferior societies, is really nonexistent there. In
reality, the Australian is not concerned with his dead, except at the
moment of their decease and during the time which immediately follows.
Yet these same peoples, as we shall see, have a very complex cult for
sacred beings of a wholly different nature, which is made up of numerous
ceremonies and frequently occupying weeks or even entire months. It
cannot be admitted that the few rites which the Australian performs when
he happens to lose one of his relatives were the origin of these
permanent cults which return regularly every year and which take up a
considerable part of his existence. The contrast between the two is so
great that we may even ask whether the first were not rather derived
from the second, and if the souls of men, far from having been the model
upon which the gods were originally imagined, have not rather been
conceived from the very first as emanations from the divinity.
IV
From the moment that the cult of the dead is shown not to be primitive,
animism lacks a basis. It would then seem useless to discuss the third
thesis of the system, which concerns the transformation of the cult of
the dead into the cult of nature. But since the postulate upon which it
rests is also found in certain historians of religion who do not admit
the animism properly so-called, such as Brinton,[122] Lang,[123]
Réville,[124] and even Robertson Smith himself,[125] it is necessary to
make an examination of it.
This extension of the cult of the dead to all nature is said to come
from the fact that we instinctively tend to represent all things in our
own image, that is to say, as living and thinking beings. We have seen
that Spencer has already contested the reality of this so-called
instinct. Since animals clearly distinguish living bodies from dead
ones, it seemed to him impossible that man, the heir of the animals,
should not have had this same faculty of discernment from the very
first. But howsoever certain the facts cited by Spencer may be, they
have not the demonstrative value which he attributes to them. His
reasoning supposes that all the faculties, instincts and aptitudes of
the animal have passed integrally into man; now many errors have their
origin in this principle which is wrongfully taken as a proven truth.
For example, since sexual jealousy is generally very strong among the
higher animals, it has been concluded that it ought to be found among
men with the same intensity from the very beginnings of history.[126]
But it is well known to-day that men can practise a sexual communism
which would be impossible if this jealousy were not capable of
attenuating itself and even of disappearing when necessary.[127] The
fact is that man is not merely an animal with certain additional
qualities: he is something else. Human nature is the result of a sort of
recasting of the animal nature, and in the course of the various complex
operations which have brought about this recasting, there have been
losses as well as gains. How many instincts have we not lost? The reason
for this is that men are not only in relations with the physical
environment, but also with a social environment infinitely more
extended, more stable and more active than the one whose influence
animals undergo. To live, they must adapt themselves to this. Now in
order to maintain itself, society frequently finds it necessary that we
should see things from a certain angle and feel them in a certain way;
consequently it modifies the ideas which we would ordinarily make of
them for ourselves and the sentiments to which we would be inclined if
we listened only to our animal nature; it alters them, even going so far
as to put the contrary sentiments in their place. Does it not even go so
far as to make us regard our own individual lives as something of little
value, while for the animal this is the greatest of things?[128] Then it
is a vain enterprise to seek to infer the mental constitution of the
primitive man from that of the higher animals.
But if the objection of Spencer does not have the decisive value which
its author gives it, it is equally true that the animist theory can draw
no authority from the confusions which children seem to make. When we
hear a child angrily apostrophize an object which he has hit against, we
conclude that he thinks of it as a conscious being like himself; but
that is interpreting his words and acts very badly. In reality, he is
quite a stranger to the very complicated reasoning attributed to him. If
he lays the blame on the table which has hurt him, it is not because he
supposes it animated and intelligent, but because it has hurt him. His
anger, once aroused by the pain, must overflow; so it looks for
something upon which to discharge itself, and naturally turns toward the
thing which has provoked it, even though this has no effect. The action
of an adult in similar circumstances is often as slightly reasonable.
When we are violently irritated, we feel the need of inveighing, of
destroying, though we attribute no conscious ill-will to the objects
upon which we vent our anger. There is even so little confusion that
when the emotion of a child is calmed, he can very well distinguish a
chair from a person: he does not act in at all the same way towards the
two. It is a similar reason which explains his tendency to treat his
playthings as if they were living beings. It is his extremely intense
need of playing which thus finds a means of expressing itself, just as
in the other case the violent sentiments caused by pain created an
object out of nothing. In order that he may consciously play with his
jumping-jack, he imagines it a living person. This illusion is the
easier for him because imagination is his sovereign mistress; he thinks
almost entirely with images, and we know how pliant images are, bending
themselves with docility before every exigency of the will. But he is so
little deceived by his own fiction that he would be the first to be
surprised if it suddenly became a reality, and his toy bit him![129]
Let us therefore leave these doubtful analogies to one side. To find out
if men were primitively inclined to the confusions imputed to them, we
should not study animals or children of to-day, but the primitive
beliefs themselves. If the spirits and gods of nature were really formed
in the image of the human soul, they should bear traces of their origin
and bring to mind the essential traits of their model. The most
important characteristic of the soul is that it is conceived as the
internal principle which animates the organism: it is that which moves
it and makes it live, to such an extent that when it withdraws itself,
life ceases or is suspended. It has its natural residence in the body,
at least while this exists. But it is not thus with the spirits assigned
to the different things in nature. The god of the sun is not necessarily
in the sun, nor is the spirit of a certain rock in the rock which is its
principal place of habitation. A spirit undoubtedly has close relations
with the body to which it is attached, but one employs a very inexact
expression when he says that it is its soul. As Codrington says,[130]
"there does not appear to be anywhere in Melanesia a belief in a spirit
which animates any natural object, a tree, waterfall, storm or rock, so
as to be to it what the soul is believed to be to the body of man.
Europeans, it is true, speak of the spirits of the sea or of the storm
or of the forest; but the native idea which they represent is that
ghosts haunt the sea and the forest, having power to raise storms and
strike a traveller with disease." While the soul is essentially within
the body, the spirit passes the major portion of its time outside the
object which serves as its base. This is one difference which does not
seem to show that the second idea was derived from the first.
From another point of view, it must be added that if men were really
forced to project their own image into things, then the first sacred
beings ought to have been conceived in their likeness. Now
anthropomorphism, far from being primitive, is rather the mark of a
relatively advanced civilization. In the beginning, sacred beings are
conceived in the form of an animal or vegetable, from which the human
form is only slowly disengaged. It will be seen below that in Australia,
it is animals and plants which are the first sacred beings. Even among
the Indians of North America, the great cosmic divinities, which
commence to be the object of a cult there, are very frequently
represented in animal forms.[131] "The difference between the animal,
man and the divine being," says Réville, not without surprise, "is not
felt in this state of mind, and generally it might be said that _it is
the animal form which is the fundamental one_."[132] To find a god made
up entirely of human elements, it is necessary to advance nearly to
Christianity. Here, God is a man, not only in the physical aspect in
which he is temporarily made manifest, but also in the ideas and
sentiments which he expresses. But even in Greece and Rome, though the
gods were generally represented with human traits, many mythical
personages still had traces of an animal origin: thus there is Dionysus,
who is often met with in the form of a bull, or at least with the horns
of a bull; there is Demeter, who is often represented with a horse's
mane, there are Pan and Silenus, there are the Fauns, etc.[133] It is
not at all true that man has had such an inclination to impose his own
form upon things. More than that, he even commenced by conceiving of
himself as participating closely in the animal nature. In fact, it is a
belief almost universal in Australia, and very widespread among the
Indians of North America, that the ancestors of men were beasts or
plants, or at least that the first men had, either in whole or in part,
the distinctive characters of certain animal or vegetable species. Thus,
far from seeing beings like themselves everywhere, men commenced by
believing themselves to be in the image of some beings from which they
differed radically.
V
Finally, the animistic theory implies a consequence which is perhaps its
best refutation.
If it were true, it would be necessary to admit that religious beliefs
are so many hallucinatory representations, without any objective
foundation whatsoever. It is supposed that they are all derived from the
idea of the soul because one sees only a magnified soul in the spirits
and gods. But according to Tylor and his disciples, the idea of the soul
is itself constructed entirely out of the vague and inconsistent images
which occupy our attention during sleep: for the soul is the double, and
the double is merely a man as he appears to himself while he sleeps.
From this point of view, then, sacred beings are only the imaginary
conceptions which men have produced during a sort of delirium which
regularly overtakes them every day, though it is quite impossible to see
to what useful ends these conceptions serve, nor what they answer to in
reality. If a man prays, if he makes sacrifices and offerings, if he
submits to the multiple privations which the ritual prescribes, it is
because a sort of constitutional eccentricity has made him take his
dreams for perceptions, death for a prolonged sleep, and dead bodies for
living and thinking beings. Thus not only is it true, as many have held,
that the forms under which religious powers have been represented to the
mind do not express them exactly, and that the symbols with the aid of
which they have been thought of partially hide their real nature, but
more than that, behind these images and figures there exists nothing but
the nightmares of primitive minds. In fine, religion is nothing but a
dream, systematized and lived, but without any foundation in
reality.[134] Thence it comes about that the theorists of animism, when
looking for the origins of religious thought, content themselves with a
small outlay of energy. When they think that they have explained how men
have been induced to imagine beings of a strange, vaporous form, such as
those they see in their dreams, they think the problem is resolved.
In reality, it is not even approached. It is inadmissible that systems
of ideas like religions, which have held so considerable a place in
history, and to which, in all times, men have come to receive the energy
which they must have to live, should be made up of a tissue of
illusions. To-day we are beginning to realize that law, morals and even
scientific thought itself were born of religion, were for a long time
confounded with it, and have remained penetrated with its spirit. How
could a vain fantasy have been able to fashion the human consciousness
so strongly and so durably? Surely it ought to be a principle of the
science of religions that religion expresses nothing which does not
exist in nature; for there are sciences only of natural phenomena. The
only question is to learn from what part of nature these realities come
and what has been able to make men represent them under this singular
form which is peculiar to religious thought. But if this question is to
be raised, it is necessary to commence by admitting that they are real
things which are thus represented. When the philosophers of the
eighteenth century made religion a vast error imagined by the priests,
they could at least explain its persistence by the interest which the
sacerdotal class had in deceiving the people. But if the people
themselves have been the artisans of these systems of erroneous ideas at
the same time that they were its dupes, how has this extraordinary
dupery been able to perpetuate itself all through the course of history?
One might even demand if under these conditions the words of science of
religions can be employed without impropriety. A science is a discipline
which, in whatever manner it is conceived, is always applied to some
real data. Physics and chemistry are sciences because physico-chemical
phenomena are real, and of a reality which does not depend upon the
truths which these sciences show. There is a psychological science
because there are really consciousnesses which do not hold their right
of existence from the psychologist. But on the contrary, religion could
not survive the animistic theory and the day when its truth was
recognized by men, for they could not fail to renounce the errors whose
nature and origin would thus be revealed to them. What sort of a science
is it whose principal discovery is that the subject of which it treats
does not exist?
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