The Federalist Papers by Alexander Hamilton, John Jay, and James Madison
4. Add New York and Connecticut to the foregoing seven, and they will be
9754 words | Chapter 16
less than a majority.
FEDERALIST No. 23
The Necessity of a Government as Energetic as the One Proposed to the
Preservation of the Union
From the New York Packet. Tuesday, December 18, 1787.
HAMILTON
To the People of the State of New York:
THE necessity of a Constitution, at least equally energetic with the
one proposed, to the preservation of the Union, is the point at the
examination of which we are now arrived.
This inquiry will naturally divide itself into three branches--the
objects to be provided for by the federal government, the quantity of
power necessary to the accomplishment of those objects, the persons upon
whom that power ought to operate. Its distribution and organization will
more properly claim our attention under the succeeding head.
The principal purposes to be answered by union are these--the common
defense of the members; the preservation of the public peace as well
against internal convulsions as external attacks; the regulation of
commerce with other nations and between the States; the superintendence
of our intercourse, political and commercial, with foreign countries.
The authorities essential to the common defense are these: to raise
armies; to build and equip fleets; to prescribe rules for the government
of both; to direct their operations; to provide for their support. These
powers ought to exist without limitation, BECAUSE IT IS IMPOSSIBLE TO
FORESEE OR DEFINE THE EXTENT AND VARIETY OF NATIONAL EXIGENCIES, OR THE
CORRESPONDENT EXTENT AND VARIETY OF THE MEANS WHICH MAY BE NECESSARY TO
SATISFY THEM. The circumstances that endanger the safety of nations are
infinite, and for this reason no constitutional shackles can wisely be
imposed on the power to which the care of it is committed. This power
ought to be coextensive with all the possible combinations of such
circumstances; and ought to be under the direction of the same councils
which are appointed to preside over the common defense.
This is one of those truths which, to a correct and unprejudiced mind,
carries its own evidence along with it; and may be obscured, but cannot
be made plainer by argument or reasoning. It rests upon axioms as simple
as they are universal; the MEANS ought to be proportioned to the END;
the persons, from whose agency the attainment of any END is expected,
ought to possess the MEANS by which it is to be attained.
Whether there ought to be a federal government intrusted with the care
of the common defense, is a question in the first instance, open for
discussion; but the moment it is decided in the affirmative, it will
follow, that that government ought to be clothed with all the powers
requisite to complete execution of its trust. And unless it can be shown
that the circumstances which may affect the public safety are reducible
within certain determinate limits; unless the contrary of this position
can be fairly and rationally disputed, it must be admitted, as a
necessary consequence, that there can be no limitation of that authority
which is to provide for the defense and protection of the community, in
any matter essential to its efficacy that is, in any matter essential to
the FORMATION, DIRECTION, or SUPPORT of the NATIONAL FORCES.
Defective as the present Confederation has been proved to be, this
principle appears to have been fully recognized by the framers of it;
though they have not made proper or adequate provision for its exercise.
Congress have an unlimited discretion to make requisitions of men and
money; to govern the army and navy; to direct their operations. As their
requisitions are made constitutionally binding upon the States, who
are in fact under the most solemn obligations to furnish the supplies
required of them, the intention evidently was that the United States
should command whatever resources were by them judged requisite to the
"common defense and general welfare." It was presumed that a sense of
their true interests, and a regard to the dictates of good faith, would
be found sufficient pledges for the punctual performance of the duty of
the members to the federal head.
The experiment has, however, demonstrated that this expectation was
ill-founded and illusory; and the observations, made under the last
head, will, I imagine, have sufficed to convince the impartial and
discerning, that there is an absolute necessity for an entire change
in the first principles of the system; that if we are in earnest about
giving the Union energy and duration, we must abandon the vain project
of legislating upon the States in their collective capacities; we must
extend the laws of the federal government to the individual citizens
of America; we must discard the fallacious scheme of quotas and
requisitions, as equally impracticable and unjust. The result from all
this is that the Union ought to be invested with full power to levy
troops; to build and equip fleets; and to raise the revenues which will
be required for the formation and support of an army and navy, in the
customary and ordinary modes practiced in other governments.
If the circumstances of our country are such as to demand a compound
instead of a simple, a confederate instead of a sole, government, the
essential point which will remain to be adjusted will be to discriminate
the OBJECTS, as far as it can be done, which shall appertain to the
different provinces or departments of power; allowing to each the most
ample authority for fulfilling the objects committed to its charge.
Shall the Union be constituted the guardian of the common safety? Are
fleets and armies and revenues necessary to this purpose? The government
of the Union must be empowered to pass all laws, and to make all
regulations which have relation to them. The same must be the case in
respect to commerce, and to every other matter to which its jurisdiction
is permitted to extend. Is the administration of justice between
the citizens of the same State the proper department of the local
governments? These must possess all the authorities which are connected
with this object, and with every other that may be allotted to their
particular cognizance and direction. Not to confer in each case a degree
of power commensurate to the end, would be to violate the most obvious
rules of prudence and propriety, and improvidently to trust the great
interests of the nation to hands which are disabled from managing them
with vigor and success.
Who is likely to make suitable provisions for the public defense, as
that body to which the guardianship of the public safety is confided;
which, as the centre of information, will best understand the extent
and urgency of the dangers that threaten; as the representative of the
WHOLE, will feel itself most deeply interested in the preservation of
every part; which, from the responsibility implied in the duty assigned
to it, will be most sensibly impressed with the necessity of proper
exertions; and which, by the extension of its authority throughout the
States, can alone establish uniformity and concert in the plans and
measures by which the common safety is to be secured? Is there not a
manifest inconsistency in devolving upon the federal government the
care of the general defense, and leaving in the State governments the
EFFECTIVE powers by which it is to be provided for? Is not a want of
co-operation the infallible consequence of such a system? And will not
weakness, disorder, an undue distribution of the burdens and calamities
of war, an unnecessary and intolerable increase of expense, be its
natural and inevitable concomitants? Have we not had unequivocal
experience of its effects in the course of the revolution which we have
just accomplished?
Every view we may take of the subject, as candid inquirers after truth,
will serve to convince us, that it is both unwise and dangerous to deny
the federal government an unconfined authority, as to all those objects
which are intrusted to its management. It will indeed deserve the most
vigilant and careful attention of the people, to see that it be modeled
in such a manner as to admit of its being safely vested with the
requisite powers. If any plan which has been, or may be, offered to our
consideration, should not, upon a dispassionate inspection, be found
to answer this description, it ought to be rejected. A government, the
constitution of which renders it unfit to be trusted with all the powers
which a free people ought to delegate to any government, would be an
unsafe and improper depositary of the NATIONAL INTERESTS. Wherever
THESE can with propriety be confided, the coincident powers may safely
accompany them. This is the true result of all just reasoning upon the
subject. And the adversaries of the plan promulgated by the convention
ought to have confined themselves to showing, that the internal
structure of the proposed government was such as to render it unworthy
of the confidence of the people. They ought not to have wandered into
inflammatory declamations and unmeaning cavils about the extent of the
powers. The POWERS are not too extensive for the OBJECTS of federal
administration, or, in other words, for the management of our NATIONAL
INTERESTS; nor can any satisfactory argument be framed to show that
they are chargeable with such an excess. If it be true, as has been
insinuated by some of the writers on the other side, that the difficulty
arises from the nature of the thing, and that the extent of the country
will not permit us to form a government in which such ample powers can
safely be reposed, it would prove that we ought to contract our views,
and resort to the expedient of separate confederacies, which will move
within more practicable spheres. For the absurdity must continually
stare us in the face of confiding to a government the direction of the
most essential national interests, without daring to trust it to the
authorities which are indispensable to their proper and efficient
management. Let us not attempt to reconcile contradictions, but firmly
embrace a rational alternative.
I trust, however, that the impracticability of one general system cannot
be shown. I am greatly mistaken, if any thing of weight has yet been
advanced of this tendency; and I flatter myself, that the observations
which have been made in the course of these papers have served to place
the reverse of that position in as clear a light as any matter still
in the womb of time and experience can be susceptible of. This, at all
events, must be evident, that the very difficulty itself, drawn from
the extent of the country, is the strongest argument in favor of an
energetic government; for any other can certainly never preserve the
Union of so large an empire. If we embrace the tenets of those who
oppose the adoption of the proposed Constitution, as the standard of
our political creed, we cannot fail to verify the gloomy doctrines
which predict the impracticability of a national system pervading entire
limits of the present Confederacy.
PUBLIUS
FEDERALIST No. 24
The Powers Necessary to the Common Defense Further Considered
For the Independent Journal. Wednesday, December 19, 1787
HAMILTON
To the People of the State of New York:
TO THE powers proposed to be conferred upon the federal government, in
respect to the creation and direction of the national forces, I have
met with but one specific objection, which, if I understand it right, is
this, that proper provision has not been made against the existence
of standing armies in time of peace; an objection which, I shall now
endeavor to show, rests on weak and unsubstantial foundations.
It has indeed been brought forward in the most vague and general form,
supported only by bold assertions, without the appearance of argument;
without even the sanction of theoretical opinions; in contradiction to
the practice of other free nations, and to the general sense of America,
as expressed in most of the existing constitutions. The proprietary of
this remark will appear, the moment it is recollected that the objection
under consideration turns upon a supposed necessity of restraining
the LEGISLATIVE authority of the nation, in the article of military
establishments; a principle unheard of, except in one or two of our
State constitutions, and rejected in all the rest.
A stranger to our politics, who was to read our newspapers at the
present juncture, without having previously inspected the plan reported
by the convention, would be naturally led to one of two conclusions:
either that it contained a positive injunction, that standing armies
should be kept up in time of peace; or that it vested in the EXECUTIVE
the whole power of levying troops, without subjecting his discretion, in
any shape, to the control of the legislature.
If he came afterwards to peruse the plan itself, he would be surprised
to discover, that neither the one nor the other was the case; that the
whole power of raising armies was lodged in the LEGISLATURE, not in the
EXECUTIVE; that this legislature was to be a popular body, consisting of
the representatives of the people periodically elected; and that instead
of the provision he had supposed in favor of standing armies, there was
to be found, in respect to this object, an important qualification
even of the legislative discretion, in that clause which forbids the
appropriation of money for the support of an army for any longer period
than two years a precaution which, upon a nearer view of it, will appear
to be a great and real security against the keeping up of troops without
evident necessity.
Disappointed in his first surmise, the person I have supposed would be
apt to pursue his conjectures a little further. He would naturally
say to himself, it is impossible that all this vehement and pathetic
declamation can be without some colorable pretext. It must needs be that
this people, so jealous of their liberties, have, in all the preceding
models of the constitutions which they have established, inserted the
most precise and rigid precautions on this point, the omission of which,
in the new plan, has given birth to all this apprehension and clamor.
If, under this impression, he proceeded to pass in review the several
State constitutions, how great would be his disappointment to find that
TWO ONLY of them(1) contained an interdiction of standing armies in time
of peace; that the other eleven had either observed a profound silence
on the subject, or had in express terms admitted the right of the
Legislature to authorize their existence.
Still, however he would be persuaded that there must be some plausible
foundation for the cry raised on this head. He would never be able to
imagine, while any source of information remained unexplored, that it
was nothing more than an experiment upon the public credulity, dictated
either by a deliberate intention to deceive, or by the overflowings of
a zeal too intemperate to be ingenuous. It would probably occur to him,
that he would be likely to find the precautions he was in search of
in the primitive compact between the States. Here, at length, he would
expect to meet with a solution of the enigma. No doubt, he would observe
to himself, the existing Confederation must contain the most explicit
provisions against military establishments in time of peace; and a
departure from this model, in a favorite point, has occasioned the
discontent which appears to influence these political champions.
If he should now apply himself to a careful and critical survey of the
articles of Confederation, his astonishment would not only be increased,
but would acquire a mixture of indignation, at the unexpected discovery,
that these articles, instead of containing the prohibition he looked
for, and though they had, with jealous circumspection, restricted the
authority of the State legislatures in this particular, had not imposed
a single restraint on that of the United States. If he happened to be
a man of quick sensibility, or ardent temper, he could now no longer
refrain from regarding these clamors as the dishonest artifices of a
sinister and unprincipled opposition to a plan which ought at least to
receive a fair and candid examination from all sincere lovers of their
country! How else, he would say, could the authors of them have been
tempted to vent such loud censures upon that plan, about a point in
which it seems to have conformed itself to the general sense of America
as declared in its different forms of government, and in which it has
even superadded a new and powerful guard unknown to any of them? If,
on the contrary, he happened to be a man of calm and dispassionate
feelings, he would indulge a sigh for the frailty of human nature,
and would lament, that in a matter so interesting to the happiness
of millions, the true merits of the question should be perplexed
and entangled by expedients so unfriendly to an impartial and right
determination. Even such a man could hardly forbear remarking, that
a conduct of this kind has too much the appearance of an intention to
mislead the people by alarming their passions, rather than to convince
them by arguments addressed to their understandings.
But however little this objection may be countenanced, even by
precedents among ourselves, it may be satisfactory to take a nearer view
of its intrinsic merits. From a close examination it will appear that
restraints upon the discretion of the legislature in respect to military
establishments in time of peace, would be improper to be imposed, and
if imposed, from the necessities of society, would be unlikely to be
observed.
Though a wide ocean separates the United States from Europe, yet there
are various considerations that warn us against an excess of confidence
or security. On one side of us, and stretching far into our rear, are
growing settlements subject to the dominion of Britain. On the other
side, and extending to meet the British settlements, are colonies and
establishments subject to the dominion of Spain. This situation and the
vicinity of the West India Islands, belonging to these two powers create
between them, in respect to their American possessions and in relation
to us, a common interest. The savage tribes on our Western frontier
ought to be regarded as our natural enemies, their natural allies,
because they have most to fear from us, and most to hope from them.
The improvements in the art of navigation have, as to the facility of
communication, rendered distant nations, in a great measure, neighbors.
Britain and Spain are among the principal maritime powers of Europe. A
future concert of views between these nations ought not to be regarded
as improbable. The increasing remoteness of consanguinity is every day
diminishing the force of the family compact between France and Spain.
And politicians have ever with great reason considered the ties of
blood as feeble and precarious links of political connection.
These circumstances combined, admonish us not to be too sanguine in
considering ourselves as entirely out of the reach of danger.
Previous to the Revolution, and ever since the peace, there has been a
constant necessity for keeping small garrisons on our Western frontier.
No person can doubt that these will continue to be indispensable, if
it should only be against the ravages and depredations of the Indians.
These garrisons must either be furnished by occasional detachments from
the militia, or by permanent corps in the pay of the government. The
first is impracticable; and if practicable, would be pernicious. The
militia would not long, if at all, submit to be dragged from their
occupations and families to perform that most disagreeable duty in times
of profound peace. And if they could be prevailed upon or compelled to
do it, the increased expense of a frequent rotation of service, and
the loss of labor and disconcertion of the industrious pursuits of
individuals, would form conclusive objections to the scheme. It would
be as burdensome and injurious to the public as ruinous to private
citizens. The latter resource of permanent corps in the pay of the
government amounts to a standing army in time of peace; a small one,
indeed, but not the less real for being small. Here is a simple view of
the subject, that shows us at once the impropriety of a constitutional
interdiction of such establishments, and the necessity of leaving the
matter to the discretion and prudence of the legislature.
In proportion to our increase in strength, it is probable, nay, it may
be said certain, that Britain and Spain would augment their military
establishments in our neighborhood. If we should not be willing to be
exposed, in a naked and defenseless condition, to their insults and
encroachments, we should find it expedient to increase our frontier
garrisons in some ratio to the force by which our Western settlements
might be annoyed. There are, and will be, particular posts, the
possession of which will include the command of large districts of
territory, and facilitate future invasions of the remainder. It may be
added that some of those posts will be keys to the trade with the Indian
nations. Can any man think it would be wise to leave such posts in
a situation to be at any instant seized by one or the other of two
neighboring and formidable powers? To act this part would be to desert
all the usual maxims of prudence and policy.
If we mean to be a commercial people, or even to be secure on our
Atlantic side, we must endeavor, as soon as possible, to have a navy. To
this purpose there must be dock-yards and arsenals; and for the defense
of these, fortifications, and probably garrisons. When a nation has
become so powerful by sea that it can protect its dock-yards by its
fleets, this supersedes the necessity of garrisons for that purpose;
but where naval establishments are in their infancy, moderate garrisons
will, in all likelihood, be found an indispensable security against
descents for the destruction of the arsenals and dock-yards, and
sometimes of the fleet itself.
PUBLIUS
1 This statement of the matter is taken from the printed collection of
State constitutions. Pennsylvania and North Carolina are the two which
contain the interdiction in these words: "As standing armies in time of
peace are dangerous to liberty, THEY OUGHT NOT to be kept up." This
is, in truth, rather a CAUTION than a PROHIBITION. New Hampshire,
Massachusetts, Delaware, and Maryland have, in each of their bills of
rights, a clause to this effect: "Standing armies are dangerous to
liberty, and ought not to be raised or kept up WITHOUT THE CONSENT OF
THE LEGISLATURE"; which is a formal admission of the authority of the
Legislature. New York has no bills of rights, and her constitution says
not a word about the matter. No bills of rights appear annexed to the
constitutions of the other States, except the foregoing, and their
constitutions are equally silent. I am told, however that one or two
States have bills of rights which do not appear in this collection; but
that those also recognize the right of the legislative authority in this
respect.
FEDERALIST No. 25
The Same Subject Continued (The Powers Necessary to the Common Defense
Further Considered)
From the New York Packet. Friday, December 21, 1787.
HAMILTON
To the People of the State of New York:
IT MAY perhaps be urged that the objects enumerated in the preceding
number ought to be provided for by the State governments, under the
direction of the Union. But this would be, in reality, an inversion
of the primary principle of our political association, as it would in
practice transfer the care of the common defense from the federal
head to the individual members: a project oppressive to some States,
dangerous to all, and baneful to the Confederacy.
The territories of Britain, Spain, and of the Indian nations in our
neighborhood do not border on particular States, but encircle the Union
from Maine to Georgia. The danger, though in different degrees, is
therefore common. And the means of guarding against it ought, in like
manner, to be the objects of common councils and of a common treasury.
It happens that some States, from local situation, are more directly
exposed. New York is of this class. Upon the plan of separate
provisions, New York would have to sustain the whole weight of the
establishments requisite to her immediate safety, and to the mediate or
ultimate protection of her neighbors. This would neither be equitable as
it respected New York nor safe as it respected the other States. Various
inconveniences would attend such a system. The States, to whose lot it
might fall to support the necessary establishments, would be as little
able as willing, for a considerable time to come, to bear the burden of
competent provisions. The security of all would thus be subjected to
the parsimony, improvidence, or inability of a part. If the resources of
such part becoming more abundant and extensive, its provisions should be
proportionally enlarged, the other States would quickly take the alarm
at seeing the whole military force of the Union in the hands of two or
three of its members, and those probably amongst the most powerful. They
would each choose to have some counterpoise, and pretenses could easily
be contrived. In this situation, military establishments, nourished by
mutual jealousy, would be apt to swell beyond their natural or proper
size; and being at the separate disposal of the members, they would be
engines for the abridgment or demolition of the national authority.
Reasons have been already given to induce a supposition that the State
governments will too naturally be prone to a rivalship with that of the
Union, the foundation of which will be the love of power; and that in
any contest between the federal head and one of its members the people
will be most apt to unite with their local government. If, in addition
to this immense advantage, the ambition of the members should be
stimulated by the separate and independent possession of military
forces, it would afford too strong a temptation and too great a
facility to them to make enterprises upon, and finally to subvert, the
constitutional authority of the Union. On the other hand, the liberty of
the people would be less safe in this state of things than in that which
left the national forces in the hands of the national government. As
far as an army may be considered as a dangerous weapon of power, it
had better be in those hands of which the people are most likely to be
jealous than in those of which they are least likely to be jealous.
For it is a truth, which the experience of ages has attested, that the
people are always most in danger when the means of injuring their
rights are in the possession of those of whom they entertain the least
suspicion.
The framers of the existing Confederation, fully aware of the danger to
the Union from the separate possession of military forces by the States,
have, in express terms, prohibited them from having either ships or
troops, unless with the consent of Congress. The truth is, that the
existence of a federal government and military establishments under
State authority are not less at variance with each other than a
due supply of the federal treasury and the system of quotas and
requisitions.
There are other lights besides those already taken notice of, in
which the impropriety of restraints on the discretion of the national
legislature will be equally manifest. The design of the objection, which
has been mentioned, is to preclude standing armies in time of
peace, though we have never been informed how far it is designed the
prohibition should extend; whether to raising armies as well as to
KEEPING THEM UP in a season of tranquillity or not. If it be confined
to the latter it will have no precise signification, and it will be
ineffectual for the purpose intended. When armies are once raised what
shall be denominated "keeping them up," contrary to the sense of the
Constitution? What time shall be requisite to ascertain the violation?
Shall it be a week, a month, a year? Or shall we say they may be
continued as long as the danger which occasioned their being raised
continues? This would be to admit that they might be kept up IN TIME OF
PEACE, against threatening or impending danger, which would be at once
to deviate from the literal meaning of the prohibition, and to
introduce an extensive latitude of construction. Who shall judge of the
continuance of the danger? This must undoubtedly be submitted to the
national government, and the matter would then be brought to this issue,
that the national government, to provide against apprehended danger,
might in the first instance raise troops, and might afterwards keep them
on foot as long as they supposed the peace or safety of the community
was in any degree of jeopardy. It is easy to perceive that a discretion
so latitudinary as this would afford ample room for eluding the force of
the provision.
The supposed utility of a provision of this kind can only be founded
on the supposed probability, or at least possibility, of a combination
between the executive and the legislative, in some scheme of usurpation.
Should this at any time happen, how easy would it be to fabricate
pretenses of approaching danger! Indian hostilities, instigated by Spain
or Britain, would always be at hand. Provocations to produce the desired
appearances might even be given to some foreign power, and appeased
again by timely concessions. If we can reasonably presume such a
combination to have been formed, and that the enterprise is warranted
by a sufficient prospect of success, the army, when once raised, from
whatever cause, or on whatever pretext, may be applied to the execution
of the project.
If, to obviate this consequence, it should be resolved to extend the
prohibition to the RAISING of armies in time of peace, the United States
would then exhibit the most extraordinary spectacle which the world has
yet seen, that of a nation incapacitated by its Constitution to prepare
for defense, before it was actually invaded. As the ceremony of a formal
denunciation of war has of late fallen into disuse, the presence of an
enemy within our territories must be waited for, as the legal warrant
to the government to begin its levies of men for the protection of the
State. We must receive the blow, before we could even prepare to return
it. All that kind of policy by which nations anticipate distant danger,
and meet the gathering storm, must be abstained from, as contrary to
the genuine maxims of a free government. We must expose our property
and liberty to the mercy of foreign invaders, and invite them by our
weakness to seize the naked and defenseless prey, because we are
afraid that rulers, created by our choice, dependent on our will,
might endanger that liberty, by an abuse of the means necessary to its
preservation.
Here I expect we shall be told that the militia of the country is
its natural bulwark, and would be at all times equal to the national
defense. This doctrine, in substance, had like to have lost us our
independence. It cost millions to the United States that might have been
saved. The facts which, from our own experience, forbid a reliance
of this kind, are too recent to permit us to be the dupes of such
a suggestion. The steady operations of war against a regular and
disciplined army can only be successfully conducted by a force of the
same kind. Considerations of economy, not less than of stability and
vigor, confirm this position. The American militia, in the course of the
late war, have, by their valor on numerous occasions, erected eternal
monuments to their fame; but the bravest of them feel and know that
the liberty of their country could not have been established by their
efforts alone, however great and valuable they were. War, like most
other things, is a science to be acquired and perfected by diligence, by
perseverance, by time, and by practice.
All violent policy, as it is contrary to the natural and experienced
course of human affairs, defeats itself. Pennsylvania, at this instant,
affords an example of the truth of this remark. The Bill of Rights of
that State declares that standing armies are dangerous to liberty, and
ought not to be kept up in time of peace. Pennsylvania, nevertheless, in
a time of profound peace, from the existence of partial disorders in one
or two of her counties, has resolved to raise a body of troops; and in
all probability will keep them up as long as there is any appearance
of danger to the public peace. The conduct of Massachusetts affords
a lesson on the same subject, though on different ground. That State
(without waiting for the sanction of Congress, as the articles of the
Confederation require) was compelled to raise troops to quell a domestic
insurrection, and still keeps a corps in pay to prevent a revival of the
spirit of revolt. The particular constitution of Massachusetts opposed
no obstacle to the measure; but the instance is still of use to instruct
us that cases are likely to occur under our government, as well as under
those of other nations, which will sometimes render a military force in
time of peace essential to the security of the society, and that it
is therefore improper in this respect to control the legislative
discretion. It also teaches us, in its application to the United States,
how little the rights of a feeble government are likely to be respected,
even by its own constituents. And it teaches us, in addition to the
rest, how unequal parchment provisions are to a struggle with public
necessity.
It was a fundamental maxim of the Lacedaemonian commonwealth, that the
post of admiral should not be conferred twice on the same person. The
Peloponnesian confederates, having suffered a severe defeat at sea from
the Athenians, demanded Lysander, who had before served with success in
that capacity, to command the combined fleets. The Lacedaemonians, to
gratify their allies, and yet preserve the semblance of an adherence
to their ancient institutions, had recourse to the flimsy subterfuge
of investing Lysander with the real power of admiral, under the nominal
title of vice-admiral. This instance is selected from among a
multitude that might be cited to confirm the truth already advanced
and illustrated by domestic examples; which is, that nations pay little
regard to rules and maxims calculated in their very nature to run
counter to the necessities of society. Wise politicians will be
cautious about fettering the government with restrictions that cannot be
observed, because they know that every breach of the fundamental laws,
though dictated by necessity, impairs that sacred reverence which ought
to be maintained in the breast of rulers towards the constitution of a
country, and forms a precedent for other breaches where the same plea of
necessity does not exist at all, or is less urgent and palpable.
PUBLIUS
FEDERALIST No. 26
The Idea of Restraining the Legislative Authority in Regard to the
Common Defense Considered.
For the Independent Journal. Saturday, December 22, 1788
HAMILTON
To the People of the State of New York:
IT WAS a thing hardly to be expected that in a popular revolution the
minds of men should stop at that happy mean which marks the salutary
boundary between POWER and PRIVILEGE, and combines the energy of
government with the security of private rights. A failure in this
delicate and important point is the great source of the inconveniences
we experience, and if we are not cautious to avoid a repetition of the
error, in our future attempts to rectify and ameliorate our system, we
may travel from one chimerical project to another; we may try change
after change; but we shall never be likely to make any material change
for the better.
The idea of restraining the legislative authority, in the means of
providing for the national defense, is one of those refinements which
owe their origin to a zeal for liberty more ardent than enlightened.
We have seen, however, that it has not had thus far an extensive
prevalency; that even in this country, where it made its first
appearance, Pennsylvania and North Carolina are the only two States by
which it has been in any degree patronized; and that all the others have
refused to give it the least countenance; wisely judging that confidence
must be placed somewhere; that the necessity of doing it, is implied in
the very act of delegating power; and that it is better to hazard the
abuse of that confidence than to embarrass the government and endanger
the public safety by impolitic restrictions on the legislative
authority. The opponents of the proposed Constitution combat, in this
respect, the general decision of America; and instead of being taught
by experience the propriety of correcting any extremes into which we
may have heretofore run, they appear disposed to conduct us into others
still more dangerous, and more extravagant. As if the tone of government
had been found too high, or too rigid, the doctrines they teach are
calculated to induce us to depress or to relax it, by expedients
which, upon other occasions, have been condemned or forborne. It may
be affirmed without the imputation of invective, that if the principles
they inculcate, on various points, could so far obtain as to become the
popular creed, they would utterly unfit the people of this country for
any species of government whatever. But a danger of this kind is not to
be apprehended. The citizens of America have too much discernment to
be argued into anarchy. And I am much mistaken, if experience has not
wrought a deep and solemn conviction in the public mind, that greater
energy of government is essential to the welfare and prosperity of the
community.
It may not be amiss in this place concisely to remark the origin
and progress of the idea, which aims at the exclusion of military
establishments in time of peace. Though in speculative minds it
may arise from a contemplation of the nature and tendency of such
institutions, fortified by the events that have happened in other ages
and countries, yet as a national sentiment, it must be traced to
those habits of thinking which we derive from the nation from whom the
inhabitants of these States have in general sprung.
In England, for a long time after the Norman Conquest, the authority of
the monarch was almost unlimited. Inroads were gradually made upon the
prerogative, in favor of liberty, first by the barons, and afterwards
by the people, till the greatest part of its most formidable pretensions
became extinct. But it was not till the revolution in 1688, which
elevated the Prince of Orange to the throne of Great Britain, that
English liberty was completely triumphant. As incident to the undefined
power of making war, an acknowledged prerogative of the crown, Charles
II. had, by his own authority, kept on foot in time of peace a body of
5,000 regular troops. And this number James II. increased to 30,000;
who were paid out of his civil list. At the revolution, to abolish the
exercise of so dangerous an authority, it became an article of the Bill
of Rights then framed, that "the raising or keeping a standing army
within the kingdom in time of peace, UNLESS WITH THE CONSENT OF
PARLIAMENT, was against law."
In that kingdom, when the pulse of liberty was at its highest pitch, no
security against the danger of standing armies was thought requisite,
beyond a prohibition of their being raised or kept up by the mere
authority of the executive magistrate. The patriots, who effected that
memorable revolution, were too temperate, too wellinformed, to think
of any restraint on the legislative discretion. They were aware that a
certain number of troops for guards and garrisons were indispensable;
that no precise bounds could be set to the national exigencies; that a
power equal to every possible contingency must exist somewhere in the
government: and that when they referred the exercise of that power to
the judgment of the legislature, they had arrived at the ultimate point
of precaution which was reconcilable with the safety of the community.
From the same source, the people of America may be said to have derived
an hereditary impression of danger to liberty, from standing armies in
time of peace. The circumstances of a revolution quickened the public
sensibility on every point connected with the security of popular
rights, and in some instances raise the warmth of our zeal beyond the
degree which consisted with the due temperature of the body politic.
The attempts of two of the States to restrict the authority of the
legislature in the article of military establishments, are of the number
of these instances. The principles which had taught us to be jealous
of the power of an hereditary monarch were by an injudicious excess
extended to the representatives of the people in their popular
assemblies. Even in some of the States, where this error was not
adopted, we find unnecessary declarations that standing armies ought not
to be kept up, in time of peace, WITHOUT THE CONSENT OF THE LEGISLATURE.
I call them unnecessary, because the reason which had introduced a
similar provision into the English Bill of Rights is not applicable
to any of the State constitutions. The power of raising armies at all,
under those constitutions, can by no construction be deemed to
reside anywhere else, than in the legislatures themselves; and it was
superfluous, if not absurd, to declare that a matter should not be done
without the consent of a body, which alone had the power of doing it.
Accordingly, in some of these constitutions, and among others, in that
of this State of New York, which has been justly celebrated, both
in Europe and America, as one of the best of the forms of government
established in this country, there is a total silence upon the subject.
It is remarkable, that even in the two States which seem to have
meditated an interdiction of military establishments in time of
peace, the mode of expression made use of is rather cautionary than
prohibitory. It is not said, that standing armies SHALL NOT BE kept up,
but that they OUGHT NOT to be kept up, in time of peace. This ambiguity
of terms appears to have been the result of a conflict between jealousy
and conviction; between the desire of excluding such establishments
at all events, and the persuasion that an absolute exclusion would be
unwise and unsafe.
Can it be doubted that such a provision, whenever the situation of
public affairs was understood to require a departure from it, would be
interpreted by the legislature into a mere admonition, and would be made
to yield to the necessities or supposed necessities of the State? Let
the fact already mentioned, with respect to Pennsylvania, decide. What
then (it may be asked) is the use of such a provision, if it cease to
operate the moment there is an inclination to disregard it?
Let us examine whether there be any comparison, in point of efficacy,
between the provision alluded to and that which is contained in the new
Constitution, for restraining the appropriations of money for military
purposes to the period of two years. The former, by aiming at too much,
is calculated to effect nothing; the latter, by steering clear of an
imprudent extreme, and by being perfectly compatible with a proper
provision for the exigencies of the nation, will have a salutary and
powerful operation.
The legislature of the United States will be OBLIGED, by this provision,
once at least in every two years, to deliberate upon the propriety of
keeping a military force on foot; to come to a new resolution on the
point; and to declare their sense of the matter, by a formal vote in
the face of their constituents. They are not AT LIBERTY to vest in the
executive department permanent funds for the support of an army, if they
were even incautious enough to be willing to repose in it so improper
a confidence. As the spirit of party, in different degrees, must be
expected to infect all political bodies, there will be, no doubt,
persons in the national legislature willing enough to arraign the
measures and criminate the views of the majority. The provision for
the support of a military force will always be a favorable topic
for declamation. As often as the question comes forward, the public
attention will be roused and attracted to the subject, by the party in
opposition; and if the majority should be really disposed to exceed the
proper limits, the community will be warned of the danger, and will have
an opportunity of taking measures to guard against it. Independent of
parties in the national legislature itself, as often as the period of
discussion arrived, the State legislatures, who will always be not
only vigilant but suspicious and jealous guardians of the rights of
the citizens against encroachments from the federal government, will
constantly have their attention awake to the conduct of the national
rulers, and will be ready enough, if any thing improper appears, to
sound the alarm to the people, and not only to be the VOICE, but, if
necessary, the ARM of their discontent.
Schemes to subvert the liberties of a great community REQUIRE TIME to
mature them for execution. An army, so large as seriously to menace
those liberties, could only be formed by progressive augmentations;
which would suppose, not merely a temporary combination between the
legislature and executive, but a continued conspiracy for a series of
time. Is it probable that such a combination would exist at all? Is it
probable that it would be persevered in, and transmitted along through
all the successive variations in a representative body, which biennial
elections would naturally produce in both houses? Is it presumable, that
every man, the instant he took his seat in the national Senate or House
of Representatives, would commence a traitor to his constituents and to
his country? Can it be supposed that there would not be found one man,
discerning enough to detect so atrocious a conspiracy, or bold or honest
enough to apprise his constituents of their danger? If such presumptions
can fairly be made, there ought at once to be an end of all delegated
authority. The people should resolve to recall all the powers they have
heretofore parted with out of their own hands, and to divide themselves
into as many States as there are counties, in order that they may be
able to manage their own concerns in person.
If such suppositions could even be reasonably made, still the
concealment of the design, for any duration, would be impracticable. It
would be announced, by the very circumstance of augmenting the army
to so great an extent in time of profound peace. What colorable reason
could be assigned, in a country so situated, for such vast augmentations
of the military force? It is impossible that the people could be long
deceived; and the destruction of the project, and of the projectors,
would quickly follow the discovery.
It has been said that the provision which limits the appropriation of
money for the support of an army to the period of two years would be
unavailing, because the Executive, when once possessed of a force large
enough to awe the people into submission, would find resources in that
very force sufficient to enable him to dispense with supplies from
the acts of the legislature. But the question again recurs, upon what
pretense could he be put in possession of a force of that magnitude in
time of peace? If we suppose it to have been created in consequence of
some domestic insurrection or foreign war, then it becomes a case not
within the principles of the objection; for this is levelled against
the power of keeping up troops in time of peace. Few persons will be so
visionary as seriously to contend that military forces ought not to be
raised to quell a rebellion or resist an invasion; and if the defense of
the community under such circumstances should make it necessary to
have an army so numerous as to hazard its liberty, this is one of those
calamities for which there is neither preventative nor cure. It cannot
be provided against by any possible form of government; it might even
result from a simple league offensive and defensive, if it should ever
be necessary for the confederates or allies to form an army for common
defense.
But it is an evil infinitely less likely to attend us in a united than
in a disunited state; nay, it may be safely asserted that it is an evil
altogether unlikely to attend us in the latter situation. It is not
easy to conceive a possibility that dangers so formidable can assail
the whole Union, as to demand a force considerable enough to place our
liberties in the least jeopardy, especially if we take into our view
the aid to be derived from the militia, which ought always to be counted
upon as a valuable and powerful auxiliary. But in a state of disunion
(as has been fully shown in another place), the contrary of this
supposition would become not only probable, but almost unavoidable.
PUBLIUS
FEDERALIST No. 27
The Same Subject Continued (The Idea of Restraining the Legislative
Authority in Regard to the Common Defense Considered)
From the New York Packet. Tuesday, December 25, 1787.
HAMILTON
To the People of the State of New York:
IT HAS been urged, in different shapes, that a Constitution of the kind
proposed by the convention cannot operate without the aid of a military
force to execute its laws. This, however, like most other things
that have been alleged on that side, rests on mere general assertion,
unsupported by any precise or intelligible designation of the reasons
upon which it is founded. As far as I have been able to divine
the latent meaning of the objectors, it seems to originate in a
presupposition that the people will be disinclined to the exercise
of federal authority in any matter of an internal nature. Waiving any
exception that might be taken to the inaccuracy or inexplicitness of the
distinction between internal and external, let us inquire what ground
there is to presuppose that disinclination in the people. Unless we
presume at the same time that the powers of the general government will
be worse administered than those of the State government, there seems to
be no room for the presumption of ill-will, disaffection, or opposition
in the people. I believe it may be laid down as a general rule that
their confidence in and obedience to a government will commonly be
proportioned to the goodness or badness of its administration. It must
be admitted that there are exceptions to this rule; but these exceptions
depend so entirely on accidental causes, that they cannot be considered
as having any relation to the intrinsic merits or demerits of a
constitution. These can only be judged of by general principles and
maxims.
Various reasons have been suggested, in the course of these papers,
to induce a probability that the general government will be better
administered than the particular governments; the principal of which
reasons are that the extension of the spheres of election will present
a greater option, or latitude of choice, to the people; that through
the medium of the State legislatures which are select bodies of men, and
which are to appoint the members of the national Senate there is reason
to expect that this branch will generally be composed with peculiar care
and judgment; that these circumstances promise greater knowledge and
more extensive information in the national councils, and that they will
be less apt to be tainted by the spirit of faction, and more out of
the reach of those occasional ill-humors, or temporary prejudices and
propensities, which, in smaller societies, frequently contaminate
the public councils, beget injustice and oppression of a part of the
community, and engender schemes which, though they gratify a momentary
inclination or desire, terminate in general distress, dissatisfaction,
and disgust. Several additional reasons of considerable force, to
fortify that probability, will occur when we come to survey, with a more
critical eye, the interior structure of the edifice which we are invited
to erect. It will be sufficient here to remark, that until satisfactory
reasons can be assigned to justify an opinion, that the federal
government is likely to be administered in such a manner as to render
it odious or contemptible to the people, there can be no reasonable
foundation for the supposition that the laws of the Union will meet with
any greater obstruction from them, or will stand in need of any other
methods to enforce their execution, than the laws of the particular
members.
The hope of impunity is a strong incitement to sedition; the dread of
punishment, a proportionably strong discouragement to it. Will not the
government of the Union, which, if possessed of a due degree of power,
can call to its aid the collective resources of the whole Confederacy,
be more likely to repress the FORMER sentiment and to inspire the
LATTER, than that of a single State, which can only command the
resources within itself? A turbulent faction in a State may easily
suppose itself able to contend with the friends to the government in
that State; but it can hardly be so infatuated as to imagine itself a
match for the combined efforts of the Union. If this reflection be
just, there is less danger of resistance from irregular combinations of
individuals to the authority of the Confederacy than to that of a single
member.
I will, in this place, hazard an observation, which will not be the
less just because to some it may appear new; which is, that the more the
operations of the national authority are intermingled in the ordinary
exercise of government, the more the citizens are accustomed to meet
with it in the common occurrences of their political life, the more it
is familiarized to their sight and to their feelings, the further it
enters into those objects which touch the most sensible chords and put
in motion the most active springs of the human heart, the greater will
be the probability that it will conciliate the respect and attachment of
the community. Man is very much a creature of habit. A thing that rarely
strikes his senses will generally have but little influence upon his
mind. A government continually at a distance and out of sight can hardly
be expected to interest the sensations of the people. The inference
is, that the authority of the Union, and the affections of the citizens
towards it, will be strengthened, rather than weakened, by its extension
to what are called matters of internal concern; and will have less
occasion to recur to force, in proportion to the familiarity and
comprehensiveness of its agency. The more it circulates through those
channels and currents in which the passions of mankind naturally flow,
the less will it require the aid of the violent and perilous expedients
of compulsion.
One thing, at all events, must be evident, that a government like the
one proposed would bid much fairer to avoid the necessity of using
force, than that species of league contend for by most of its opponents;
the authority of which should only operate upon the States in their
political or collective capacities. It has been shown that in such
a Confederacy there can be no sanction for the laws but force; that
frequent delinquencies in the members are the natural offspring of the
very frame of the government; and that as often as these happen, they
can only be redressed, if at all, by war and violence.
The plan reported by the convention, by extending the authority of the
federal head to the individual citizens of the several States, will
enable the government to employ the ordinary magistracy of each, in the
execution of its laws. It is easy to perceive that this will tend to
destroy, in the common apprehension, all distinction between the sources
from which they might proceed; and will give the federal government the
same advantage for securing a due obedience to its authority which is
enjoyed by the government of each State, in addition to the influence on
public opinion which will result from the important consideration of its
having power to call to its assistance and support the resources of the
whole Union. It merits particular attention in this place, that the laws
of the Confederacy, as to the ENUMERATED and LEGITIMATE objects of its
jurisdiction, will become the SUPREME LAW of the land; to the observance
of which all officers, legislative, executive, and judicial, in each
State, will be bound by the sanctity of an oath. Thus the legislatures,
courts, and magistrates, of the respective members, will be incorporated
into the operations of the national government AS FAR AS ITS JUST AND
CONSTITUTIONAL AUTHORITY EXTENDS; and will be rendered auxiliary to
the enforcement of its laws.(1) Any man who will pursue, by his own
reflections, the consequences of this situation, will perceive that
there is good ground to calculate upon a regular and peaceable execution
of the laws of the Union, if its powers are administered with a common
share of prudence. If we will arbitrarily suppose the contrary, we
may deduce any inferences we please from the supposition; for it is
certainly possible, by an injudicious exercise of the authorities of the
best government that ever was, or ever can be instituted, to provoke
and precipitate the people into the wildest excesses. But though
the adversaries of the proposed Constitution should presume that the
national rulers would be insensible to the motives of public good, or
to the obligations of duty, I would still ask them how the interests
of ambition, or the views of encroachment, can be promoted by such a
conduct?
PUBLIUS
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