Goethe's Theory of Colours by Johann Wolfgang von Goethe
1826. Similar phenomena have been also investigated with great labour
4559 words | Chapter 21
and success by Purkinje. For a collection of extraordinary facts of the
kind recorded by these writers, the reader may consult Scott's Letters
on Demonology and Witchcraft.[1] The instances adduced by Müller and
others are, however, intended to prove the inherent capacity of the
organ of vision to produce light and colours. In some maladies of the
eye, the patient, it seems, suffers the constant presence of light
without external light. The exciting principle in this case is thus
proved to be within, and the conclusion of the physiologists is that
external light is only one of the causes which produce luminous and
coloured impressions. That this view was anticipated by Newton may be
gathered from the concluding "query" in the third book of his Optics.
[1] See also a curious passage on the beatific vision of the monks of
Mount Athos, in Gibbon, chap. 63.
NOTE K.--Par. 140.
"Catoptrical colours. The colours included under this head are
principally those of fibres and grooved surfaces; they can be produced
artificially by cutting parallel grooves on a surface of metal from
2000 to 10,000 in the inch. See 'Brewster's Optics,' p. 120. The
colours called by Goethe _paroptical_, correspond with those produced
by the diffraction or inflection of light in the received theory.--See
Brewster, p. 95. The phenomena included under the title 'Epoptical
Colours,' are generally known as the colours of thin plates. They vary
with the thickness of the film, and the colour seen by reflection
always differs from that seen by transmission. The laws of these
phenomena have been thoroughly investigated. See Nobili, and Brewster,
p. 100."--S. F.
The colours produced by the transmission of polarised light through
chrystalised mediums, were described by Goethe, in his mode,
subsequently to the publication of his general theory, under the name
of Entoptic Colours. See note to Par. 485.
NOTE L.--Par. 150.
We have in this and the next paragraph the outline of Goethe's system.
The examples that follow seem to establish the doctrine here laid
down, but there are many cases which it appears cannot be explained on
such principles: hence, philosophers generally prefer the theory of
absorption, according to which it appears that certain mediums "have
the property of absorbing some of the component rays of white light,
while they allow the passage of others."[1]
Whether all the facts adduced by Goethe--for instance, that recorded
in Par. 172, are to be explained by this doctrine, we leave to the
investigators of nature to determine. Dr. Eckermann, in conversing with
Goethe, thus described the two leading phenomena (156, 158) as seen by
him in the Alps. "At a distance of eighteen or twenty miles at mid-day
in bright sunshine, the snow appeared yellow or even reddish, while the
dark parts of the mountain, free from snow, were of the most decided
blue. The appearances did not surprise me, for I could have predicted
that the mass of the interposed medium would give a deep yellow tone
to the white snow, but I was pleased to witness the effect, since it
so entirely contradicted the erroneous views of some philosophers,
who assert that the air has a blue-tinging quality. The observation,
said Goethe, is of importance, and contradicts the error you allude to
completely."[2]
The same writer has some observations to the same effect on the colour
of the Rhone at Geneva. A circumstance of an amusing nature which he
relates in confirmation of Goethe's theory, deserves to be inserted.
"Here (at Strasburg), passing by a shop, I saw a little glass bust
of Napoleon, which, relieved as it was against the dark interior of
the room, exhibited every gradation of blue, from milky light blue
to deep violet. I foresaw that the bust seen from within the shop
with the light behind it, would present every degree of yellow, and I
could not resist walking in and addressing the owner, though perfectly
unknown to me. My first glance was directed to the bust, in which, to
my great joy, I saw at once the most brilliant colours of the warmer
kind, from the palest yellow to dark ruby red. I eagerly asked if I
might be allowed to purchase the bust; the owner replied that he had
only lately brought it with him from Paris, from a similar attachment
to the emperor to that which I appeared to feel, but, as my ardour
seemed far to surpass his, I deserved to possess it. So invaluable
did this treasure seem in my eyes, that I could not help looking at
the good man with wonder as he put the bust into my hands for a few
franks. I sent it, together with a curious medal which I had bought
in Milan, as a present to Goethe, and when at Frankfort received the
following letter from him." The letter, which Dr. Eckermann gives
entire, thus concludes--"When you return to Weimar you shall see the
bust in bright sunshine, and while the transparent countenance exhibits
a quiet blue,[3] the thick mass of the breast and epaulettes glows with
every gradation of warmth, from the most powerful ruby-red downwards;
and as the granite statue of Memnon uttered harmonious sounds, so the
dim glass image displays itself in the pomp of colours. The hero is
victorious still in supporting the Farbenlehre."[4]
One effect of Goethe's theory has been to invite the attention of
scientific men to facts and appearances which had before been unnoticed
or unexplained. To the above cases may be added the very common, but
very important, fact in painting, that a light warm colour, passed in
a semi-transparent state over a dark one, produces a cold, bluish
hue, while the operation reversed, produces extreme warmth. On the
judicious application of both these effects, but especially of the
latter, the richness and brilliancy of the best-coloured pictures
greatly depends. The principle is to be recognised in the productions
of schools apparently opposite in their methods. Thus the practice
of leaving the ground, through which a light colour is apparent, as
a means of ensuring warmth and depth, is very common among the Dutch
and Flemish painters. The Italians, again, who preferred a solid
under-painting, speak of internal light as the most fascinating quality
in colour. When the ground is entirely covered by solid painting, as
in the works of some colourists, the warmest tints in shadows and
reflections have been found necessary to represent it. This was the
practice of Rembrandt frequently, and of Reynolds universally, but the
glow of their general colour is still owing to its being repeatedly
or ultimately enriched on the above principle. Lastly, the works of
those masters who were accustomed to paint on dark grounds are often
heavy and opaque; and even where this influence of the ground was
overcome, the effects of time must be constantly diminishing the warmth
of their colouring as the surface becomes rubbed and the dark ground
more apparent through it. The practice of painting on dark grounds was
intended by the Carracci to compel the students of their school to
aim at the direct imitation of the model, and to acquire the use of
the brush; for the dark ground could only be overcome by very solid
painting. The result answered their expectations as far as dexterity of
pencil was concerned, but the method was fatal to brilliancy of colour.
An intelligent writer of the seventeenth century[5] relates that Guido
adopted his extremely light style from seeing the rapid change in some
works of the Carracci soon after they were done. It is important,
however, to remark, that Guido's remedy was external rather than
internal brilliancy; and it is evident that so powerless a brightness
as white paint can only acquire the splendour of light by great
contrast, and, above all, by being seen through external darkness. The
secret of Van Eyck and his contemporaries is always assumed to consist
in the vehicle (varnish or oils) he employed; but a far more important
condition of the splendour of colour in the works of those masters was
the careful preservation of internal light by painting thinly, but
ultimately with great force, on white grounds. In some of the early
Flemish pictures in the Royal Gallery at Munich, it may be observed,
that wherever an alteration was made by the painter, so that a light
colour is painted over a dark one, the colour is as opaque as in any
of the more modern pictures which are generally contrasted with such
works. No quality in the vehicle could prevent this opacity under such
circumstances; and on the other hand, provided the internal splendour
is by any means preserved, the vehicle is comparatively unimportant.
It matters not (say the authorities on these points) whether the effect
in question is attained by painting thinly over the ground, in the
manner of the early Flemish painters and sometimes of Rubens, or by
painting a solid light preparation to be afterwards toned to richness
in the manner of the Venetians. Among the mechanical causes of the
clearness of colours superposed on a light preparation may be mentioned
that of careful grinding. All writers on art who have descended to
practical details have insisted on this. From the appearance of some
Venetian pictures it may be conjectured that the colours of the
solid under-painting were sometimes less perfectly ground than the
scumbling colours (the light having to pass through the one and to
be reflected from the other). The Flemish painters appear to have
used carefully-ground pigments universally. This is very evident in
Flemish copies from Raphael, which, though equally impasted with
the originals, are to be detected, among other indications, by the
finely-ground colours employed.
[1] See "Müller's Elements of Physiology," translated from the German
by William Baly, M.D. "The laws of absorption," it has been observed,
"have not been studied with so much success as those of other phenomena
of physical optics, but some excellent observations on the subject
will be found in Herschell's Treatise on Light in the Encyclopædia
Metropolitana, § III."
[2] "Eckermann's Gespräche mit Goethe," vol. ii. p. 280. Leonardo da
Vinci had made precisely the same observation. "A distant mountain will
appear of a more beautiful blue in proportion as it is dark in colour.
The illumined air, interposed between the eye and the dark mass, being
thinner towards the summit of the mountain, will exhibit the darkness
as a deeper blue and _vice versâ_."--_Trattato della Pittura_, p. 143.
Elsewhere--"The air which intervenes between the eye and dark mountains
becomes blue; but it does not become blue in (before) the light part,
and much less in (before) the portion that is covered with snow."--p.
244.
[3] This supposes either that the mass was considerably thicker, or
that there was a dark ground behind the head, and a light ground behind
the rest of the figure.
[4] "Eckermann's Gespräche mit Goethe," vol. ii. p. 242.
[5] Scanelli, "Microcosmo della Pittura," Cesena, 1657, p. 114.
NOTE M.--Par. 177.
Without entering further into the scientific merits or demerits of
this chapter on the "First Class of Dioptrical Colours," it is to be
observed that several of the examples correspond with the observations
of Leonardo da Vinci, and again with those of a much older authority,
namely, Aristotle. Goethe himself admits, and it has been remarked by
others, that his theory, in many respects, closely resembles that of
Aristotle: indeed he confesses[1] that at one time he had an intention
of merely paraphrasing that philosopher's Treatise on Colours.[2]
We have already remarked (Note on par. 150) that Goethe's notion with
regard to the production of warm colours, by the interposition of dark
transparent mediums before a light ground, agrees with the practice of
the best schools in colouring; and it is not impossible that the same
reasons which may make this part of the doctrine generally acceptable
to artists now, may have recommended the very similar theory of
Aristotle to the painters of the fifteenth and sixteenth centuries:
at all events, it appears that the ancient theory was known to those
painters.
It is unnecessary to dwell on the fact that the doctrines of Aristotle
were enthusiastically embraced and generally inculcated at the period
in question;[3] but it has not been observed that the Italian writers
who translated, paraphrased, and commented on Aristotle's Treatise
on Colours in particular, were in several instances the personal
friends of distinguished painters. Celio Calcagnini[4] had the highest
admiration for Raphael; Lodovico Dolce[5] was the eulogist of Titian;
Portius,[6] whose amicable relations with the Florentine painters may
be inferred from various circumstances, lectured at Florence on the
Aristotelian doctrines early in the sixteenth century. The Italian
translations were later, but still prove that these studies were
undertaken with reference to the arts, for one of them is dedicated to
the painter Cigoli.[7]
The writers on art, from Leon Battista Alberti to Borghini, without
mentioning later authorities, either tacitly coincide with the
Aristotelian doctrine, or openly profess to explain it. It is true this
is not always done in the clearest manner, and some of these writers
might say with Lodovico Dolce, "I speak of colours, not as a painter,
for that would be the province of the divine Titian."
Leonardo da Vinci in his writings, as in everything else, appears as
an original genius. He now and then alludes generally to opinions
of "philosophers," but he quotes no authority ancient or modern.
Nevertheless, a passage on the nature of colours, particularly where
he speaks of the colours of the elements, appears to be copied from
Leon Battista Alberti,[8] and from the mode in which some of Leonardo's
propositions are stated, it has been supposed[9] that he had been
accustomed at Florence to the form of the Aristotelian philosophy. At
all events, some of the most important of his observations respecting
light and colours, have a great analogy with those contained in the
treatise in question. The following examples will be sufficient to
prove this coincidence; the corresponding passages in Goethe are
indicated, as usual, by the numbers of the paragraphs; the references
to Leonardo's treatise are given at the bottom of the page.
Aristotle.
"A vivid and brilliant red appears when the weak rays of the
sun are tempered by subdued and shadowy white,"--154.
Leonardo
"The air which is between the sun and the earth at sun-rise
or sun-set, always invests what is beyond it more than any
other (higher) portion of the air: this is because it is
whiter."[10]
A bright object loses its whiteness in proportion to its
distance from the eye much more when it is illuminated by
the sun, for it partakes of the colour of the sun mingled
with the colour (tempered by the mass) of the air interposed
between the eye and the brightness.[11]
Aristotle.
"If light is overspread with much obscurity, a red colour
appears; if the light is brilliant and vivid, this red
changes to a flame-colour."[12]--150, 160.
Leonardo.
"This (the effect of transparent colours on various grounds)
is evident in smoke, which is blue when seen against black,
but when it is opposed to the (light) blue sky, it appears
brownish and reddening."[13]
Aristotle.
"White surfaces as a ground for colours, have the effect of
making the pigments[14] appear in greater splendour."--594,
902.
Leonardo.
"To exhibit colours in their beauty, the whitest ground
should be prepared. I speak of colours that are (more or
less) transparent."[15]
Aristotle.
"The air near us appears colourless; but when seen in depth,
owing to its thinness it appears blue;[16] for where the
light is deficient (beyond it), the air is affected by the
darkness and appears blue: in a very accumulated state,
however, it appears, as is the case with water, quite
white."--155, 158.
Leonardo.
"The blue of the atmosphere is owing to the mass of
illuminated air interposed between the darkness above and
the earth. The air in itself has no colour, but assumes
qualities according to the nature of the objects which are
beyond it. The blue of the atmosphere will be the more
intense in proportion to the degree of darkness beyond it:"
elsewhere--"if the air had not darkness beyond it, it would
be white."[17]
Aristotle.
"We see no colour in its pure state, but every hue is
variously intermingled with others: even when it is
uninfluenced by other colours, the effect of light and
shade modifies it in various ways, so that it undergoes
alterations and appears unlike itself. Thus, bodies seen in
shade or in light, in more pronounced or softer sun-shine,
with their surfaces inclined this way or that, with every
change exhibit a different colour."
Leonardo.
"No substance will ever exhibit its own hue unless the light
which illumines it is entirely similar in colour. It very
rarely happens that the shadows of opaque bodies are really
similar (in colour) to the illumined parts. The surface of
every substance partakes of as many hues as are reflected
from surrounding objects."[18]
Aristotle.
"So, again, with regard to the light of fire, of the moon,
or of lamps, each has a different colour, which is variously
combined with differently coloured objects."
Leonardo.
"We can scarcely ever say that the surface of illumined
bodies exhibits the real colour of those bodies. Take a
white band and place it in the dark, and let it receive
light by means of three apertures from the sun, from fire,
and from the sky: the white band will be tricoloured."[19]
Aristotle.
"When the light falls on any object and assumes (for
example) a red or green tint, it is again reflected on other
substances, thus undergoing a new change. But this effect,
though it really takes place, is not appreciable by the
eye: though the light thus reflected to the eye is composed
of a variety of colours, the principal of these only are
distinguishable."
Leonardo.
"No colour reflected on the surface of another colour,
tinges that surface with its own colour (merely), but will
be mixed with various other reflections impinging on the
same surface:" but such effects, he observes elsewhere, "are
scarcely, if at all, distinguishable in a very diffused
light."[20]
Aristotle.
"Thus, all combinations of colours are owing to three
causes: the light, the medium through which the light
appears, such as water or air, and lastly the local colour
from which the light happens to be reflected."
Leonardo.
"All illumined objects partake of the colour of the light
they receive.
"Every opaque surface partakes of the colour of the
intervening transparent medium, according to the density of
such medium and the distance between the eye and the object.
"The medium is of two kinds; either it has a surface, like
water, &c., or it is without a common surface, like the
air."[21]
In the observations on trees and plants more points of resemblance
might be quoted; the passages corresponding with Goethe's views are
much more numerous.
It is remarkable that Leonardo, in opposition, it seems to some
authorities,[22] agrees with Aristotle in reckoning black and white
as colours, placing them at the beginning and end of the scale.[23]
Like Aristotle, again, he frequently makes use of the term black, for
obscurity; he even goes further, for he seems to consider that blue
may be produced by the actual mixture of black and white, provided they
are pure.[24] The ancient author, however, explains himself on this
point as follows--"We must not attempt to make our observations on
these effects by mixing colours as painters mix them, but by remarking
the appearances as produced by the rays of light mingling with each
other."[25]
When we consider that Leonardo's Treatise professes to embrace the
subject of imitation in painting, and that Aristotle's briefly examines
the physical nature and appearance of colours, it must be admitted
that the latter sustains the above comparison with advantage; and it
is somewhat extraordinary that observations indicating so refined a
knowledge of nature, as regards the picturesque, should not have been
taken into the account, for such appears to be the fact, in the various
opinions and conjectures that have been expressed from time to time on
the painting of the Greeks. The treatise in question must have been
written when Apelles painted, or immediately before; and as a proof
that Aristotle's remarks on the effect of semi-transparent mediums were
not lost on the artists of his time, the following passage from Pliny
is subjoined, for, though it is well known, it acquires additional
interest from the foregoing extracts.
"He (Apelles) passed a dark colour over his pictures when finished, so
thin that it increased the splendour of the tints, while it protected
the surface from dust and dirt: it could only be seen on looking into
the picture. The effect of this operation, judiciously managed, was to
prevent the colours from being too glaring, and to give the spectator
the impression of looking through a transparent crystal. At the same
time it seemed almost imperceptibly to add a certain dignity of tone to
colours that were too florid." "This," says Reynolds, "is a true and
artist-like description of glazing or scumbling, such as was practised
by Titian and the rest of the Venetian painters."
The account of Pliny has, in this instance, internal evidence
of truth, but it is fully confirmed by the following passage in
Aristotle:--"Another mode in which the effect of colours is exhibited
is when they appear through each other, as painters employ them when
they glaze (ἐπαλειφοντες)[26] a (dark) colour over a lighter one; just
as the sun, which is in itself white, assumes a red colour when seen
through darkness and smoke. This operation also ensures a variety of
colours, for there will be a certain ratio between those which are on
the surface and those which are in depth."--_De Sensu et Sensili_.
Aristotle's notion respecting the derivation of colours from white and
black may perhaps be illustrated by the following opinion on the very
similar theory of Goethe.
"Goethe and Seebeck regard colour as resulting from the mixture of
white and black, and ascribe to the different colours a quality
of darkness (σκιερὸν), by the different degrees of which they are
distinguished, passing from white to black through the gradations
of yellow, orange, red, violet, and blue, while green appears to be
intermediate again between yellow and blue. This remark, though it has
no influence in weakening the theory of colours proposed by Newton,
is certainly correct, having been confirmed experimentally by the
researches of Herschell, who ascertained the relative intensity of the
different coloured rays by illuminating objects under the microscope by
their means, &c.
"Another certain proof of the difference in brightness of the different
coloured rays is afforded by the phenomena of ocular spectra. If, after
gazing at the sun, the eyes are closed so as to exclude the light, the
image of the sun appears at first as a luminous or white spectrum upon
a dark ground, but it gradually passes through the series of colours to
black, that is to say, until it can no longer be distinguished from the
dark field of vision; and the colours which it assumes are successively
those intermediate between white and black in the order of their
illuminating power or brightness, namely, yellow, orange, red, violet,
and blue. If, on the other hand, after looking for some time at the
sun we turn our eyes towards a white surface, the image of the sun is
seen at first as a black spectrum upon the white surface, and gradually
passes through the different colours from the darkest to the lightest,
and at last becomes white, so that it can no longer be distinguished
from the white surface"[27]--See par 40, 44.
It is not impossible that Aristotle's enumeration of the colours may
have been derived from, or confirmed by, this very experiment. Speaking
of the after-image of colours he says, "The impression not only exists
in the sensorium in the act of perceiving, but remains when the organ
is at rest. Thus if we look long and intently on any object, when
we change the direction of the eyes a responding colour follows. If
we look at the sun, or any other very bright object, and afterwards
shut our eyes, we shall, as if in ordinary vision, first see a colour
of the same kind; this will presently be changed to a red colour,
then to purple, and so on till it ends in black and disappears."--_De
Insomniis_.
[1] "Geschichte der Farbenlehre," in the "Nachgelassene Werke." Cotta,
1833.
[2] The treatise in question is ascribed by Goethe to Theophrastus,
but it is included in most editions of Aristotle, and even attributed
to him in those which contain the works of both philosophers; for
instance, in the Aldine Princeps edition, 1496. Calcagnini says, the
treatise is made up of two separate works on the subject, both by
Aristotle.
[3] His authority seems to have been equally great on subjects
connected with the phenomena of vision; the Italian translator of
a Latin treatise, by Portius, on the structure and colours of the
eye, thus opens his dedication to the Cardinal Ercole Gonzaga, of
Mantua:--"Grande anzi quasi infinito è l'obligo che ha il mondo con
quel più divino che umano spirito di Aristotile."
[4] In a letter to Ziegler the mathematician, Calcagnini speaks of
Raphael as "the first of painters in the theory as well as in the
practice of his art." This expression may, however, have had reference
to a remarkable circumstance mentioned in the same letter, namely,
that Raphael entertained the learned Fabius of Ravenna as a constant
guest, and employed him to translate Vitruvius into Italian. This MS.
translation, with marginal notes, written by Raphael, is now in the
library at Munich. "Passavant, Rafael von Urbino."
[5] Lodovico Dolce's Treatise on Colours (1565) is in the form of a
dialogue, like his "Aretino." The abridged theory of Aristotle is
followed by a translation of the Treatise of Antonius Thylesius on
Colours; this is adapted to the same colloquial form, and the author is
not acknowledged: the book ends with an absurd catalogue of emblems.
The "Somma della Filosofia d'Aristotile," published earlier by the same
author, is a very careless performance.
[6] A Latin translation of Aristotle's Treatise on Colours, with
comments by Simon Portius, was first published, according to Goethe,
at Naples in 1537. In a later Florentine edition, 1548, dedicated to
Cosmo I., Portius alludes to his having lectured at an earlier period
in Florence on the doctrines of Aristotle, at which time he translated
the treatise in question. Another Latin translation, with notes, was
published later in the same century at Padua--"Emanuele Marguino
Interprete:" but by far the clearest view of the Aristotelian theory
is to be found in the treatise of Antonio Vidi Scarmiglione of Fuligno
("De Coloribus," Marpurgi, 1591). It is dedicated to the Emperor
Rudolph II. Of all the paraphrases of the ancient doctrine this comes
nearest to the system of Goethe; but neither this nor any other of the
works alluded to throughout this Note are mentioned by the author in
his History of the Doctrine of Colours, except that of Portius.
[7] An earlier Italian translation appeared in Rome, 1535. See
"Argelatus Biblioteca degli Volgarizzatori."
[8] "Della Pittura e della Statua," Lib. I, p. 16, Milan edition,
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