Goethe's Theory of Colours by Johann Wolfgang von Goethe
PART V.
4112 words | Chapter 17
RELATION TO OTHER PURSUITS--RELATION TO PHILOSOPHY.
716.
The investigator of nature cannot be required to be a philosopher,
but it is expected that he should so far have attained the habit of
philosophizing, as to distinguish himself essentially from the world,
in order to associate himself with it again in a higher sense. He
should form to himself a method in accordance with observation, but
he should take heed not to reduce observation to mere notion, to
substitute words for this notion, and to use and deal with these words
as if they were things. He should be acquainted with the labours of
philosophers, in order to follow up the phenomena which have been the
subject of his observation, into the philosophic region.
717.
It cannot be required that the philosopher should be a naturalist, and
yet his co-operation in physical researches is as necessary as it is
desirable. He needs not an acquaintance with details for this, but only
a clear view of those conclusions where insulated facts meet.
718.
We have before (175) alluded to this important consideration, and
repeat it here where it is in its place. The worst that can happen
to physical science as well as to many other kinds of knowledge is,
that men should treat a secondary phenomenon as a primordial one, and
(since it is impossible to derive the original fact from the secondary
state), seek to explain what is in reality the cause by an effect made
to usurp its place. Hence arises an endless confusion, a mere verbiage,
a constant endeavour to seek and to find subterfuges whenever truth
presents itself and threatens to be overpowering.
719.
While the observer, the investigator of nature, is thus dissatisfied
in finding that the appearances he sees still contradict a received
theory, the philosopher can calmly continue to operate in his abstract
department on a false result, for no result is so false but that it can
be made to appear valid, as form without substance, by some means or
other.
720.
If, on the other hand, the investigator of nature can attain to the
knowledge of that which we have called a primordial phenomenon, he is
safe; and the philosopher with him. The investigator of nature is
safe, since he is persuaded that he has here arrived at the limits
of his science, that he finds himself at the height of experimental
research; a height whence he can look back upon the details of
observation in all its steps, and forwards into, if he cannot enter,
the regions of theory. The philosopher is safe, for he receives
from the experimentalist an ultimate fact, which, in his hands, now
becomes an elementary one. He now justly pays little attention to
appearances which are understood to be secondary, whether he already
finds them scientifically arranged, or whether they present themselves
to his casual observation scattered and confused. Should he even be
inclined to go over this experimental ground himself, and not be
averse to examination in detail, he does this conveniently, instead of
lingering too long in the consideration of secondary and intermediate
circumstances, or hastily passing them over without becoming accurately
acquainted with them.
721.
To place the doctrine of colours nearer, in this sense, within the
philosopher's reach, was the author's wish; and although the execution
of his purpose, from various causes, does not correspond with his
intention, he will still keep this object in view in an intended
recapitulation, as well as in the polemical and historical portions of
his work; for he will have to return to the consideration of this point
hereafter, on an occasion where it will be necessary to speak with less
reserve.
RELATION TO MATHEMATICS.
722.
It may be expected that the investigator of nature, who proposes to
treat the science of natural philosophy in its entire range, should be
a mathematician. In the middle ages, mathematics was the chief organ by
means of which men hoped to master the secrets of nature, and even now,
geometry in certain departments of physics, is justly considered of
first importance.
723.
The author can boast of no attainments of this kind, and on this
account confines himself to departments of science which are
independent of geometry; departments which in modern times have been
opened up far and wide.
724.
It will be universally allowed that mathematics, one of the noblest
auxiliaries which can be employed by man, has, in one point of view,
been of the greatest use to the physical sciences; but that, by a
false application of its methods, it has, in many respects, been
prejudicial to them, is also not to be denied; we find it here and
there reluctantly admitted.
725.
The theory of colours, in particular, has suffered much, and its
progress has been incalculably retarded by having been mixed up with
optics generally, a science which cannot dispense with mathematics;
whereas the theory of colours, in strictness, may be investigated quite
independently of optics.
726.
But besides this there was an additional evil. A great mathematician
was possessed with an entirely false notion on the physical origin of
colours; yet, owing to his great authority as a geometer, the mistakes
which he committed as an experimentalist long became sanctioned in the
eyes of a world ever fettered in prejudices.
727.
The author of the present inquiry has endeavoured throughout to keep
the theory of colours distinct from the mathematics, although there
are evidently certain points where the assistance of geometry would be
desirable. Had not the unprejudiced mathematicians, with whom he has
had, or still has, the good fortune to be acquainted, been prevented
by other occupations from making common cause with him, his work would
not have wanted some merit in this respect. But this very want may be
in the end advantageous, since it may now become the object of the
enlightened mathematician to ascertain where the doctrine of colours is
in need of his aid, and how he can contribute the means at his command
with a view to the complete elucidation of this branch of physics.
728.
In general it were to be wished that the Germans, who render such
good service to science, while they adopt all that is good from other
nations, could by degrees accustom themselves to work in concert. We
live, it must be confessed, in an age, the habits of which are directly
opposed to such a wish. Every one seeks, not only to be original in
his views, but to be independent of the labours of others, or at least
to persuade himself that he is so, even in the course of his life
and occupation. It is very often remarked that men who undoubtedly
have accomplished much, quote themselves only, their own writings,
journals, and compendiums; whereas it would be far more advantageous
for the individual, and for the world, if many were devoted to a common
pursuit. The conduct of our neighbours the French is, in this respect,
worthy of imitation; we have a pleasing instance in Cuvier's preface
to his "Tableau Élémentaire de l'Histoire Naturelle des Animaux."
729.
He who has observed science and its progress with an unprejudiced eye,
might even ask whether it is desirable that so many occupations and
aims, though allied to each other, should be united in one person, and
whether it would not be more suitable for the limited powers of the
human mind to distinguish, for example, the investigator and inventor,
from him who employs and applies the result of experiment? Astronomers,
who devote themselves to the observation of the heavens and the
discovery or enumeration of stars, have in modern times formed, to a
certain extent, a distinct class from those who calculate the orbits,
consider the universe in its connexion, and more accurately define its
laws. The history of the doctrine of colours will often lead us back to
these considerations.
RELATION TO THE TECHNICAL OPERATIONS OF THE DYER.
730.
If in our labours we have gone out of the province of the
mathematician, we have, on the other hand, endeavoured to meet the
practical views of the dyer; and although the chapter which treats
of colour in a chemical point of view is not the most complete and
circumstantial, yet in that portion, as well as in our general
observations respecting colour, the dyer will find his views assisted
far more than by the theory hitherto in vogue, which failed to afford
him any assistance.
731.
It is curious, in this view, to take a glance at the works containing
directions on the art of dyeing. As the Catholic, on entering his
temple, sprinkles himself with holy water, and after bending the knee,
proceeds perhaps to converse with his friends on his affairs, without
any especial devotion; so all the treatises on dyeing begin with a
respectful allusion to the accredited theory, without afterwards
exhibiting a single trace of any principle deduced from this theory,
or showing that it has thrown light on any part of the art, or that it
offers any useful hints in furtherance of practical methods.
732.
On the other hand, there are men who, after having become thoroughly
and experimentally acquainted with the nature of dyes, have not been
able to reconcile their observations with the received theory; who
have, in short, discovered its weak points, and sought for a general
view more consonant to nature and experience. When we come to the names
of Castel and Gülich, in our historical review, we shall have occasion
to enter into this more fully, and an opportunity will then present
itself to show that an assiduous experience in taking advantage of
every accident may, in fact, be said almost to exhaust the knowledge
of the province to which it is confined. The high and complete result
is then submitted to the theorist, who, if he examines facts with
accuracy, and reasons with candour, will find such materials eminently
useful as a basis for his conclusions.--Note A A.
RELATION TO PHYSIOLOGY AND PATHOLOGY.
733.
If the phenomena adduced in the chapter where colours were considered
in a physiological and pathological view are for the most part
generally known, still some new views, mixed up with them, will not be
unacceptable to the physiologist. We especially hope to have given him
cause to be satisfied by classing certain phenomena which stood alone,
under analogous facts, and thus, in some measure, to have prepared the
way for his further investigations.
734.
The appendix on pathological colours, again, is admitted to be scanty
and unconnected. We reflect, however, that Germany can boast of men who
are not only highly experienced in this department, but are likewise so
distinguished for general cultivation, that it can cost them but little
to revise this portion, to complete what has been sketched, and at the
same time to connect it with the higher facts of organisation.
RELATION TO NATURAL HISTORY.
735.
If we may at all hope that natural history will gradually be modified
by the principle of deducing the ordinary appearances of nature from
higher phenomena, the author believes he may have given some hints
and introductory views bearing on this object also. As colour, in its
infinite variety, exhibits itself on the surface of living beings, it
becomes an important part of the outward indications, by means of which
we can discover what passes underneath.
736.
In one point of view it is certainly not to be too much relied on, on
account of its indefinite and mutable nature; yet even this mutability,
inasmuch as it exhibits itself as a constant quality, again becomes
a criterion of a mutable vitality; and the author wishes nothing
more than that time may be granted him to develop the results of his
observations on this subject more fully; here they would not be in
their place.
RELATION TO GENERAL PHYSICS.
737.
The state in which general physics now is, appears, again, particularly
favourable to our labours; for natural philosophy, owing to
indefatigable and variously directed research, has gradually attained
such eminence, that it appears not impossible to refer a boundless
empiricism to one centre.
738.
Without referring to subjects which are too far removed from our own
province, we observe that the formulæ under which the elementary
appearances of nature are expressed, altogether tend in this direction;
and it is easy to see that through this correspondence of expression, a
correspondence in meaning will necessarily be soon arrived at.
739.
True observers of nature, however they may differ in opinion in other
respects, will agree that all which presents itself as appearance, all
that we meet with as phenomenon, must either indicate an original
division which is capable of union, or an original unity which admits
of division, and that the phenomenon will present itself accordingly.
To divide the united, to unite the divided, is the life of nature;
this is the eternal systole and diastole, the eternal collapsion and
expansion, the inspiration and expiration of the world in which we live
and move.
740.
It is hardly necessary to observe that what we here express as number
and restrict to dualism is to be understood in a higher sense; the
appearance of a third, a fourth order of facts progressively developing
themselves is to be similarly understood; but actual observation
should, above all, be the basis of all these expressions.
741.
Iron is known to us as a peculiar substance, different from other
substances: in its ordinary state we look upon it as a mere material
remarkable only on account of its fitness for various uses and
applications. How little, however, is necessary to do away with the
comparative insignificancy of this substance. A two-fold power is
called forth,[1] which, while it tends again to a state of union, and,
as it were, seeks itself, acquires a kind of magical relation with
its like, and propagates this double property, which is in fact but a
principle of reunion, throughout all bodies of the same kind. We here
first observe the mere substance, iron; we see the division that takes
place in it propagate itself and disappear, and again easily become
re-excited. This, according to our mode of thinking, is a primordial
phenomenon in immediate relation with its idea, and which acknowledges
nothing earthly beyond it.
742.
Electricity is again peculiarly characterised. As a mere quality we are
unacquainted with it; for us it is a nothing, a zero, a mere point,
which, however, dwells in all apparent existences, and at the same time
is the point of origin whence, on the slightest stimulus, a double
appearance presents itself, an appearance which only manifests itself
to vanish. The conditions under which this manifestation is excited
are infinitely varied, according to the nature of particular bodies.
From the rudest mechanical friction of very different substances with
one another, to the mere contiguity of two entirely similar bodies,
the phenomenon is present and stirring, nay, striking and powerful,
and so decided and specific, that when we employ the terms or formulæ
polarity, plus and minus, for north and south, for glass and resin, we
do so justifiably and in conformity with nature.
743.
This phenomenon, although it especially affects the surface, is yet by
no means superficial. It influences the tendency or determination of
material qualities, and connects itself in immediate co-operation with
the important double phenomenon which takes place so universally in
chemistry,--oxydation, and de-oxydation.
744.
To introduce and include the appearances of colour in this series,
this circle of phenomena was the object of our labours. What we have
not succeeded in others will accomplish. We found a primordial vast
contrast between light and darkness, which may be more generally
expressed by light and its absence. We looked for the intermediate
state, and sought by means of it to compose the visible world of light,
shade, and colour. In the prosecution of this we employed various terms
applicable to the development of the phenomena, terms which we adopted
from the theories of magnetism, of electricity, and of chemistry. It
was necessary, however, to extend this terminology, since we found
ourselves in an abstract region, and had to express more complicated
relations.
745.
If electricity and galvanism, in their general character, are
distinguished as superior to the more limited exhibition of magnetic
phenomena, it may be said that colour, although coming under similar
laws, is still superior; for since it addresses itself to the noble
sense of vision, its perfections are more generally displayed. Compare
the varied effects which result from the augmentation of yellow and
blue to red, from the combination of these two higher extremes to pure
red, and the union of the two inferior extremes to green. What a far
more varied scheme is apparent here than that in which magnetism and
electricity are comprehended. These last phenomena may be said to be
inferior again on another account; for though they penetrate and give
life to the universe, they cannot address themselves to man in a higher
sense in order to his employing them æsthetically. The general, simple,
physical law must first be elevated and diversified itself in order to
be available for elevated uses.
746.
If the reader, in this spirit, recalls what has been stated by us
throughout, generally and in detail, with regard to colour, he will
himself pursue and unfold what has been here only lightly hinted at.
He will augur well for science, technical processes, and art, if it
should prove possible to rescue the attractive subject of the doctrine
of colours from the atomic restriction and isolation in which it has
been banished, in order to restore it to the general dynamic flow of
life and action which the present age loves to recognise in nature.
These considerations will press upon us more strongly when, in the
historical portion, we shall have to speak of many an enterprising
and intelligent man who failed to possess his contemporaries with his
convictions.
RELATION TO THE THEORY OF MUSIC.
747.
Before we proceed to the moral associations of colour, and the æsthetic
influences arising from them, we have here to say a few words on its
relation to melody. That a certain relation exists between the two,
has been always felt; this is proved by the frequent comparisons we
meet with, sometimes as passing allusions, sometimes as circumstantial
parallels. The error which writers have fallen into in trying to
establish this analogy we would thus define:
748.
Colour and sound do not admit of being directly compared together
in any way, but both are referable to a higher formula, both are
derivable, although each for itself, from this higher law. They are
like two rivers which have their source in one and the same mountain,
but subsequently pursue their way under totally different conditions
in two totally different regions, so that throughout the whole course
of both no two points can be compared. Both are general, elementary
effects acting according to the general law of separation and tendency
to union, of undulation and oscillation, yet acting thus in wholly
different provinces, in different modes, on different elementary
mediums, for different senses.--Note B B.
749.
Could some investigator rightly adopt the method in which we have
connected the doctrine of colours with natural philosophy generally,
and happily supply what has escaped or been missed by us, the theory
of sound, we are persuaded, might be perfectly connected with general
physics: at present it stands, as it were, isolated within the circle
of science.
750.
It is true it would be an undertaking of the greatest difficulty
to do away with the positive character which we are now accustomed
to attribute to music--a character resulting from the achievements
of practical skill, from accidental, mathematical, æsthetical
influences--and to substitute for all this a merely physical inquiry
tending to resolve the science into its first elements. Yet considering
the point at which science and art are now arrived, considering the
many excellent preparatory investigations that have been made relative
to this subject, we may perhaps still see it accomplished.
CONCLUDING OBSERVATIONS ON TERMINOLOGY.
751.
We never sufficiently reflect that a language, strictly speaking, can
only be symbolical and figurative, that it can never express things
directly, but only, as it were, reflectedly. This is especially the
case in speaking of qualities which are only imperfectly presented
to observation, which might rather be called powers than objects,
and which are ever in movement throughout nature. They are not to be
arrested, and yet we find it necessary to describe them; hence we look
for all kinds of formulæ in order, figuratively at least, to define
them.
752.
Metaphysical formulæ have breadth as well as depth, but on this
very account they require a corresponding import; the danger
here is vagueness. Mathematical expressions may in many cases be
very conveniently and happily employed, but there is always an
inflexibility in them, and we presently feel their inadequacy; for even
in elementary cases we are very soon conscious of an incommensurable
idea; they are, besides, only intelligible to those who are especially
conversant in the sciences to which such formulæ are appropriated. The
terms of the science of mechanics are more addressed to the ordinary
mind, but they are ordinary in other senses, and always have something
unpolished; they destroy the inward life to offer from without an
insufficient substitute for it. The formulæ of the corpuscular theories
are nearly allied to the last; through them the mutable becomes rigid,
description and expression uncouth: while, again, moral terms, which
undoubtedly can express nicer relations, have the effect of mere
symbols in the end, and are in danger of being lost in a play of wit.
753.
If, however, a writer could use all these modes of description and
expression with perfect command, and thus give forth the result of his
observations on the phenomena of nature in a diversified language;
if he could preserve himself from predilections, still embodying a
lively meaning in as animated an expression, we might look for much
instruction communicated in the most agreeable of forms.
754.
Yet, how difficult it is to avoid substituting the sign for the thing;
how difficult to keep the essential quality still living before us,
and not to kill it with the word. With all this, we are exposed in
modern times to a still greater danger by adopting expressions and
terminologies from all branches of knowledge and science to embody our
views of simple nature. Astronomy, cosmology, geology, natural history,
nay religion and mysticism, are called in in aid; and how often do
we not find a general idea and an elementary state rather hidden and
obscured than elucidated and brought nearer to us by the employment of
terms, the application of which is strictly specific and secondary.
We are quite aware of the necessity which led to the introduction and
general adoption of such a language, we also know that it has become in
a certain sense indispensable; but it is only a moderate, unpretending
recourse to it, with an internal conviction of its fitness, that can
recommend it.
755.
After all, the most desirable principle would be that writers should
borrow the expressions employed to describe the details of a given
province of investigation from the province itself; treating the
simplest phenomenon as an elementary formula, and deriving and
developing the more complicated designations from this.
756.
The necessity and suitableness of such a conventional language where
the elementary sign expresses the appearance itself, has been duly
appreciated by extending, for instance, the application of the term
polarity, which is borrowed from the magnet to electricity, &c. The
_plus_ and _minus_ which may be substituted for this, have found as
suitable an application to many phenomena; even the musician, probably
without troubling himself about these other departments, has been
naturally led to express the leading difference in the modes of melody
by _major_ and _minor_.
757.
For ourselves we have long wished to introduce the term polarity into
the doctrine of colours; with what right and in what sense, the present
work may show. Perhaps we may hereafter find room to connect the
elementary phenomena together according to our mode, by a similar use
of symbolical terms, terms which must at all times convey the directly
corresponding idea; we shall thus render more explicit what has been
here only alluded to generally, and perhaps too vaguely expressed.
[1] Eine Entzweyung geht vor; literally, _a division takes place_.
According to some, the two magnetic powers are previously in the bar,
and are then separated at the ends.--T.
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