On Liberty by John Stuart Mill
CHAPTER I.
5601 words | Chapter 8
INTRODUCTORY.
The subject of this Essay is not the so-called Liberty of the Will, so
unfortunately opposed to the misnamed doctrine of Philosophical
Necessity; but Civil, or Social Liberty: the nature and limits of the
power which can be legitimately exercised by society over the
individual. A question seldom stated, and hardly ever discussed, in
general terms, but which profoundly influences the practical
controversies of the age by its latent presence, and is likely soon to
make itself recognised as the vital question of the future. It is so far
from being new, that in a certain sense, it has divided mankind, almost
from the remotest ages; but in the stage of progress into which the more
civilised portions of the species have now entered, it presents itself
under new conditions, and requires a different and more fundamental
treatment.
The struggle between Liberty and Authority is the most conspicuous
feature in the portions of history with which we are earliest familiar,
particularly in that of Greece, Rome, and England. But in old times this
contest was between subjects, or some classes of subjects, and the
government. By liberty, was meant protection against the tyranny of the
political rulers. The rulers were conceived (except in some of the
popular governments of Greece) as in a necessarily antagonistic position
to the people whom they ruled. They consisted of a governing One, or a
governing tribe or caste, who derived their authority from inheritance
or conquest, who, at all events, did not hold it at the pleasure of the
governed, and whose supremacy men did not venture, perhaps did not
desire, to contest, whatever precautions might be taken against its
oppressive exercise. Their power was regarded as necessary, but also as
highly dangerous; as a weapon which they would attempt to use against
their subjects, no less than against external enemies. To prevent the
weaker members of the community from being preyed upon by innumerable
vultures, it was needful that there should be an animal of prey
stronger than the rest, commissioned to keep them down. But as the king
of the vultures would be no less bent upon preying on the flock than any
of the minor harpies, it was indispensable to be in a perpetual attitude
of defence against his beak and claws. The aim, therefore, of patriots,
was to set limits to the power which the ruler should be suffered to
exercise over the community; and this limitation was what they meant by
liberty. It was attempted in two ways. First, by obtaining a recognition
of certain immunities, called political liberties or rights, which it
was to be regarded as a breach of duty in the ruler to infringe, and
which if he did infringe, specific resistance, or general rebellion, was
held to be justifiable. A second, and generally a later expedient, was
the establishment of constitutional checks; by which the consent of the
community, or of a body of some sort, supposed to represent its
interests, was made a necessary condition to some of the more important
acts of the governing power. To the first of these modes of limitation,
the ruling power, in most European countries, was compelled, more or
less, to submit. It was not so with the second; and to attain this, or
when already in some degree possessed, to attain it more completely,
became everywhere the principal object of the lovers of liberty. And so
long as mankind were content to combat one enemy by another, and to be
ruled by a master, on condition of being guaranteed more or less
efficaciously against his tyranny, they did not carry their aspirations
beyond this point.
A time, however, came, in the progress of human affairs, when men ceased
to think it a necessity of nature that their governors should be an
independent power, opposed in interest to themselves. It appeared to
them much better that the various magistrates of the State should be
their tenants or delegates, revocable at their pleasure. In that way
alone, it seemed, could they have complete security that the powers of
government would never be abused to their disadvantage. By degrees, this
new demand for elective and temporary rulers became the prominent object
of the exertions of the popular party, wherever any such party existed;
and superseded, to a considerable extent, the previous efforts to limit
the power of rulers. As the struggle proceeded for making the ruling
power emanate from the periodical choice of the ruled, some persons
began to think that too much importance had been attached to the
limitation of the power itself. _That_ (it might seem) was a resource
against rulers whose interests were habitually opposed to those of the
people. What was now wanted was, that the rulers should be identified
with the people; that their interest and will should be the interest and
will of the nation. The nation did not need to be protected against its
own will. There was no fear of its tyrannising over itself. Let the
rulers be effectually responsible to it, promptly removable by it, and
it could afford to trust them with power of which it could itself
dictate the use to be made. Their power was but the nation's own power,
concentrated, and in a form convenient for exercise. This mode of
thought, or rather perhaps of feeling, was common among the last
generation of European liberalism, in the Continental section of which
it still apparently predominates. Those who admit any limit to what a
government may do, except in the case of such governments as they think
ought not to exist, stand out as brilliant exceptions among the
political thinkers of the Continent. A similar tone of sentiment might
by this time have been prevalent in our own country, if the
circumstances which for a time encouraged it, had continued unaltered.
But, in political and philosophical theories, as well as in persons,
success discloses faults and infirmities which failure might have
concealed from observation. The notion, that the people have no need to
limit their power over themselves, might seem axiomatic, when popular
government was a thing only dreamed about, or read of as having existed
at some distant period of the past. Neither was that notion necessarily
disturbed by such temporary aberrations as those of the French
Revolution, the worst of which were the work of a usurping few, and
which, in any case, belonged, not to the permanent working of popular
institutions, but to a sudden and convulsive outbreak against
monarchical and aristocratic despotism. In time, however, a democratic
republic came to occupy a large portion of the earth's surface, and made
itself felt as one of the most powerful members of the community of
nations; and elective and responsible government became subject to the
observations and criticisms which wait upon a great existing fact. It
was now perceived that such phrases as "self-government," and "the power
of the people over themselves," do not express the true state of the
case. The "people" who exercise the power are not always the same people
with those over whom it is exercised; and the "self-government" spoken
of is not the government of each by himself, but of each by all the
rest. The will of the people, moreover, practically means, the will of
the most numerous or the most active _part_ of the people; the majority,
or those who succeed in making themselves accepted as the majority: the
people, consequently, _may_ desire to oppress a part of their number;
and precautions are as much needed against this, as against any other
abuse of power. The limitation, therefore, of the power of government
over individuals, loses none of its importance when the holders of power
are regularly accountable to the community, that is, to the strongest
party therein. This view of things, recommending itself equally to the
intelligence of thinkers and to the inclination of those important
classes in European society to whose real or supposed interests
democracy is adverse, has had no difficulty in establishing itself; and
in political speculations "the tyranny of the majority" is now generally
included among the evils against which society requires to be on its
guard.
Like other tyrannies, the tyranny of the majority was at first, and is
still vulgarly, held in dread, chiefly as operating through the acts of
the public authorities. But reflecting persons perceived that when
society is itself the tyrant--society collectively, over the separate
individuals who compose it--its means of tyrannising are not restricted
to the acts which it may do by the hands of its political functionaries.
Society can and does execute its own mandates: and if it issues wrong
mandates instead of right, or any mandates at all in things with which
it ought not to meddle, it practises a social tyranny more formidable
than many kinds of political oppression, since, though not usually
upheld by such extreme penalties, it leaves fewer means of escape,
penetrating much more deeply into the details of life, and enslaving the
soul itself. Protection, therefore, against the tyranny of the
magistrate is not enough: there needs protection also against the
tyranny of the prevailing opinion and feeling; against the tendency of
society to impose, by other means than civil penalties, its own ideas
and practices as rules of conduct on those who dissent from them; to
fetter the development, and, if possible, prevent the formation, of any
individuality not in harmony with its ways, and compel all characters to
fashion themselves upon the model of its own. There is a limit to the
legitimate interference of collective opinion with individual
independence: and to find that limit, and maintain it against
encroachment, is as indispensable to a good condition of human affairs,
as protection against political despotism.
But though this proposition is not likely to be contested in general
terms, the practical question, where to place the limit--how to make the
fitting adjustment between individual independence and social
control--is a subject on which nearly everything remains to be done. All
that makes existence valuable to any one, depends on the enforcement of
restraints upon the actions of other people. Some rules of conduct,
therefore, must be imposed, by law in the first place, and by opinion on
many things which are not fit subjects for the operation of law. What
these rules should be, is the principal question in human affairs; but
if we except a few of the most obvious cases, it is one of those which
least progress has been made in resolving. No two ages, and scarcely any
two countries, have decided it alike; and the decision of one age or
country is a wonder to another. Yet the people of any given age and
country no more suspect any difficulty in it, than if it were a subject
on which mankind had always been agreed. The rules which obtain among
themselves appear to them self-evident and self-justifying. This all but
universal illusion is one of the examples of the magical influence of
custom, which is not only, as the proverb says, a second nature, but is
continually mistaken for the first. The effect of custom, in preventing
any misgiving respecting the rules of conduct which mankind impose on
one another, is all the more complete because the subject is one on
which it is not generally considered necessary that reasons should be
given, either by one person to others, or by each to himself. People are
accustomed to believe, and have been encouraged in the belief by some
who aspire to the character of philosophers, that their feelings, on
subjects of this nature, are better than reasons, and render reasons
unnecessary. The practical principle which guides them to their opinions
on the regulation of human conduct, is the feeling in each person's mind
that everybody should be required to act as he, and those with whom he
sympathises, would like them to act. No one, indeed, acknowledges to
himself that his standard of judgment is his own liking; but an opinion
on a point of conduct, not supported by reasons, can only count as one
person's preference; and if the reasons, when given, are a mere appeal
to a similar preference felt by other people, it is still only many
people's liking instead of one. To an ordinary man, however, his own
preference, thus supported, is not only a perfectly satisfactory
reason, but the only one he generally has for any of his notions of
morality, taste, or propriety, which are not expressly written in his
religious creed; and his chief guide in the interpretation even of that.
Men's opinions, accordingly, on what is laudable or blamable, are
affected by all the multifarious causes which influence their wishes in
regard to the conduct of others, and which are as numerous as those
which determine their wishes on any other subject. Sometimes their
reason--at other times their prejudices or superstitions: often their
social affections, not seldom their anti-social ones, their envy or
jealousy, their arrogance or contemptuousness: but most commonly, their
desires or fears for themselves--their legitimate or illegitimate
self-interest. Wherever there is an ascendant class, a large portion of
the morality of the country emanates from its class interests, and its
feelings of class superiority. The morality between Spartans and Helots,
between planters and negroes, between princes and subjects, between
nobles and roturiers, between men and women, has been for the most part
the creation of these class interests and feelings: and the sentiments
thus generated, react in turn upon the moral feelings of the members of
the ascendant class, in their relations among themselves. Where, on the
other hand, a class, formerly ascendant, has lost its ascendancy, or
where its ascendancy is unpopular, the prevailing moral sentiments
frequently bear the impress of an impatient dislike of superiority.
Another grand determining principle of the rules of conduct, both in act
and forbearance, which have been enforced by law or opinion, has been
the servility of mankind towards the supposed preferences or aversions
of their temporal masters, or of their gods. This servility, though
essentially selfish, is not hypocrisy; it gives rise to perfectly
genuine sentiments of abhorrence; it made men burn magicians and
heretics. Among so many baser influences, the general and obvious
interests of society have of course had a share, and a large one, in the
direction of the moral sentiments: less, however, as a matter of reason,
and on their own account, than as a consequence of the sympathies and
antipathies which grew out of them: and sympathies and antipathies which
had little or nothing to do with the interests of society, have made
themselves felt in the establishment of moralities with quite as great
force.
The likings and dislikings of society, or of some powerful portion of
it, are thus the main thing which has practically determined the rules
laid down for general observance, under the penalties of law or
opinion. And in general, those who have been in advance of society in
thought and feeling have left this condition of things unassailed in
principle, however they may have come into conflict with it in some of
its details. They have occupied themselves rather in inquiring what
things society ought to like or dislike, than in questioning whether its
likings or dislikings should be a law to individuals. They preferred
endeavouring to alter the feelings of mankind on the particular points
on which they were themselves heretical, rather than make common cause
in defence of freedom, with heretics generally. The only case in which
the higher ground has been taken on principle and maintained with
consistency, by any but an individual here and there, is that of
religious belief: a case instructive in many ways, and not least so as
forming a most striking instance of the fallibility of what is called
the moral sense: for the _odium theologicum_, in a sincere bigot, is one
of the most unequivocal cases of moral feeling. Those who first broke
the yoke of what called itself the Universal Church, were in general as
little willing to permit difference of religious opinion as that church
itself. But when the heat of the conflict was over, without giving a
complete victory to any party, and each church or sect was reduced to
limit its hopes to retaining possession of the ground it already
occupied; minorities, seeing that they had no chance of becoming
majorities, were under the necessity of pleading to those whom they
could not convert, for permission to differ. It is accordingly on this
battle-field, almost solely, that the rights of the individual against
society have been asserted on broad grounds of principle, and the claim
of society to exercise authority over dissentients, openly controverted.
The great writers to whom the world owes what religious liberty it
possesses, have mostly asserted freedom of conscience as an indefeasible
right, and denied absolutely that a human being is accountable to others
for his religious belief. Yet so natural to mankind is intolerance in
whatever they really care about, that religious freedom has hardly
anywhere been practically realised, except where religious indifference,
which dislikes to have its peace disturbed by theological quarrels, has
added its weight to the scale. In the minds of almost all religious
persons, even in the most tolerant countries, the duty of toleration is
admitted with tacit reserves. One person will bear with dissent in
matters of church government, but not of dogma; another can tolerate
everybody, short of a Papist or a Unitarian; another, every one who
believes in revealed religion; a few extend their charity a little
further, but stop at the belief in a God and in a future state. Wherever
the sentiment of the majority is still genuine and intense, it is found
to have abated little of its claim to be obeyed.
In England, from the peculiar circumstances of our political history,
though the yoke of opinion is perhaps heavier, that of law is lighter,
than in most other countries of Europe; and there is considerable
jealousy of direct interference, by the legislative or the executive
power, with private conduct; not so much from any just regard for the
independence of the individual, as from the still subsisting habit of
looking on the government as representing an opposite interest to the
public. The majority have not yet learnt to feel the power of the
government their power, or its opinions their opinions. When they do so,
individual liberty will probably be as much exposed to invasion from the
government, as it already is from public opinion. But, as yet, there is
a considerable amount of feeling ready to be called forth against any
attempt of the law to control individuals in things in which they have
not hitherto been accustomed to be controlled by it; and this with very
little discrimination as to whether the matter is, or is not, within the
legitimate sphere of legal control; insomuch that the feeling, highly
salutary on the whole, is perhaps quite as often misplaced as well
grounded in the particular instances of its application. There is, in
fact, no recognised principle by which the propriety or impropriety of
government interference is customarily tested. People decide according
to their personal preferences. Some, whenever they see any good to be
done, or evil to be remedied, would willingly instigate the government
to undertake the business; while others prefer to bear almost any amount
of social evil, rather than add one to the departments of human
interests amenable to governmental control. And men range themselves on
one or the other side in any particular case, according to this general
direction of their sentiments; or according to the degree of interest
which they feel in the particular thing which it is proposed that the
government should do, or according to the belief they entertain that the
government would, or would not, do it in the manner they prefer; but
very rarely on account of any opinion to which they consistently adhere,
as to what things are fit to be done by a government. And it seems to me
that in consequence of this absence of rule or principle, one side is
at present as often wrong as the other; the interference of government
is, with about equal frequency, improperly invoked and improperly
condemned.
The object of this Essay is to assert one very simple principle, as
entitled to govern absolutely the dealings of society with the
individual in the way of compulsion and control, whether the means used
be physical force in the form of legal penalties, or the moral coercion
of public opinion. That principle is, that the sole end for which
mankind are warranted, individually or collectively, in interfering with
the liberty of action of any of their number, is self-protection. That
the only purpose for which power can be rightfully exercised over any
member of a civilised community, against his will, is to prevent harm to
others. His own good, either physical or moral, is not a sufficient
warrant. He cannot rightfully be compelled to do or forbear because it
will be better for him to do so, because it will make him happier,
because, in the opinions of others, to do so would be wise, or even
right. These are good reasons for remonstrating with him, or reasoning
with him, or persuading him, or entreating him, but not for compelling
him, or visiting him with any evil in case he do otherwise. To justify
that, the conduct from which it is desired to deter him must be
calculated to produce evil to some one else. The only part of the
conduct of any one, for which he is amenable to society, is that which
concerns others. In the part which merely concerns himself, his
independence is, of right, absolute. Over himself, over his own body and
mind, the individual is sovereign.
It is, perhaps, hardly necessary to say that this doctrine is meant to
apply only to human beings in the maturity of their faculties. We are
not speaking of children, or of young persons below the age which the
law may fix as that of manhood or womanhood. Those who are still in a
state to require being taken care of by others, must be protected
against their own actions as well as against external injury. For the
same reason, we may leave out of consideration those backward states of
society in which the race itself may be considered as in its nonage. The
early difficulties in the way of spontaneous progress are so great, that
there is seldom any choice of means for overcoming them; and a ruler
full of the spirit of improvement is warranted in the use of any
expedients that will attain an end, perhaps otherwise unattainable.
Despotism is a legitimate mode of government in dealing with
barbarians, provided the end be their improvement, and the means
justified by actually effecting that end. Liberty, as a principle, has
no application to any state of things anterior to the time when mankind
have become capable of being improved by free and equal discussion.
Until then, there is nothing for them but implicit obedience to an Akbar
or a Charlemagne, if they are so fortunate as to find one. But as soon
as mankind have attained the capacity of being guided to their own
improvement by conviction or persuasion (a period long since reached in
all nations with whom we need here concern ourselves), compulsion,
either in the direct form or in that of pains and penalties for
non-compliance, is no longer admissible as a means to their own good,
and justifiable only for the security of others.
It is proper to state that I forego any advantage which could be derived
to my argument from the idea of abstract right, as a thing independent
of utility. I regard utility as the ultimate appeal on all ethical
questions; but it must be utility in the largest sense, grounded on the
permanent interests of man as a progressive being. Those interests, I
contend, authorise the subjection of individual spontaneity to external
control, only in respect to those actions of each, which concern the
interest of other people. If any one does an act hurtful to others,
there is a _prima facie_ case for punishing him, by law, or, where legal
penalties are not safely applicable, by general disapprobation. There
are also many positive acts for the benefit of others, which he may
rightfully be compelled to perform; such as, to give evidence in a court
of justice; to bear his fair share in the common defence, or in any
other joint work necessary to the interest of the society of which he
enjoys the protection; and to perform certain acts of individual
beneficence, such as saving a fellow-creature's life, or interposing to
protect the defenceless against ill-usage, things which whenever it is
obviously a man's duty to do, he may rightfully be made responsible to
society for not doing. A person may cause evil to others not only by his
actions but by his inaction, and in either case he is justly accountable
to them for the injury. The latter case, it is true, requires a much
more cautious exercise of compulsion than the former. To make any one
answerable for doing evil to others, is the rule; to make him answerable
for not preventing evil, is, comparatively speaking, the exception. Yet
there are many cases clear enough and grave enough to justify that
exception. In all things which regard the external relations of the
individual, he is _de jure_ amenable to those whose interests are
concerned, and if need be, to society as their protector. There are
often good reasons for not holding him to the responsibility; but these
reasons must arise from the special expediencies of the case: either
because it is a kind of case in which he is on the whole likely to act
better, when left to his own discretion, than when controlled in any way
in which society have it in their power to control him; or because the
attempt to exercise control would produce other evils, greater than
those which it would prevent. When such reasons as these preclude the
enforcement of responsibility, the conscience of the agent himself
should step into the vacant judgment seat, and protect those interests
of others which have no external protection; judging himself all the
more rigidly, because the case does not admit of his being made
accountable to the judgment of his fellow-creatures.
But there is a sphere of action in which society, as distinguished from
the individual, has, if any, only an indirect interest; comprehending
all that portion of a person's life and conduct which affects only
himself, or if it also affects others, only with their free, voluntary,
and undeceived consent and participation. When I say only himself, I
mean directly, and in the first instance: for whatever affects himself,
may affect others _through_ himself; and the objection which may be
grounded on this contingency, will receive consideration in the sequel.
This, then, is the appropriate region of human liberty. It comprises,
first, the inward domain of consciousness; demanding liberty of
conscience, in the most comprehensive sense; liberty of thought and
feeling; absolute freedom of opinion and sentiment on all subjects,
practical or speculative, scientific, moral, or theological. The liberty
of expressing and publishing opinions may seem to fall under a different
principle, since it belongs to that part of the conduct of an individual
which concerns other people; but, being almost of as much importance as
the liberty of thought itself, and resting in great part on the same
reasons, is practically inseparable from it. Secondly, the principle
requires liberty of tastes and pursuits; of framing the plan of our life
to suit our own character; of doing as we like, subject to such
consequences as may follow: without impediment from our
fellow-creatures, so long as what we do does not harm them, even though
they should think our conduct foolish, perverse, or wrong. Thirdly, from
this liberty of each individual, follows the liberty, within the same
limits, of combination among individuals; freedom to unite, for any
purpose not involving harm to others: the persons combining being
supposed to be of full age, and not forced or deceived.
No society in which these liberties are not, on the whole, respected, is
free, whatever may be its form of government; and none is completely
free in which they do not exist absolute and unqualified. The only
freedom which deserves the name, is that of pursuing our own good in our
own way, so long as we do not attempt to deprive others of theirs, or
impede their efforts to obtain it. Each is the proper guardian of his
own health, whether bodily, or mental and spiritual. Mankind are greater
gainers by suffering each other to live as seems good to themselves,
than by compelling each to live as seems good to the rest.
Though this doctrine is anything but new, and, to some persons, may have
the air of a truism, there is no doctrine which stands more directly
opposed to the general tendency of existing opinion and practice.
Society has expended fully as much effort in the attempt (according to
its lights) to compel people to conform to its notions of personal, as
of social excellence. The ancient commonwealths thought themselves
entitled to practise, and the ancient philosophers countenanced, the
regulation of every part of private conduct by public authority, on the
ground that the State had a deep interest in the whole bodily and mental
discipline of every one of its citizens; a mode of thinking which may
have been admissible in small republics surrounded by powerful enemies,
in constant peril of being subverted by foreign attack or internal
commotion, and to which even a short interval of relaxed energy and
self-command might so easily be fatal, that they could not afford to
wait for the salutary permanent effects of freedom. In the modern world,
the greater size of political communities, and above all, the separation
between spiritual and temporal authority (which placed the direction of
men's consciences in other hands than those which controlled their
worldly affairs), prevented so great an interference by law in the
details of private life; but the engines of moral repression have been
wielded more strenuously against divergence from the reigning opinion in
self-regarding, than even in social matters; religion, the most powerful
of the elements which have entered into the formation of moral feeling,
having almost always been governed either by the ambition of a
hierarchy, seeking control over every department of human conduct, or by
the spirit of Puritanism. And some of those modern reformers who have
placed themselves in strongest opposition to the religions of the past,
have been noway behind either churches or sects in their assertion of
the right of spiritual domination: M. Comte, in particular, whose social
system, as unfolded in his _Traite de Politique Positive_, aims at
establishing (though by moral more than by legal appliances) a despotism
of society over the individual, surpassing anything contemplated in the
political ideal of the most rigid disciplinarian among the ancient
philosophers.
Apart from the peculiar tenets of individual thinkers, there is also in
the world at large an increasing inclination to stretch unduly the
powers of society over the individual, both by the force of opinion and
even by that of legislation: and as the tendency of all the changes
taking place in the world is to strengthen society, and diminish the
power of the individual, this encroachment is not one of the evils which
tend spontaneously to disappear, but, on the contrary, to grow more and
more formidable. The disposition of mankind, whether as rulers or as
fellow-citizens to impose their own opinions and inclinations as a rule
of conduct on others, is so energetically supported by some of the best
and by some of the worst feelings incident to human nature, that it is
hardly ever kept under restraint by anything but want of power; and as
the power is not declining, but growing, unless a strong barrier of
moral conviction can be raised against the mischief, we must expect, in
the present circumstances of the world, to see it increase.
It will be convenient for the argument, if, instead of at once entering
upon the general thesis, we confine ourselves in the first instance to a
single branch of it, on which the principle here stated is, if not
fully, yet to a certain point, recognised by the current opinions. This
one branch is the Liberty of Thought: from which it is impossible to
separate the cognate liberty of speaking and of writing. Although these
liberties, to some considerable amount, form part of the political
morality of all countries which profess religious toleration and free
institutions, the grounds, both philosophical and practical, on which
they rest, are perhaps not so familiar to the general mind, nor so
thoroughly appreciated by many even of the leaders of opinion, as might
have been expected. Those grounds, when rightly understood, are of much
wider application than to only one division of the subject, and a
thorough consideration of this part of the question will be found the
best introduction to the remainder. Those to whom nothing which I am
about to say will be new, may therefore, I hope, excuse me, if on a
subject which for now three centuries has been so often discussed, I
venture on one discussion more.
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